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Articles 1 - 30 of 55
Full-Text Articles in Banking and Finance Law
Examining The Merits Of Dual Regulation For Single-Stock Futures: How The Divergent Insider Trading Regimes For Federal Futures And Securities Markets Demonstrate The Necessity For (And Virtual Inevitability Of) Dual Cftcsec Regulation For Single-Stock Futures, Zachary T. Knepper
The University of New Hampshire Law Review
[Excerpt] "Single-stock futures are a recent addition to the financial landscape in the United States and provide retail and institutional investors with a new tool for investment or speculation. So far, the market response to these instruments has been cool. Some observers have argued that the regulatory framework for single-stock futures is a cause of the lack of investor interest. Single-stock futures are regulated by both the Commodities Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”), and this system of dual regulation has been criticized as overly burdensome and unnecessary."
Racial Dimensions Of Credit And Bankruptcy, David A. Skeel, Jr.
Racial Dimensions Of Credit And Bankruptcy, David A. Skeel, Jr.
Washington and Lee Law Review
No abstract provided.
So You've Been Preempted-What Are You Going To Do Now?: Solutions For States Following Federal Preemption Of State Predatory Lending Statutes, Christopher R. Childs
So You've Been Preempted-What Are You Going To Do Now?: Solutions For States Following Federal Preemption Of State Predatory Lending Statutes, Christopher R. Childs
BYU Law Review
No abstract provided.
Operational Risk In Bashel Ii, Michael E. Blieier
Operational Risk In Bashel Ii, Michael E. Blieier
North Carolina Banking Institute
No abstract provided.
The New Rule 10b-18: How The Wachovia Merger Continues To Plague The Future Of The Banking Industry, James E. Langston Jr.
The New Rule 10b-18: How The Wachovia Merger Continues To Plague The Future Of The Banking Industry, James E. Langston Jr.
North Carolina Banking Institute
No abstract provided.
Federal Preemption And The Challenge To Maintain Balance In The Dual Banking System, Robert C. Eager, C. F. Muckenfuss Iii
Federal Preemption And The Challenge To Maintain Balance In The Dual Banking System, Robert C. Eager, C. F. Muckenfuss Iii
North Carolina Banking Institute
No abstract provided.
The Dark Side Of Derivatives: A Book Note On Infectious Greed: How Deceit And Risk Corrupted The Financial Markets By Frank Partnoy, Monica S. Tew
The Dark Side Of Derivatives: A Book Note On Infectious Greed: How Deceit And Risk Corrupted The Financial Markets By Frank Partnoy, Monica S. Tew
North Carolina Banking Institute
No abstract provided.
Bounce Protection: Payday Lending In Sheep's Clothing, Owen B. Asplundh
Bounce Protection: Payday Lending In Sheep's Clothing, Owen B. Asplundh
North Carolina Banking Institute
No abstract provided.
The Citigroup And J.P. Morgan Chase Enron Settlements: The Impact On The Financial Industry, Vaughn K. Reynolds
The Citigroup And J.P. Morgan Chase Enron Settlements: The Impact On The Financial Industry, Vaughn K. Reynolds
North Carolina Banking Institute
No abstract provided.
The Federal Reserve's Proposed Interpretation Regarding The Anti-Tying Restrictions Of Section 106 Of The Bank Holding Company Act Amendments Of 1970, Richard K. Kim
North Carolina Banking Institute
No abstract provided.
Financial Literacy, Regulation And Consumer Welfare, Joseph A. Smith Jr.
Financial Literacy, Regulation And Consumer Welfare, Joseph A. Smith Jr.
North Carolina Banking Institute
No abstract provided.
The Legal Giants That Propelled North Corolina Banks To National Prominence: Paul J. Polking, Marion A. Cowell, And Jerone C. Herring, Lissa L. Broome
The Legal Giants That Propelled North Corolina Banks To National Prominence: Paul J. Polking, Marion A. Cowell, And Jerone C. Herring, Lissa L. Broome
North Carolina Banking Institute
No abstract provided.
Problems With Potential Application Of Selected Provisions Of The Sarbanes-Oxley Act Of 2002 To Small, Non-Public Banking Organizations, Jonathan A. Treadway
Problems With Potential Application Of Selected Provisions Of The Sarbanes-Oxley Act Of 2002 To Small, Non-Public Banking Organizations, Jonathan A. Treadway
North Carolina Banking Institute
No abstract provided.
Hipaa: Demystifying The Implications For Financial Institutions, Jessica M. Lewis
Hipaa: Demystifying The Implications For Financial Institutions, Jessica M. Lewis
North Carolina Banking Institute
No abstract provided.
Tying: Enhancing Competition Through The Bank Holding Company, David R. Kinman
Tying: Enhancing Competition Through The Bank Holding Company, David R. Kinman
North Carolina Banking Institute
No abstract provided.
The Proposed Regulatory Changes To Fannie Mae And Freddie Mac: An Analysis, Jason T. Strickland
The Proposed Regulatory Changes To Fannie Mae And Freddie Mac: An Analysis, Jason T. Strickland
North Carolina Banking Institute
No abstract provided.
Should The Irs Continue To Deny Banks The Benefits Of The Llc Structure, T. Scott Kummer
Should The Irs Continue To Deny Banks The Benefits Of The Llc Structure, T. Scott Kummer
North Carolina Banking Institute
No abstract provided.
Preemption And The North Carolina Predatory Lending Law, C. Bailey King Jr.
Preemption And The North Carolina Predatory Lending Law, C. Bailey King Jr.
North Carolina Banking Institute
No abstract provided.
Third Circuit's Decision In Roberts V. Fleet Bank: Thinking Outside Of The Schummer Box Or Consumerism Gone Berserk, John A. Marold
Third Circuit's Decision In Roberts V. Fleet Bank: Thinking Outside Of The Schummer Box Or Consumerism Gone Berserk, John A. Marold
North Carolina Banking Institute
No abstract provided.
Overoptimism And Overborrowing, Richard M. Hynes
The Third Annual Albert A. Destefano Lecture On Corporate Securities & Financial Law, Kenneth M. Rosen, William Michael Treanor, Jill E. Fisch, Brandon Becker, Robert Colby, Richard Ketchum, Andrew Klein, Catherine Mcguire, Annette Nazareth, Lee A. Pickard
The Third Annual Albert A. Destefano Lecture On Corporate Securities & Financial Law, Kenneth M. Rosen, William Michael Treanor, Jill E. Fisch, Brandon Becker, Robert Colby, Richard Ketchum, Andrew Klein, Catherine Mcguire, Annette Nazareth, Lee A. Pickard
Fordham Journal of Corporate & Financial Law
No abstract provided.
Breaking The Market's Dependence On Independence: An Alternative To The "Independent" Outside Auditor, Peter Km Chan
Breaking The Market's Dependence On Independence: An Alternative To The "Independent" Outside Auditor, Peter Km Chan
Fordham Journal of Corporate & Financial Law
No abstract provided.
Mediating International Business Disputes, Daniel Q. Posin
Mediating International Business Disputes, Daniel Q. Posin
Fordham Journal of Corporate & Financial Law
No abstract provided.
Are Chinese Walls The Best Solution To The Problems Of Insider Trading And Conflicts Of Interest In Broker-Dealers?, Christopher M. Gorman
Are Chinese Walls The Best Solution To The Problems Of Insider Trading And Conflicts Of Interest In Broker-Dealers?, Christopher M. Gorman
Fordham Journal of Corporate & Financial Law
No abstract provided.
Glass-Steagall: The American Nightmare That Became The Israeli Dream, Ehud Ofer
Glass-Steagall: The American Nightmare That Became The Israeli Dream, Ehud Ofer
Fordham Journal of Corporate & Financial Law
No abstract provided.
Regulation Fd-Fairly Disruptive? An Increase In Capital Market Inefficiency, Peter Talosig Iii
Regulation Fd-Fairly Disruptive? An Increase In Capital Market Inefficiency, Peter Talosig Iii
Fordham Journal of Corporate & Financial Law
No abstract provided.
Risk Management For The Age Of Information – The New Financial Order: Risk In The 21st Century, Robert J. Shiller, Princeton University Press, 2003, Michael Pereira
Risk Management For The Age Of Information – The New Financial Order: Risk In The 21st Century, Robert J. Shiller, Princeton University Press, 2003, Michael Pereira
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Eleventh Annual Fordham Corporate Counsel Association Dinner And The Presentation Of The Richard J. Bennett Memorial Award: Remarks By Michael Saperstein, Recipient Of The Richard J. Bennett Memorial Award, October 14, 2004, Michael Saperstein
Fordham Journal of Corporate & Financial Law
No abstract provided.
A Legal Usage Analysis Of "Material Adverse Change" Provisions, Kenneth A. Adams
A Legal Usage Analysis Of "Material Adverse Change" Provisions, Kenneth A. Adams
Fordham Journal of Corporate & Financial Law
No abstract provided.
The Litigation Financing Industry: The Wild West Of Finance Should Be Tamed Not Outlawed, Susan Lorde Martin
The Litigation Financing Industry: The Wild West Of Finance Should Be Tamed Not Outlawed, Susan Lorde Martin
Fordham Journal of Corporate & Financial Law
No abstract provided.