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Golden Gate University Law Review

Securities fraud

Articles 1 - 3 of 3

Full-Text Articles in Securities Law

Sec V. Talbot: The "Misappropriation-Plus" Theory, Kalina Laleva Oct 2010

Sec V. Talbot: The "Misappropriation-Plus" Theory, Kalina Laleva

Golden Gate University Law Review

No abstract provided.

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Securities Law - Securities & Exchange Commission V. Rind: Sec Civil Enforcement Actions Are Not Subject To Statute Of Limitations, Joan E. Low Sep 2010

Securities Law - Securities & Exchange Commission V. Rind: Sec Civil Enforcement Actions Are Not Subject To Statute Of Limitations, Joan E. Low

Golden Gate University Law Review

In Securities & Exchange Commission v. Rind, the United States Court of Appeals for the Ninth Circuit, ruling on an issue of first impression, held that civil enforcement actions brought by the Securities and Exchange Commission (hereinafter "SEC") are not subject to statute of limitations restrictions. Additionally, the court ruled that no right to a jury trial attaches in SEC civil enforcement actions seeking disgorgement of illicit profits.

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Securities Law, Peter A. Mastromonaco Sep 2010

Securities Law, Peter A. Mastromonaco

Golden Gate University Law Review

No abstract provided.

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