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Articles 1 - 4 of 4
Full-Text Articles in Securities Law
Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky
Insider Trading And The Insider Trading Sanctions Act Of 1984: New Wine Into New Bottles?, David M. Brodsky
Washington and Lee Law Review
No abstract provided.
Negligence Vs. Scienter: The Proper Standard Of Liability For Violations Of The Antifraud Provisions Regulating Tender Offers And Proxy Solicitations Under The Securities Exchange Act Of 1934
Washington and Lee Law Review
No abstract provided.
Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57
Oral Misrepresentations At "Roadshows" And In Other Settings: Illusory Liability Under Rule Lob-57
Washington and Lee Law Review
No abstract provided.
Application Of Respondeat Superior Principles To Securities Fraud Claims Under The Racketeer Influenced And Corrupt Organizations Act (Rico), Barbara Black
Faculty Articles and Other Publications
Part I of this article outlines RICO's statutory scheme, reviews the common law doctrines under which a principal may be liable for the acts of its agent and the policies behind these doctrines, and examines RICO decisions raising the issue of vicarious liability. Part II examines non-RICO federal cases and identifies relevant factors determining the appropriateness of applying respondeat superior and agency principles to federal statutes. Finally, Part III analyzes the specific provisions of RICO in light of the factors identified in Part II. The article concludes that these factors do not support the imposition of liability on defendants other …