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Securities Law Commons

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University of Maryland Francis King Carey School of Law

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Articles 1 - 30 of 34

Full-Text Articles in Securities Law

A Conceptual Framework For Digital-Asset Securities: Tokens And Coins As Debt And Equity, Yuliya Guseva Jan 2021

A Conceptual Framework For Digital-Asset Securities: Tokens And Coins As Debt And Equity, Yuliya Guseva

Maryland Law Review

No abstract provided.


De Facto Shareholder Primacy, Jeff Schwartz Jan 2020

De Facto Shareholder Primacy, Jeff Schwartz

Maryland Law Review

No abstract provided.


Can Bad Law Do Good? A Retrospective On Conflict Minerals Regulation, Karen E. Woody Apr 2019

Can Bad Law Do Good? A Retrospective On Conflict Minerals Regulation, Karen E. Woody

Maryland Law Review

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”) created a novel approach to corporate social responsibility (“CSR”) in supply chains by requiring public companies to disclose the presence of conflict minerals in their products. Dodd-Frank, as a whole, has faced a barrage of criticism since its passage, and Section 1502 was not immune from intense critical backlash. As I argued in prior scholarship and congressional testimony, Section 1502 was ill-conceived in substance and form. Its application resulted in the improper use of securities laws to the detriment of its laudable public international law …


A Glass-Half-Empty Approach To Securities Regulation, Wendy Gerwick Couture Mar 2017

A Glass-Half-Empty Approach To Securities Regulation, Wendy Gerwick Couture

Maryland Law Review

No abstract provided.


Should Courts Do Behavioral Analysis Of Boardroom Conduct?, Dale A. Oesterle Jan 2014

Should Courts Do Behavioral Analysis Of Boardroom Conduct?, Dale A. Oesterle

Journal of Business & Technology Law

No abstract provided.


Speculative Tech: The Bitcoin Legal Quagmire & The Need For Legal Innovation, Paul H. Farmer Jr. Jan 2014

Speculative Tech: The Bitcoin Legal Quagmire & The Need For Legal Innovation, Paul H. Farmer Jr.

Journal of Business & Technology Law

No abstract provided.


Stewardship In The Interests Of Systemic Stakeholders: Re-Conceptualizing The Means And Ends Of Anglo-American Corporate Governance In The Wake Of The Global Financial Crisis, Zhong Xing Tan Jan 2014

Stewardship In The Interests Of Systemic Stakeholders: Re-Conceptualizing The Means And Ends Of Anglo-American Corporate Governance In The Wake Of The Global Financial Crisis, Zhong Xing Tan

Journal of Business & Technology Law

No abstract provided.


Janus Capital Group, Inc. V. First Derivative Traders: Further Limited Liability, And Missing An Opportunity To Curb Corporate Misconduct, Zachary K. Ostro Jan 2013

Janus Capital Group, Inc. V. First Derivative Traders: Further Limited Liability, And Missing An Opportunity To Curb Corporate Misconduct, Zachary K. Ostro

Journal of Business & Technology Law

No abstract provided.


Insider Trading In China: Compared With Cases In The United States, Greg Tzu Jan Yang Jan 2012

Insider Trading In China: Compared With Cases In The United States, Greg Tzu Jan Yang

Maryland Series in Contemporary Asian Studies

No abstract provided.


Malack V. Bdo Seidman, Llp: Gatekeepers Not So Conflicted In The Fraud-Created-The-Market Theory, Chelsea Ortega Jan 2012

Malack V. Bdo Seidman, Llp: Gatekeepers Not So Conflicted In The Fraud-Created-The-Market Theory, Chelsea Ortega

Journal of Business & Technology Law

No abstract provided.


South Cherry Street, Llc V. Hennessee Group Llc: Investors' Desperate Plea For Second Circuit Standards, Daniella Casseres Jan 2011

South Cherry Street, Llc V. Hennessee Group Llc: Investors' Desperate Plea For Second Circuit Standards, Daniella Casseres

Journal of Business & Technology Law

No abstract provided.


The Dodd-Frank Act's Specialized Corporate Disclosure: Using The Securities Laws To Address Public Policy Issues, David M. Lynn Jan 2011

The Dodd-Frank Act's Specialized Corporate Disclosure: Using The Securities Laws To Address Public Policy Issues, David M. Lynn

Journal of Business & Technology Law

No abstract provided.


Outsourcing Fraud Detection: The Analyst As Dodd-Frank Whistleblower, Luke Roosevelt Hornblower Jan 2011

Outsourcing Fraud Detection: The Analyst As Dodd-Frank Whistleblower, Luke Roosevelt Hornblower

Journal of Business & Technology Law

No abstract provided.


Toward Comprehensive Gse And Housing Finance Reform, Clifford V. Rossi Jan 2011

Toward Comprehensive Gse And Housing Finance Reform, Clifford V. Rossi

Journal of Business & Technology Law

No abstract provided.


Investment Adviser Regulation Post-Madoff: A Brave New World, Kevin A. Zambrowicz Jan 2011

Investment Adviser Regulation Post-Madoff: A Brave New World, Kevin A. Zambrowicz

Journal of Business & Technology Law

No abstract provided.


An Insight Into Insider Trading In Greater China, Greg Tzu Jan Yang Jan 2010

An Insight Into Insider Trading In Greater China, Greg Tzu Jan Yang

Maryland Series in Contemporary Asian Studies

No abstract provided.


The East Asia Summit And The Regional Security Architecture, Ralf Emmers, Joseph Chinyong Liow, See Seng Tan Jan 2010

The East Asia Summit And The Regional Security Architecture, Ralf Emmers, Joseph Chinyong Liow, See Seng Tan

Maryland Series in Contemporary Asian Studies

No abstract provided.


Examining Government Reform In The Wake Of The Financial Crisis Jan 2010

Examining Government Reform In The Wake Of The Financial Crisis

Journal of Business & Technology Law

No abstract provided.


Ignoring The Writing On The Wall: The Role Of Enterprise Risk Management In The Economic Crisis, Michelle M. Harner Jan 2010

Ignoring The Writing On The Wall: The Role Of Enterprise Risk Management In The Economic Crisis, Michelle M. Harner

Journal of Business & Technology Law

No abstract provided.


Rethinking Board Function In The Wake Of The 2008 Financial Crisis, Nicola Faith Sharpe Jan 2010

Rethinking Board Function In The Wake Of The 2008 Financial Crisis, Nicola Faith Sharpe

Journal of Business & Technology Law

No abstract provided.


Corporate Governance And Securities Law Responses To The Financial Crisis, Lisa M. Fairfax Jan 2010

Corporate Governance And Securities Law Responses To The Financial Crisis, Lisa M. Fairfax

Journal of Business & Technology Law

No abstract provided.


Integrating The Financial Crisis In The Business Associations Course: Benefits And Pitfalls, Afra Afsharipour Jan 2010

Integrating The Financial Crisis In The Business Associations Course: Benefits And Pitfalls, Afra Afsharipour

Journal of Business & Technology Law

No abstract provided.


The Best Of Times, The Worst Of Times: Securities Regulation Scholarship And Teaching In The Global Financial Crisis, Joan Macleod Heminway Jan 2010

The Best Of Times, The Worst Of Times: Securities Regulation Scholarship And Teaching In The Global Financial Crisis, Joan Macleod Heminway

Journal of Business & Technology Law

No abstract provided.


Corporate Reform As A Credence Service, Omari Scott Simmons Jan 2010

Corporate Reform As A Credence Service, Omari Scott Simmons

Journal of Business & Technology Law

No abstract provided.


The Decline Of Investment Banking: Preliminary Thoughts On The Evolution Of The Industry 1996-2008, Robert J. Rhee Jan 2010

The Decline Of Investment Banking: Preliminary Thoughts On The Evolution Of The Industry 1996-2008, Robert J. Rhee

Journal of Business & Technology Law

No abstract provided.


The Internationalization Of Securities Regulation: The United States Government's Role In Regulating The Global Capital Markets, Eric. C. Chaffee Jan 2010

The Internationalization Of Securities Regulation: The United States Government's Role In Regulating The Global Capital Markets, Eric. C. Chaffee

Journal of Business & Technology Law

No abstract provided.


In Praise Of Process: Examining The Sec, Rule 14a-8(I)(8), And Afscme V. Aig, Jena Martin Amerson Jan 2010

In Praise Of Process: Examining The Sec, Rule 14a-8(I)(8), And Afscme V. Aig, Jena Martin Amerson

Journal of Business & Technology Law

No abstract provided.


Stoneridge Investment Partners, Llc V. Scientific-Atlanta, Inc.: Substitution Of Congressional Intent With Caveat Emptor, Albert J. Matricciani Jr. Jan 2009

Stoneridge Investment Partners, Llc V. Scientific-Atlanta, Inc.: Substitution Of Congressional Intent With Caveat Emptor, Albert J. Matricciani Jr.

Journal of Business & Technology Law

No abstract provided.


Stoneridge Investment Partners, Llc V. Scientific-Atlanta, Inc.: Views From The Academy, The Bar, And The Bench. Introduction Jan 2009

Stoneridge Investment Partners, Llc V. Scientific-Atlanta, Inc.: Views From The Academy, The Bar, And The Bench. Introduction

Journal of Business & Technology Law

No abstract provided.


The Future Of Securities Litigation, Richard A. Booth Jan 2009

The Future Of Securities Litigation, Richard A. Booth

Journal of Business & Technology Law

No abstract provided.