Open Access. Powered by Scholars. Published by Universities.®

Banking and Finance Law Commons

Open Access. Powered by Scholars. Published by Universities.®

Articles 1 - 3 of 3

Full-Text Articles in Banking and Finance Law

Tough Love In The District: Management Reform Under The District Of Columbia Financial Responsibility And Management Assistance Act , Stephen R. Cook Feb 1998

Tough Love In The District: Management Reform Under The District Of Columbia Financial Responsibility And Management Assistance Act , Stephen R. Cook

American University Law Review

No abstract provided.


Regulating Risk Not Function, Heidi Mandanis Schooner Jan 1998

Regulating Risk Not Function, Heidi Mandanis Schooner

Scholarly Articles

This Article examines our current scheme of bank regulation through an analysis of banks' securities activities -- how such activities are currently regulated and how they might be regulated in the future.

Part I summarizes the major restrictions on banks' securities activities, emphasizing recent regulatory initiatives aimed toward expanding banks' participation in the securities business.

Part II examines the application of the federal securities laws to banks' securities activities. (While banks enjoy some exemptions from the federal securities laws, they are subject to many of the most important provisions.) In addition, Part II sets forth the division of responsibility for …


The Demise Of The Common-Law Doctrine In D'Oench, Duhme Dec 1997

The Demise Of The Common-Law Doctrine In D'Oench, Duhme

Patricia A. McCoy

No abstract provided.