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Securities Law Commons™

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Selected Works

2019

Securities law

Articles 1 - 3 of 3

Full-Text Articles in Securities Law

Securities Law Research, Adeen Postar Aug 2019

Securities Law Research, Adeen Postar

Adeen Postar

This research guide provides an overview of resources and search strategies for researching Securities Law: primary and secondary materials, specialized databases, and government websites. It also identifies sources for researching case law.

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Securities Laws As Foreign Policy, Karen E. Woody Jul 2019

Securities Laws As Foreign Policy, Karen E. Woody

Karen Woody

No abstract provided.

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Reflections On Dual Regulation Of Securities: A Case For Reallocation Of Regulatory Responsibilities, Manning Gilbert Warren Iii Apr 2019

Reflections On Dual Regulation Of Securities: A Case For Reallocation Of Regulatory Responsibilities, Manning Gilbert Warren Iii

Manning G. Warren III

I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996's dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states.

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