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Banking and Finance Law Commons

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Journal

2004

Discipline
Institution
Keyword
Publication

Articles 1 - 30 of 55

Full-Text Articles in Banking and Finance Law

Examining The Merits Of Dual Regulation For Single-Stock Futures: How The Divergent Insider Trading Regimes For Federal Futures And Securities Markets Demonstrate The Necessity For (And Virtual Inevitability Of) Dual Cftcsec Regulation For Single-Stock Futures, Zachary T. Knepper Dec 2004

Examining The Merits Of Dual Regulation For Single-Stock Futures: How The Divergent Insider Trading Regimes For Federal Futures And Securities Markets Demonstrate The Necessity For (And Virtual Inevitability Of) Dual Cftcsec Regulation For Single-Stock Futures, Zachary T. Knepper

The University of New Hampshire Law Review

[Excerpt] "Single-stock futures are a recent addition to the financial landscape in the United States and provide retail and institutional investors with a new tool for investment or speculation. So far, the market response to these instruments has been cool. Some observers have argued that the regulatory framework for single-stock futures is a cause of the lack of investor interest. Single-stock futures are regulated by both the Commodities Futures Trading Commission (“CFTC”) and the Securities and Exchange Commission (“SEC”), and this system of dual regulation has been criticized as overly burdensome and unnecessary."


Racial Dimensions Of Credit And Bankruptcy, David A. Skeel, Jr. Sep 2004

Racial Dimensions Of Credit And Bankruptcy, David A. Skeel, Jr.

Washington and Lee Law Review

No abstract provided.


So You've Been Preempted-What Are You Going To Do Now?: Solutions For States Following Federal Preemption Of State Predatory Lending Statutes, Christopher R. Childs May 2004

So You've Been Preempted-What Are You Going To Do Now?: Solutions For States Following Federal Preemption Of State Predatory Lending Statutes, Christopher R. Childs

BYU Law Review

No abstract provided.


Operational Risk In Bashel Ii, Michael E. Blieier Apr 2004

Operational Risk In Bashel Ii, Michael E. Blieier

North Carolina Banking Institute

No abstract provided.


The New Rule 10b-18: How The Wachovia Merger Continues To Plague The Future Of The Banking Industry, James E. Langston Jr. Apr 2004

The New Rule 10b-18: How The Wachovia Merger Continues To Plague The Future Of The Banking Industry, James E. Langston Jr.

North Carolina Banking Institute

No abstract provided.


Federal Preemption And The Challenge To Maintain Balance In The Dual Banking System, Robert C. Eager, C. F. Muckenfuss Iii Apr 2004

Federal Preemption And The Challenge To Maintain Balance In The Dual Banking System, Robert C. Eager, C. F. Muckenfuss Iii

North Carolina Banking Institute

No abstract provided.


The Dark Side Of Derivatives: A Book Note On Infectious Greed: How Deceit And Risk Corrupted The Financial Markets By Frank Partnoy, Monica S. Tew Apr 2004

The Dark Side Of Derivatives: A Book Note On Infectious Greed: How Deceit And Risk Corrupted The Financial Markets By Frank Partnoy, Monica S. Tew

North Carolina Banking Institute

No abstract provided.


Bounce Protection: Payday Lending In Sheep's Clothing, Owen B. Asplundh Apr 2004

Bounce Protection: Payday Lending In Sheep's Clothing, Owen B. Asplundh

North Carolina Banking Institute

No abstract provided.


The Citigroup And J.P. Morgan Chase Enron Settlements: The Impact On The Financial Industry, Vaughn K. Reynolds Apr 2004

The Citigroup And J.P. Morgan Chase Enron Settlements: The Impact On The Financial Industry, Vaughn K. Reynolds

North Carolina Banking Institute

No abstract provided.


The Federal Reserve's Proposed Interpretation Regarding The Anti-Tying Restrictions Of Section 106 Of The Bank Holding Company Act Amendments Of 1970, Richard K. Kim Apr 2004

The Federal Reserve's Proposed Interpretation Regarding The Anti-Tying Restrictions Of Section 106 Of The Bank Holding Company Act Amendments Of 1970, Richard K. Kim

North Carolina Banking Institute

No abstract provided.


Financial Literacy, Regulation And Consumer Welfare, Joseph A. Smith Jr. Apr 2004

Financial Literacy, Regulation And Consumer Welfare, Joseph A. Smith Jr.

North Carolina Banking Institute

No abstract provided.


The Legal Giants That Propelled North Corolina Banks To National Prominence: Paul J. Polking, Marion A. Cowell, And Jerone C. Herring, Lissa L. Broome Apr 2004

The Legal Giants That Propelled North Corolina Banks To National Prominence: Paul J. Polking, Marion A. Cowell, And Jerone C. Herring, Lissa L. Broome

North Carolina Banking Institute

No abstract provided.


Problems With Potential Application Of Selected Provisions Of The Sarbanes-Oxley Act Of 2002 To Small, Non-Public Banking Organizations, Jonathan A. Treadway Apr 2004

Problems With Potential Application Of Selected Provisions Of The Sarbanes-Oxley Act Of 2002 To Small, Non-Public Banking Organizations, Jonathan A. Treadway

North Carolina Banking Institute

No abstract provided.


Hipaa: Demystifying The Implications For Financial Institutions, Jessica M. Lewis Apr 2004

Hipaa: Demystifying The Implications For Financial Institutions, Jessica M. Lewis

North Carolina Banking Institute

No abstract provided.


Tying: Enhancing Competition Through The Bank Holding Company, David R. Kinman Apr 2004

Tying: Enhancing Competition Through The Bank Holding Company, David R. Kinman

North Carolina Banking Institute

No abstract provided.


The Proposed Regulatory Changes To Fannie Mae And Freddie Mac: An Analysis, Jason T. Strickland Apr 2004

The Proposed Regulatory Changes To Fannie Mae And Freddie Mac: An Analysis, Jason T. Strickland

North Carolina Banking Institute

No abstract provided.


Should The Irs Continue To Deny Banks The Benefits Of The Llc Structure, T. Scott Kummer Apr 2004

Should The Irs Continue To Deny Banks The Benefits Of The Llc Structure, T. Scott Kummer

North Carolina Banking Institute

No abstract provided.


Preemption And The North Carolina Predatory Lending Law, C. Bailey King Jr. Apr 2004

Preemption And The North Carolina Predatory Lending Law, C. Bailey King Jr.

North Carolina Banking Institute

No abstract provided.


Third Circuit's Decision In Roberts V. Fleet Bank: Thinking Outside Of The Schummer Box Or Consumerism Gone Berserk, John A. Marold Apr 2004

Third Circuit's Decision In Roberts V. Fleet Bank: Thinking Outside Of The Schummer Box Or Consumerism Gone Berserk, John A. Marold

North Carolina Banking Institute

No abstract provided.


Overoptimism And Overborrowing, Richard M. Hynes Mar 2004

Overoptimism And Overborrowing, Richard M. Hynes

BYU Law Review

No abstract provided.


The Third Annual Albert A. Destefano Lecture On Corporate Securities & Financial Law, Kenneth M. Rosen, William Michael Treanor, Jill E. Fisch, Brandon Becker, Robert Colby, Richard Ketchum, Andrew Klein, Catherine Mcguire, Annette Nazareth, Lee A. Pickard Jan 2004

The Third Annual Albert A. Destefano Lecture On Corporate Securities & Financial Law, Kenneth M. Rosen, William Michael Treanor, Jill E. Fisch, Brandon Becker, Robert Colby, Richard Ketchum, Andrew Klein, Catherine Mcguire, Annette Nazareth, Lee A. Pickard

Fordham Journal of Corporate & Financial Law

No abstract provided.


Breaking The Market's Dependence On Independence: An Alternative To The "Independent" Outside Auditor, Peter Km Chan Jan 2004

Breaking The Market's Dependence On Independence: An Alternative To The "Independent" Outside Auditor, Peter Km Chan

Fordham Journal of Corporate & Financial Law

No abstract provided.


Mediating International Business Disputes, Daniel Q. Posin Jan 2004

Mediating International Business Disputes, Daniel Q. Posin

Fordham Journal of Corporate & Financial Law

No abstract provided.


Are Chinese Walls The Best Solution To The Problems Of Insider Trading And Conflicts Of Interest In Broker-Dealers?, Christopher M. Gorman Jan 2004

Are Chinese Walls The Best Solution To The Problems Of Insider Trading And Conflicts Of Interest In Broker-Dealers?, Christopher M. Gorman

Fordham Journal of Corporate & Financial Law

No abstract provided.


Glass-Steagall: The American Nightmare That Became The Israeli Dream, Ehud Ofer Jan 2004

Glass-Steagall: The American Nightmare That Became The Israeli Dream, Ehud Ofer

Fordham Journal of Corporate & Financial Law

No abstract provided.


Regulation Fd-Fairly Disruptive? An Increase In Capital Market Inefficiency, Peter Talosig Iii Jan 2004

Regulation Fd-Fairly Disruptive? An Increase In Capital Market Inefficiency, Peter Talosig Iii

Fordham Journal of Corporate & Financial Law

No abstract provided.


Risk Management For The Age Of Information – The New Financial Order: Risk In The 21st Century, Robert J. Shiller, Princeton University Press, 2003, Michael Pereira Jan 2004

Risk Management For The Age Of Information – The New Financial Order: Risk In The 21st Century, Robert J. Shiller, Princeton University Press, 2003, Michael Pereira

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Eleventh Annual Fordham Corporate Counsel Association Dinner And The Presentation Of The Richard J. Bennett Memorial Award: Remarks By Michael Saperstein, Recipient Of The Richard J. Bennett Memorial Award, October 14, 2004, Michael Saperstein Jan 2004

The Eleventh Annual Fordham Corporate Counsel Association Dinner And The Presentation Of The Richard J. Bennett Memorial Award: Remarks By Michael Saperstein, Recipient Of The Richard J. Bennett Memorial Award, October 14, 2004, Michael Saperstein

Fordham Journal of Corporate & Financial Law

No abstract provided.


A Legal Usage Analysis Of "Material Adverse Change" Provisions, Kenneth A. Adams Jan 2004

A Legal Usage Analysis Of "Material Adverse Change" Provisions, Kenneth A. Adams

Fordham Journal of Corporate & Financial Law

No abstract provided.


The Litigation Financing Industry: The Wild West Of Finance Should Be Tamed Not Outlawed, Susan Lorde Martin Jan 2004

The Litigation Financing Industry: The Wild West Of Finance Should Be Tamed Not Outlawed, Susan Lorde Martin

Fordham Journal of Corporate & Financial Law

No abstract provided.