Open Access. Powered by Scholars. Published by Universities.®

Securities Law Commons

Open Access. Powered by Scholars. Published by Universities.®

Articles 1 - 8 of 8

Full-Text Articles in Securities Law

Reconsidering The Prohibition Against General Solicitation During Section 3(C)(7) Offerings, Daniel P. Taub May 2004

Reconsidering The Prohibition Against General Solicitation During Section 3(C)(7) Offerings, Daniel P. Taub

ExpressO

This paper examines the seventy year history of the general solicitation prohibition during private offerings and then analyzes its continuing relevance as applied to Section 3(c)(7) offerings. The S.E.C. Staff recently issued a report questioning the continuing value of prohibiting general solicitation during private offerings made pursuant to Section 3(c)(7) of the Investment Company Act. If the S.E.C. were to follow the recommendation in the S.E.C. Staff Report, this would have tremendous implications for a growing number of hedge funds, and other investment companies utilizing the Section 3(c)(7) exemption. By allowing general solicitation, the S.E.C. would be reversing a policy …


Public Company Shareholders Acting As Owners: Three Reforms--Introducing The "Oversight Shareholder" (With E. Fogel & D. Addis), Edward C. Harris Feb 2004

Public Company Shareholders Acting As Owners: Three Reforms--Introducing The "Oversight Shareholder" (With E. Fogel & D. Addis), Edward C. Harris

All Faculty Scholarship

No abstract provided.


Algunas Consideraciones Sobre El Objeto Social Y La Resolución General 9/2004 De La Inspección General De Justicia, Martin Paolantonio Jan 2004

Algunas Consideraciones Sobre El Objeto Social Y La Resolución General 9/2004 De La Inspección General De Justicia, Martin Paolantonio

Martin Paolantonio

Crítica de la normativa de la autoridad de registro y su interpretación acerca del carácter preciso y determinado del objeto social y su vinculación con el capital de la sociedad


La Necesidad De Acotar El "Activismo" De La Inspección General De Justicia: El Caso "Jasler S.A.", Martin Paolantonio Jan 2004

La Necesidad De Acotar El "Activismo" De La Inspección General De Justicia: El Caso "Jasler S.A.", Martin Paolantonio

Martin Paolantonio

Aproximación crítica al rol del ente de registro de las sociedades y su pretensión de reglamentar las disposiciones de la ley de sociedades comerciales en exceso de sus atribuciones


La Restitución Del Bien Dado En Leasing En El Concurso Preventivo, Martin Paolantonio Jan 2004

La Restitución Del Bien Dado En Leasing En El Concurso Preventivo, Martin Paolantonio

Martin Paolantonio

Nota a un fallo vinculado con el secuestro y restitución de un bien dado en leasing cuando el tomador prestaba un servicio público


Las Garantías De Consistencia Patrimonial En La Compraventa De Acciones, Martin Paolantonio Jan 2004

Las Garantías De Consistencia Patrimonial En La Compraventa De Acciones, Martin Paolantonio

Martin Paolantonio

Análisis de las funciones y efectos de las cláusulas de garantía patrimonial en la compraventa de acciones, incluyendo su incumplimiento


Squeeze-Outs, Freeze-Outs And Discounts: Why Is Illinois In The Minority In Protecting Shareholder Interests?, Charles W. Murdock Jan 2004

Squeeze-Outs, Freeze-Outs And Discounts: Why Is Illinois In The Minority In Protecting Shareholder Interests?, Charles W. Murdock

Faculty Publications & Other Works

No abstract provided.


David Pays For Goliath's Mistakes: The Costly Effect Sarbanes-Oxley Has On Small Companies, 38 J. Marshall L. Rev. 671 (2004), Nathan Wilda Jan 2004

David Pays For Goliath's Mistakes: The Costly Effect Sarbanes-Oxley Has On Small Companies, 38 J. Marshall L. Rev. 671 (2004), Nathan Wilda

UIC Law Review

No abstract provided.