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Full-Text Articles in Securities Law
Introduction, Danny Busch, Deborah A. Demott
Introduction, Danny Busch, Deborah A. Demott
Faculty Scholarship
Asset management, a distinctive sector within the financial services industry, centers on an agency relationship between a client and an individual manager or firm appointed to manage the client's investment portfolio. Additionally, in many jurisdictions asset managers are subject to a technically complex set of regulatory requirements, which differ across jurisdictions. This book is the only comparative analysis of the law of asset manager liability in the major European jurisdictions, the United States, and Canada, with chapters written by specialists from the relevant jurisdictions plus a comprehensive chapter covering the relevant European law, in particular the MiFID directive. The book's …
Regulatory Techniques And Liability Regimes For Asset Managers, Deborah A. Demott
Regulatory Techniques And Liability Regimes For Asset Managers, Deborah A. Demott
Faculty Scholarship
No abstract provided.