Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- LAW AND SOCIETY (10)
- Derecho Procesal Civil (4)
- Competition Law (3)
- Derecho Civil (3)
- Energy Law (3)
-
- European Law (3)
- Administrative law (2)
- Antitrust (2)
- BOOK REVIEW (2)
- Commercial Law (2)
- Derecho Penal (2)
- Law and Economics (2)
- Law and Society (2)
- Legal Process Outsourcing (2)
- Mercado de Capitales (2)
- Securities Law (2)
- TORT LAW IN INDIA (2)
- TORTS (2)
- Títulos Valores (2)
- Unbundling (2)
- ACER (1)
- Accounting (1)
- Acquisition (1)
- Administrative Law (1)
- Adr (1)
- Alternative Dispute Resolution (1)
- Arbitration (1)
- Audit Committee (1)
- Banking (1)
- Banking and Finance (1)
- Publication Year
Articles 1 - 30 of 47
Full-Text Articles in Securities Law
U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2013 And Issues, Chien-Chung Lin, Eric Hung
U.S. Insider Trading Law Enforcement: Survey Of Sec Actions From 2009 To 2013 And Issues, Chien-Chung Lin, Eric Hung
Chien-Chung Lin
This article discusses the SEC’s insider trading enforcement actions from 2009 to 2013. With an introduction of the current procedures and regulatory tools available, this article provides a thorough survey on the insider trading cases found from SEC’s official website, related databases and litigation releases in the corresponding period and compiles the results in appendices. In doing so, we present a first-hand, detailed picture of insider trading law in the United States and its enforcement. The data also relates to several much debated theoretical issues in this area, including the merit of punishing insider trading activities, the efficacy of current …
Captación Pública De Ahorros E Intermediación No Autorizadas En El Mercado De Valores (Art. 310 Cp), Martin Paolantonio
Captación Pública De Ahorros E Intermediación No Autorizadas En El Mercado De Valores (Art. 310 Cp), Martin Paolantonio
Martin Paolantonio
Análisis de los delitos de captación pública de ahorros e intermediación no autorizadas incorporados al Código Penal por la ley 26.733, considerando las reformas recientes de la ley 26.831 de Mercado de Capitales
The Alternative Forms Of Dispute Settlement And The Essential Difference Between These And Arbitration, Michael Diathesopoulos
The Alternative Forms Of Dispute Settlement And The Essential Difference Between These And Arbitration, Michael Diathesopoulos
Michael Diathesopoulos
The paper examines the characteristics of some common alternative forms of dispute settlement and their key differences from arbitration regarding their nature and scope. Its purpose is to explore each mechanism's suitability for specific types of disputes.
Threats Escalate: Corporate Information Technology Governance Under Fire, Lawrence J. Trautman
Threats Escalate: Corporate Information Technology Governance Under Fire, Lawrence J. Trautman
Lawrence J. Trautman Sr.
In a previous publication The Board’s Responsibility for Information Technology Governance, (with Kara Altenbaumer-Price) we examined: The IT Governance Institute’s Executive Summary and Framework for Control Objectives for Information and Related Technology 4.1 (COBIT®); reviewed the Weill and Ross Corporate and Key Asset Governance Framework; and observed “that in a survey of audit executives and board members, 58 percent believed that their corporate employees had little to no understanding of how to assess risk.” We further described the new SEC rules on risk management; Congressional action on cyber security; legal basis for director’s duties and responsibilities relative to IT governance; …
"Because That's Where The Money Is": A Theory Of Corporate Legal Compliance, William Bradford
"Because That's Where The Money Is": A Theory Of Corporate Legal Compliance, William Bradford
william bradford
Upon his capture in 1934, the legendary bank robber Willie Sutton was asked by FBI agents, Why do you rob banks, Willie? Sutton, who believed the question to be rhetorical, replied, dryly, Because that's where the money is. In other words, Sutton understood his interrogator to be inquiring as to why he robbed banks rather than, say, homes, or gas stations, or church offering plates. Had he understood the query as intended - i.e., what was it about Willie Sutton the impelled Willie Sutton to crime when many others, struggling to survive the Great Depression, were not? - Sutton could …
Derecho Penal Y Mercado Financiero: Ley 26.733, Martin Paolantonio
Derecho Penal Y Mercado Financiero: Ley 26.733, Martin Paolantonio
Martin Paolantonio
Análisis integral de los tipos penales incorporados por la ley 26.733, que incluyen insider trading, manipulación de mercado, oferta engañosa de valores negociables, intermediación financiera irregular, colocación no autorizada en el mercado de capitales, cohecho financiero y responsabilidad penal de la persona jurídica
Ownership Unbundling In European Energy Market & Legal Problems Under Eu Law, Michael Diathesopoulos
Ownership Unbundling In European Energy Market & Legal Problems Under Eu Law, Michael Diathesopoulos
Michael Diathesopoulos
In this paper we will examine the issue of ownership unbundling and forced divestiture remedies imposed in a series of recent competition law cases of the energy market - examined in other papers - in relation to the possible existence of a series of legal obstacles. These energy market decisions belong to a group of antitrust cases in which a structural divestiture remedy has been imposed under the provisions of Article 9 of Regulation 1/2003. This divestiture refers to transmission networks and to generation capacity and is meant to lead to severe structural changes, which are compatible with the findings …
Competition Law And Sector Regulation In The European Energy Market After The Third Energy Package: Hierarchy And Efficiency, Michael Diathesopoulos
Competition Law And Sector Regulation In The European Energy Market After The Third Energy Package: Hierarchy And Efficiency, Michael Diathesopoulos
Michael Diathesopoulos
The aim of this research is to provide the basic parameters for a model for the definition of the relation between the general competition and sector specific frameworks and rules regarding the regulation of the Internal Energy Market, especially after the Third Energy Package. The research considers the recent sector specific framework in relation to a series of recent competition law cases of the Energy Market where structural remedies were applied under the commitments procedure. Essential facilities doctrine and generally competition law tools do not seem to provide a suitable framework for effectively addressing the dynamic competition concept, treating the …
El Derecho De Sucesiones Se Debe Atemperar A Los Cambios De La Sociedad Del Siglo Xxi, Edward Ivan Cueva
El Derecho De Sucesiones Se Debe Atemperar A Los Cambios De La Sociedad Del Siglo Xxi, Edward Ivan Cueva
Edward Ivan Cueva
No abstract provided.
Appellate Jurisdiction Of The Supreme Court Of India, Mubashshir Sarshar
Appellate Jurisdiction Of The Supreme Court Of India, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Islamic Banking In India, Mubashshir Sarshar
Child Labour In India, Mubashshir Sarshar
Escrow Mechanism Under Foreign Direct Investment, Mubashshir Sarshar
Escrow Mechanism Under Foreign Direct Investment, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Environmental Refugees, Mubashshir Sarshar
Laws Relating To Data Protection In India, Mubashshir Sarshar
Laws Relating To Data Protection In India, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
From Energy Sector Inquiry To Recent Antitrust Decisions In European Energy Markets: Competition Law As A Means To Implement Energy Sector Regulation In Eu, Michael Diathesopoulos
From Energy Sector Inquiry To Recent Antitrust Decisions In European Energy Markets: Competition Law As A Means To Implement Energy Sector Regulation In Eu, Michael Diathesopoulos
Michael Diathesopoulos
This paper presents the conceptual path followed by European Union, European Commission and European Competition Network, after the Energy Sector Inquiry (2007) towards the realisation of the objective of an Energy Internal Market, fully functional and open to competition. Firstly, we examine the findings of Sector Inquiry and then we describe how the Third Energy Package - that followed - tried to address the issues highlighted by the Inquiry and how Third Energy Package introduces a promising but complex system, in order to develop sector rules. Following the above, we proceed to a brief but close examination of 10 recent …
Relational Contract Theory And Management Contracts: A Paradigm For The Application Of The Theory Of The Norms, Michael Diathesopoulos
Relational Contract Theory And Management Contracts: A Paradigm For The Application Of The Theory Of The Norms, Michael Diathesopoulos
Michael Diathesopoulos
This paper examines management contracts as a paradigm for the application of relational contracts theory and especially of the theory of contractual and relational norms. This theory, deriving from Macauley's implications, but structured and analysed by I.R. MacNeil gives us a framework for the explanation and understanding of contractual obligations and business relations' rules and practice. After presenting the key literature about the norms theory and especially defining the content of MacNeil's norms, we define management contracts as relations, characterised by a high relational element and we explain why, investigating all their features, which make them a suitable object for …
False Imprisonment As A Tort In India, Hari Priya
False Imprisonment As A Tort In India, Hari Priya
Hari Priya
The tort of false imprisonment is one of the most severe forms of human rights violation, and this paper aims to define and to understand the concept of false imprisonment as a tort in India. It also seeks to know about the evolution of the notion of false imprisonment as a tort, with reference to Indian and foreign cases, and understand who and when can one be held liable for the tort of false imprisonment. It further deals with the remedies available for the said tort.
Legal Processing Outsourcing: Is The Lack Of A Regulatory Framework One Of The Challenges Facing The Lpo Industry In India?, Mubashshir Sarshar
Legal Processing Outsourcing: Is The Lack Of A Regulatory Framework One Of The Challenges Facing The Lpo Industry In India?, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Case Study: 1950-1970 Section- 6, The Transfer Of Property Act, 1882, Mubashshir Sarshar
Case Study: 1950-1970 Section- 6, The Transfer Of Property Act, 1882, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Amartya Sen's Theory Of Poverty, Mubashshir Sarshar
Amartya Sen's Theory Of Poverty, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Professional Communication And Confidential Communication, Mubashshir Sarshar
Professional Communication And Confidential Communication, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Sociological Study Of Children (Pledging Of Labour) Act, 1933, Mubashshir Sarshar
Sociological Study Of Children (Pledging Of Labour) Act, 1933, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Hindu Religious And Charitable Endowments, Mubashshir Sarshar
Hindu Religious And Charitable Endowments, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
The Doctrine Of Proportionality, Mubashshir Sarshar
The Doctrine Of Proportionality, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
C.P.C., 1908 Order Xx (Rules 10-20): A Case Study 1990-2010(July), Mubashshir Sarshar
C.P.C., 1908 Order Xx (Rules 10-20): A Case Study 1990-2010(July), Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Patriarchy- The Indian Experience, Mubashshir Sarshar
Patriarchy- The Indian Experience, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.
Tribal Land Laws In Andhra Pradesh, Hari Priya
Section 4 Of The Hindu Succession Act Of 1956, Hari Priya
Section 4 Of The Hindu Succession Act Of 1956, Hari Priya
Hari Priya
A brief write up in the form of a comprehensive article aiming to critically evaluate the Section 4 of the Hindu Succession Act of 1956. The law, as it stands amended, has not only brought about changes in the succession laws of Hindus, but has also paved the way for some positive modifications in the law of partition, alienation of property, inheritance and adoption, and the paper is an effort to evaluate this provision of the law.
Thomas Hardy’S Tess Of The D’Urbervilles, Mubashshir Sarshar
Thomas Hardy’S Tess Of The D’Urbervilles, Mubashshir Sarshar
Mubashshir Sarshar
No abstract provided.