Open Access. Powered by Scholars. Published by Universities.®
- Institution
- Keyword
-
- Banks (1)
- Debtors (1)
- Derivatives trading (1)
- Floating Lien (1)
- German Security Interests (1)
-
- Hedging (1)
- Heterogenous expectations speculation (1)
- Investment banking (1)
- Law and Economy (1)
- Mutual funds (1)
- Priority (1)
- Public-Notice Filing (1)
- Purchase Money Security (1)
- Reservation of Title (1)
- Secured Transactions (1)
- Security Interest in Personal Property. U.C.C. Article 9 (1)
- Speculation (1)
- Trader returns (1)
- Trader risks (1)
- Publication
- Publication Type
Articles 1 - 5 of 5
Full-Text Articles in Banking and Finance Law
Betting The Bank: How Derivatives Trading Under Conditions Of Uncertainty Can Increase Risks And Erode Returns In Financial Markets, Lynn A. Stout
Betting The Bank: How Derivatives Trading Under Conditions Of Uncertainty Can Increase Risks And Erode Returns In Financial Markets, Lynn A. Stout
Cornell Law Faculty Publications
On April 12, 1994, Procter & Gamble Co. announced that it had incurred pre-tax losses of $157 million from trading in leveraged interest rate swaps, a form of financial derivative. At the time that figure seemed enormous. Yet within a year, Procter & Gamble's misfortune had been overshadowed by that of Orange County, a wealthy California enclave that lost an estimated $2.5 billion of its investment fund as a result of dealings in reverse-repurchase agreements, inverse floaters, and other arcane instruments. Recent months have seen further losses by investment funds, government entities, and even colleges and Native American tribes. Perhaps …
Central Bank V. First Interstate Bank: Plain Language And The Implied Private Right Of Action Under Section Loch) And Rule 10b-5, T. James Lee Jr.
Central Bank V. First Interstate Bank: Plain Language And The Implied Private Right Of Action Under Section Loch) And Rule 10b-5, T. James Lee Jr.
BYU Law Review
No abstract provided.
Bank Growth In The Investment Company Industry: Do Guidelines Issued By The Comptroller Of The Currency Compensate For Bank Exclusion From Statutory Provisions Of The Federal Securities Laws Defining "Broker/Dealer" And "Investment Adviser?", Paul A. Caldarelli
Campbell Law Review
Under the current regulatory scheme, banks directly engaged in mutual fund activities are regulated under the federal banking laws by the Office of the Comptroller of the Currency, whereas bank subsidiaries and non-bank affiliates engaged in mutual fund activities must be registered broker-dealers that are subject to Securities and Exchange Commission regulation under the federal securities laws. The regulatory tools provided to the banking regulators by the federal banking laws were designed to provide for the protection of depositors and for the safety and soundness of the bank. The remedies available under the federal banking laws dealing with violations involving …
The Value Of Public-Notice Filing Under Uniform Commercial Code Article 9: A Comparison With The German Legal System Of Securities In Personal Property, Jens Hausmann
LLM Theses and Essays
In contrast to the public-notice filing system under U.C.C. Article 9, the modern German law of securities in personal property lacks publicity of security interests. The German courts have developed a mesh of priority rules exhaustively described in this analysis. Despite the costs and risks arising under the formal filing system, the U.C.C. accomplishes a preferable balance of interests involved in secured transactions. It assures certainty to creditors about the priority of security interests in particular assets, whereas the German law comprehensively recognizes the debtor’s interest in the secrecy of the transaction and the need for external capital. Regarding the …
Foxes And Hen Houses?: Personal Trading By Mutual Fund Managers, Edward B. Rock
Foxes And Hen Houses?: Personal Trading By Mutual Fund Managers, Edward B. Rock
All Faculty Scholarship
No abstract provided.