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Articles 1 - 27 of 27
Full-Text Articles in Securities Law
The Financial Action Task Force And The Legal Profession, Duncan E. Osborne
The Financial Action Task Force And The Legal Profession, Duncan E. Osborne
NYLS Law Review
No abstract provided.
Kicking The Can Down The Road: Dodd-Frank’S Attempted Reform On Broker-Dealers, Helen Quigley
Kicking The Can Down The Road: Dodd-Frank’S Attempted Reform On Broker-Dealers, Helen Quigley
NYLS Law Review
No abstract provided.
Lawyer Ethics And The Financial Action Task Force: A Call To Action, Jack P. Sahl
Lawyer Ethics And The Financial Action Task Force: A Call To Action, Jack P. Sahl
NYLS Law Review
No abstract provided.
U.S. Legal Profession Efforts To Combat Money Laundering And Terrorist Financing, Laurel S. Terry
U.S. Legal Profession Efforts To Combat Money Laundering And Terrorist Financing, Laurel S. Terry
NYLS Law Review
No abstract provided.
Wells Fargo V. Erobobo: Mortgage-Backed Securities Of The 2000s, Alex Luxenburg
Wells Fargo V. Erobobo: Mortgage-Backed Securities Of The 2000s, Alex Luxenburg
NYLS Law Review
No abstract provided.
The Financial Action Task Force: International Regulatory Convergence Through Soft Law, Nicholas W. Turner
The Financial Action Task Force: International Regulatory Convergence Through Soft Law, Nicholas W. Turner
NYLS Law Review
No abstract provided.
The Role Of Lawyers In Combating Money Laundering And Terrorist Financing: Lessons From The English Approach, John A. Terrill Ii, Michael A. Breslow
The Role Of Lawyers In Combating Money Laundering And Terrorist Financing: Lessons From The English Approach, John A. Terrill Ii, Michael A. Breslow
NYLS Law Review
No abstract provided.
Compliance Convergence In Fatf Rulemaking: The Conflict Between Agency Capture And Soft Law, Dr. Saby Ghoshray
Compliance Convergence In Fatf Rulemaking: The Conflict Between Agency Capture And Soft Law, Dr. Saby Ghoshray
NYLS Law Review
No abstract provided.
Regulation Llc, Raymond P. Girnys
Keynote Address: The Conflicted Trustee Dilemma, Steven L. Schwarcz
Keynote Address: The Conflicted Trustee Dilemma, Steven L. Schwarcz
NYLS Law Review
No abstract provided.
On The Continued Vitality Of Securities Arbitration: Why Reform Efforts Must Not Preclude Predispute Arbitration Clauses, Alicia J. Surdyk
On The Continued Vitality Of Securities Arbitration: Why Reform Efforts Must Not Preclude Predispute Arbitration Clauses, Alicia J. Surdyk
NYLS Law Review
No abstract provided.
Estate Of Pew V. Cardarelli, Rachel Bell
Teamsters Local 445 Freight Division Pension Fund V. Dynex Capital Inc., Erica E. Bonnett
Teamsters Local 445 Freight Division Pension Fund V. Dynex Capital Inc., Erica E. Bonnett
NYLS Law Review
No abstract provided.
Globalization And Corporate Social Responsibility: Challenges For The Academy, Future Lawyers, And Corporate Law, Faith Stevelman
Globalization And Corporate Social Responsibility: Challenges For The Academy, Future Lawyers, And Corporate Law, Faith Stevelman
NYLS Law Review
No abstract provided.
In Re Cardinal Health, Inc. Securities Litigation, Lucas T. Charleston
In Re Cardinal Health, Inc. Securities Litigation, Lucas T. Charleston
NYLS Law Review
No abstract provided.
The Intersection Between Finance And Intellectual Property: Trade Secrets, Hedge Funds, And Section 13(F) Of The Exchange Act, Erin E. Martin
The Intersection Between Finance And Intellectual Property: Trade Secrets, Hedge Funds, And Section 13(F) Of The Exchange Act, Erin E. Martin
NYLS Law Review
No abstract provided.
Sarbanes-Oxley: The Delaware Perspective, Chief Justice Myron T. Steele
Sarbanes-Oxley: The Delaware Perspective, Chief Justice Myron T. Steele
NYLS Law Review
No abstract provided.
Sec Enforcement And Examinations Concerning Hedge Funds, Barry W. Rashkover, Laurin Blumenthal Kleiman
Sec Enforcement And Examinations Concerning Hedge Funds, Barry W. Rashkover, Laurin Blumenthal Kleiman
NYLS Law Review
No abstract provided.
Goldstein V. Sec, Elizabeth A. Veit
A Social Defense Of Sarbanes-Oxley, James Fanto
From Lapdog To Watchdog: Sarbanes-Oxley Section 307 And A New Role For Corporate Lawyers, Peter C. Kostant
From Lapdog To Watchdog: Sarbanes-Oxley Section 307 And A New Role For Corporate Lawyers, Peter C. Kostant
NYLS Law Review
No abstract provided.
Internal Whistleblowing And Sarbanes-Oxley Section 806: Balancing The Interests Of Employee And Employer, Kevin Rubinstein
Internal Whistleblowing And Sarbanes-Oxley Section 806: Balancing The Interests Of Employee And Employer, Kevin Rubinstein
NYLS Law Review
No abstract provided.
Tracinda Corp. V. Daimlerchrysler Ag, Keith Martorana
Tracinda Corp. V. Daimlerchrysler Ag, Keith Martorana
NYLS Law Review
No abstract provided.
Rombach V. Chang: To 9(B) Or Not To 9(B), Scott D. Woller
Rombach V. Chang: To 9(B) Or Not To 9(B), Scott D. Woller
NYLS Law Review
No abstract provided.
Missing The Mark: Nasd Rule 2711 And Nyse Rule 472 Mistakenly Emphasize Disclosure Rather Than Amending The Pleading Requirements Of Pslra, James J. Barney
Missing The Mark: Nasd Rule 2711 And Nyse Rule 472 Mistakenly Emphasize Disclosure Rather Than Amending The Pleading Requirements Of Pslra, James J. Barney
NYLS Law Review
No abstract provided.
In Re Merrill Lynch & Co., Inc. Research Reports Securities Litigation, Patrick G. Diamond
In Re Merrill Lynch & Co., Inc. Research Reports Securities Litigation, Patrick G. Diamond
NYLS Law Review
No abstract provided.
In Re Nortel Networks Corp. Securities Litigation, Janis Golubock
In Re Nortel Networks Corp. Securities Litigation, Janis Golubock
NYLS Law Review
No abstract provided.