Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- SEC (2)
- 126 Stat. 306 (1)
- 307 (2012) (1)
- Accounting Fraud (1)
- Administrative law (1)
-
- Arbitration & award (1)
- Bubble laws (1)
- CFTC (1)
- Deregulation (1)
- Dictation and Delegation (1)
- FCC (1)
- Federal Arbitration Act of 1924 (1)
- Federal Communications Commission (1)
- Financial reform (1)
- JOBS Act (1)
- Jumpstart Our Business Startups Act (1)
- Pub. L. No. 112-106 (1)
- Reactionary legislation (1)
- Regulation (1)
- Rodriguez de Quijas v. Shearson/American Express Inc. (1)
- Rule making (1)
- Rules (1)
- Securities Regulation (1)
- Securities and Exchange Commission (1)
- Self-executing law (1)
- Shearson/American Express Inc. v. McMahon (1)
- Statues (1)
- Supreme Court (1)
- United States Congress (1)
- WorldCom (1)
Articles 1 - 3 of 3
Full-Text Articles in Securities Law
Dictation And Delegation In Securities Regulation, Usha Rodrigues
Dictation And Delegation In Securities Regulation, Usha Rodrigues
Indiana Law Journal
When Congress undertakes major financial reform, either it dictates the precise con-tours of the law itself or it delegates the bulk of the rule making to an administrative agency. This choice has critical consequences. Making the law self-executing in federal legislation is swift, not subject to administrative tinkering, and less vulnerable than rule making to judicial second-guessing. Agency action is, in contrast, deliberate, subject to ongoing bureaucratic fiddling, and more vulnerable than statutes to judicial challenge.
This Article offers the first empirical analysis of the extent of congressional delegation in securities law from 1970 to the present day, examining nine …
Responses By The Federal Communications Commission To Worldcom's Accounting Fraud, Warren G. Lavey
Responses By The Federal Communications Commission To Worldcom's Accounting Fraud, Warren G. Lavey
Federal Communications Law Journal
WorldCom's disclosure of billions of dollars of financial fraud on June 25, 2002 challenged the Federal Communications Commission ("FCC") in several major ways. The FCC proclaimed its commitment to enforce its rules to protect consumers against service discontinuance as well as the priority of rooting out corporate fraud. The FCC's rules required WorldCom to file accurate financial information and to show that it had financial and character qualifications necessary to hold FCC licenses. Despite numerous related proceedings and other actions in 2001 and early 2002, the FCC had not detected nor deterred WorldCom's fraud. After the disclosure, WorldCom continued its …
Arbitration Of Securities Disputes: Rodriguez And New Arbitration Rules Leave Investors Holding A Mixed Bag, William C. Hermann
Arbitration Of Securities Disputes: Rodriguez And New Arbitration Rules Leave Investors Holding A Mixed Bag, William C. Hermann
Indiana Law Journal
No abstract provided.