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Legal Ethics and Professional Responsibility Commons™
Open Access. Powered by Scholars. Published by Universities.®
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- Dodd-Frank Wall Street Reform and Consumer Protection Act (2)
- Ethics and compliance officers (2)
- United States (2)
- Administrative law (1)
- COPPA (1)
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- Children’s Online Privacy Protection Act (1)
- Compliance auditing (1)
- Curriculum (1)
- Data aggregation (1)
- Data protection (1)
- Digital footprint (1)
- Digital reputation (1)
- ECPA (1)
- Education (1)
- Electronic Communications Privacy Act (1)
- Employees--Dismissal of (1)
- Financial services industry (1)
- Personal branding (1)
- Privacy (1)
- Reputation (1)
- SCA (1)
- Sarbanes-Oxley Act of 2002 (1)
- Securities and Exchange Commission (1)
- Stored Communications Act (1)
Articles 1 - 3 of 3
Full-Text Articles in Legal Ethics and Professional Responsibility
The Notion And Practice Of Reputation And Professional Identity In Social Networking: From K-12 Through Law School, Roberta Bobbie Studwell
The Notion And Practice Of Reputation And Professional Identity In Social Networking: From K-12 Through Law School, Roberta Bobbie Studwell
Faculty Scholarship
No abstract provided.
Internal Compliance Officers In Jeopardy?, Deborah A. Demott
Internal Compliance Officers In Jeopardy?, Deborah A. Demott
Faculty Scholarship
No abstract provided.
The Crucial But (Potentially) Precarious Position Of The Chief Compliance Officer, Deborah A. Demott
The Crucial But (Potentially) Precarious Position Of The Chief Compliance Officer, Deborah A. Demott
Faculty Scholarship
This Article, written for a symposium on compliance issues in financial-services firms, focuses on the role of the chief compliance officer (“CCO”). Contrasting the position with that held by a firm’s general counsel or Chief Legal Officer (CLO), the article argues that a CCO’s position holds distinct challenges. Additionally, although internal compliance systems and personnel may be characterized as functional substitutes for external regulation, assessing the strengths and weaknesses of internal compliance requires a willingness to look deep within firms. The article argues that the law and regulation may enhance firms’ incentives to invest in effective internal compliance but may …