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Securities Law Commons

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Articles 1 - 5 of 5

Full-Text Articles in Securities Law

Logical Inconsistencies In The Sec's Enforcement Of Insider Trading: Guidelines For A Definition Jun 1987

Logical Inconsistencies In The Sec's Enforcement Of Insider Trading: Guidelines For A Definition

Washington and Lee Law Review

No abstract provided.


City National Bank V. American Commonwealth Financial Corp: The Application Of Rule 10b-13 Of The Securities Exchange Act Of 1934 To Executory Contracts Jun 1987

City National Bank V. American Commonwealth Financial Corp: The Application Of Rule 10b-13 Of The Securities Exchange Act Of 1934 To Executory Contracts

Washington and Lee Law Review

No abstract provided.


Section 20(A) Or Respondeat Superior?: An Update Jun 1987

Section 20(A) Or Respondeat Superior?: An Update

Washington and Lee Law Review

No abstract provided.


Conversion Of Customers' Property By Securities Professionals: The Applicabilty Of Rule 10b-5 In The "Contraction Era" Jun 1987

Conversion Of Customers' Property By Securities Professionals: The Applicabilty Of Rule 10b-5 In The "Contraction Era"

Washington and Lee Law Review

No abstract provided.


The Second Circuit's Approach To The "In Connection With" Requirement Of Rule 10b-5, Barbara Black Jan 1987

The Second Circuit's Approach To The "In Connection With" Requirement Of Rule 10b-5, Barbara Black

Faculty Articles and Other Publications

This Commentary examines the evolution of the "in connection with" requirement within the Second Circuit, focusing on cases decided in the 1985-86 term. It attempts to illustrate the direction the Circuit has taken in dealing with complex issues of securities fraud.