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Securities Law Commons

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American University Washington College of Law

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Articles 1 - 27 of 27

Full-Text Articles in Securities Law

Unravelling China's Gradual Approach To Equity Crowdfunding Regulation, Chen Li, Yu Qianqian Jan 2019

Unravelling China's Gradual Approach To Equity Crowdfunding Regulation, Chen Li, Yu Qianqian

American University Business Law Review

No abstract provided.


"Something Called The 'Municipal Securities Rulemaking Board'": Unexamined Issues Of Constitutionality, Richard E. Brodsky Jan 2019

"Something Called The 'Municipal Securities Rulemaking Board'": Unexamined Issues Of Constitutionality, Richard E. Brodsky

American University Business Law Review

No abstract provided.


Not All Virtual Currencies Are Created Equal: Regulatory Guidance In The Aftermath Of Cftc V. Mcdonnell, Allen Kogan Jan 2019

Not All Virtual Currencies Are Created Equal: Regulatory Guidance In The Aftermath Of Cftc V. Mcdonnell, Allen Kogan

American University Business Law Review

No abstract provided.


Valueact Partners And Hart-Scot-Rodino: Ending The Competition Between Investor Interest And Antitrust Law, Amy D'Avella Jan 2019

Valueact Partners And Hart-Scot-Rodino: Ending The Competition Between Investor Interest And Antitrust Law, Amy D'Avella

American University Business Law Review

No abstract provided.


Why Salman Is A Game-Changer For The Political Intelligence Industry, Kendall R. Pauley Jan 2018

Why Salman Is A Game-Changer For The Political Intelligence Industry, Kendall R. Pauley

American University Law Review

No abstract provided.


Insider Trading Flaw: Toward A Fraud-On-The-Market Theory And Beyond, Kenneth R. Davis Jan 2017

Insider Trading Flaw: Toward A Fraud-On-The-Market Theory And Beyond, Kenneth R. Davis

American University Law Review

No abstract provided.


The Rule Of Lenity And The Enforcement Of The Federal Securities Laws, Anna Currier Jan 2017

The Rule Of Lenity And The Enforcement Of The Federal Securities Laws, Anna Currier

American University Business Law Review

No abstract provided.


Why Delaware Courts Should Abolish The Schnell Doctrine, Mary Siegel Jan 2017

Why Delaware Courts Should Abolish The Schnell Doctrine, Mary Siegel

American University Business Law Review

No abstract provided.


The Anti-Spoofing Statute: Vague As Applied To The "Hypothetically Legitimate Treader", Catriona Coppler Jan 2017

The Anti-Spoofing Statute: Vague As Applied To The "Hypothetically Legitimate Treader", Catriona Coppler

American University Business Law Review

No abstract provided.


Friends With Benefits: Analyzing The Implications Of United States V. Newman For The Future Of Insider Trading, Tebsy Paul Jan 2016

Friends With Benefits: Analyzing The Implications Of United States V. Newman For The Future Of Insider Trading, Tebsy Paul

American University Business Law Review

No abstract provided.


Food Speculation: Between Virtual . . . And Reality, Alexandra Esmel Jan 2016

Food Speculation: Between Virtual . . . And Reality, Alexandra Esmel

American University International Law Review

No abstract provided.


The Halfway Point Between Barbary Coast And Shangri-La: Extraterritoriality And The Viability Of The Economic Reality Method Post-Parkcentral Global Hub Ltd. V. Porche Automobile Holdings Se, Kaitlin A. Bruno Jan 2015

The Halfway Point Between Barbary Coast And Shangri-La: Extraterritoriality And The Viability Of The Economic Reality Method Post-Parkcentral Global Hub Ltd. V. Porche Automobile Holdings Se, Kaitlin A. Bruno

American University Law Review

No abstract provided.


It's Not Just About The Money: A Comparative Analysis Of The Regulatory Status Of Bitcoin Under Various Domestic Securities Laws, Vesna Harasic Jan 2015

It's Not Just About The Money: A Comparative Analysis Of The Regulatory Status Of Bitcoin Under Various Domestic Securities Laws, Vesna Harasic

American University Business Law Review

No abstract provided.


Global Systemic Risk And International Regulatory Coordination: Squaring Sovereignty And Financial Stability, Federico Lupo-Pasini, Ross P. Buckley Jan 2015

Global Systemic Risk And International Regulatory Coordination: Squaring Sovereignty And Financial Stability, Federico Lupo-Pasini, Ross P. Buckley

American University International Law Review

No abstract provided.


Non-Party Interests In Closing Opinion Letters, Heather Hughes Jan 2013

Non-Party Interests In Closing Opinion Letters, Heather Hughes

American University Business Law Review

No abstract provided.


Reflections On The Securities Law Of Jordan , Bashar H. Malkawi, Haitham A. Haloush Feb 2011

Reflections On The Securities Law Of Jordan , Bashar H. Malkawi, Haitham A. Haloush

American University International Law Review

No abstract provided.


Reflections On The Securities Law Of Jordan , Bashar H. Malkawi, Haitham A. Haloush Feb 2011

Reflections On The Securities Law Of Jordan , Bashar H. Malkawi, Haitham A. Haloush

American University International Law Review

No abstract provided.


Sec Interpretive Guidance For Climate Related Disclosures, Nickolas M. Boecher Jan 2010

Sec Interpretive Guidance For Climate Related Disclosures, Nickolas M. Boecher

Sustainable Development Law & Policy

No abstract provided.


Pleading A Loss Cause: Resolving The Pleading Standard For The Element Of Loss Causation In A Private Securities Fraud Claim And A Plaintiff's Heavy Burden Pleading It Under Iqbal, Jason N. Haycock Jan 2010

Pleading A Loss Cause: Resolving The Pleading Standard For The Element Of Loss Causation In A Private Securities Fraud Claim And A Plaintiff's Heavy Burden Pleading It Under Iqbal, Jason N. Haycock

American University Law Review

No abstract provided.


Of Protection And Sovereignty: Applying The Computer Fraud And Abuse Act Extraterritorially To Protect Embedded Software Outsourced To China , Carrie Greenplate Oct 2007

Of Protection And Sovereignty: Applying The Computer Fraud And Abuse Act Extraterritorially To Protect Embedded Software Outsourced To China , Carrie Greenplate

American University Law Review

No abstract provided.


Recrafting The Jurisdictional Framework For Private Rights Of Action Under The Federal Securities Laws, Jeffrey T. Cook Feb 2006

Recrafting The Jurisdictional Framework For Private Rights Of Action Under The Federal Securities Laws, Jeffrey T. Cook

American University Law Review

No abstract provided.


Recrafting The Jurisdictional Framework For Private Rights Of Action Under The Federal Securities Laws, Jeffrey T. Cook Feb 2006

Recrafting The Jurisdictional Framework For Private Rights Of Action Under The Federal Securities Laws, Jeffrey T. Cook

American University Law Review

No abstract provided.


The Prototype Carbon Fund: A New Departure In International Trusts And Securities Law, Sophie Smyth Jan 2005

The Prototype Carbon Fund: A New Departure In International Trusts And Securities Law, Sophie Smyth

Sustainable Development Law & Policy

No abstract provided.


Should Mandatory Written Opinions Be Required In All Securities Arbitrations?: The Practical And Legal Implications To The Securities Industry , Lynn Katzler Oct 1995

Should Mandatory Written Opinions Be Required In All Securities Arbitrations?: The Practical And Legal Implications To The Securities Industry , Lynn Katzler

American University Law Review

No abstract provided.


Aftermath Of Central Bank Of Denver: Private Aiding And Abetting Liability Under Section 10(B) And Rule 10b-5, David J. Baum Jan 1995

Aftermath Of Central Bank Of Denver: Private Aiding And Abetting Liability Under Section 10(B) And Rule 10b-5, David J. Baum

American University Law Review

No abstract provided.


Otc Derivatives & Systemic Risk: Innovative Finance Or The Dance Into The Abyss?, Adam P. Waldman Jan 1994

Otc Derivatives & Systemic Risk: Innovative Finance Or The Dance Into The Abyss?, Adam P. Waldman

American University Law Review

No abstract provided.


"Socially Responsible" Investing: Doing Good Versus Doing Well In An Inefficient Market, Maria O'Brien Hylton Jan 1992

"Socially Responsible" Investing: Doing Good Versus Doing Well In An Inefficient Market, Maria O'Brien Hylton

American University Law Review

No abstract provided.