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Banking and Finance Law Commons^™

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Legal Ethics and Professional Responsibility

American University Washington College of Law

Articles 1 - 3 of 3

Full-Text Articles in Banking and Finance Law

Summary Narrative Of Chief Compliance Officer Liability, Luke Trompeter Jan 2017

Friends With Benefits: Analyzing The Implications Of United States V. Newman For The Future Of Insider Trading, Tebsy Paul Jan 2016

Sac Capital: Firm Criminal Liability, Civil Fines, And The Insulated Ceo, Frances E. Chapman, Marianne Jennings, Lauren Tarasuk Jan 2015