Operations Research, Systems Engineering and Industrial Engineering Commons^™

Understanding Rural Water Services As A Complex System: An Assessment Of Key Factors As Potential Leverage Points For Improved Service Sustainability, Nicholas Valcourt, Jeffrey P. Walters, Amy Javernick-Will, Karl Linden, Betelhem Hailegiorgis

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Rural water supply services worldwide consistently fail to deliver full public health impacts as intended due to a low service sustainability. This failure is increasingly attributed to weak local systems composed of social, financial and environmental factors. Current approaches in the water, sanitation and hygiene (WASH) sector for understanding and improving these systems typically focus on the strength and capacity of these factors, but not the interactions between them. We contend that these approaches overlook the inherent complexity and context-specific nature of each local system. To assess this complexity, we conducted four participatory factor mapping workshops with local stakeholders across …

Moving Toward Prevention: Rural Water Maintenance And Sustained Service Delivery, Caleb Cord, Jeffrey P. Walters, Harold Lockwood, Pranav Chintalapati, Amy Javernick-Will, Karl Linden

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

This paper outlines a research plan to be conducted across the Sustainable WASH Systems (SWS) Learning consortium to learn from maintenance approaches both internal and external to the partnership. It follows a study commissioned by IRC WASH and SWS which gathered information on prominent existing approaches from key informants.

System Dynamics Modelling As A Tool For Assessing Rural Water Sustainability, Pranav Chintalapati, Jeffrey P. Walters, Amy Javernick-Will, Karl Linden

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

System dynamics modelling is a tool that has been used for decades in business management and economics applications, but little focus has been applied to the WASH sector.

Specifically, this paper discusses the use of causal loop diagrams and stock flow diagrams as methods to better understand the systemic drivers affecting sustainability of rural water service delivery.

Factors Influencing Household Solar Adoption In Santiago, Chile, Jeffrey P. Walters, Jessica Kaminsky, Claudio Huepe

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

In Santiago, Chile, the market conditions are seemingly excellent for the household adoption of photovoltaic (PV) technology, yet the uptake is negligible. To explore this paradox, the authors conducted a Delphi study to solicit the knowledge of a panel of Chilean PV experts. These efforts yielded 26 factors—both motivations and barriers—impacting the diffusion of PV in Santiago. Of the 26, experts were in consensus on the relative importance of 21. The literature suggests that diffusion of PV technologies is influenced by complex technical, economic, and social factors. Similarly, the experts saw influence from financial, environmental, and energy supply (e.g., electrical …

Revealing Casual Pathways To Sustainable Water Service Delivering Using Fsqca, Kate E. Gasparro, Jeffrey P. Walters

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

This study aimed to build on theory and practice regarding the combinations of conditions that influence water service sustainability when external partners are involved. The study investigates 26 well projects that have been implemented in developing countries with the assistance of Engineers Without Borders-USA (EWB-USA). Using past literature on sustainable water service delivery in developing communities, emergent coding techniques with project documents, and surveys with EWB-USA team members, this study identifies a set of project conditions to conduct fuzzy-set Qualitative Comparative Analysis (fsQCA). Findings show that the presence of a water committee cannot alone account for project sustainability. Additional conditions, …

Embedding Systems Thinking Into Ewb Project Planning And Development: Assessing The Utility Of A Group Model Building Approach, Kimberly Pugel, Jeffrey P. Walters

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Amongst growing sociotechnical efforts, engineering students and professionals both in the international development sector and industry are challenged to approach projects more holistically to achieve project goals. Engineering service learning organisations must similarly adapt their technological projects to consider varying cultural and economic structures, ensuring more resilient social progress within development efforts. In practice, systems thinking approaches can be utilised to model the social, economic, political, and technological implications that influence the sustainability of an engineering project. This research assesses the utility of integrating systems thinking into Engineers Without Borders (EWB) project planning and development, thereby improving project impact and …

Working With Complexity: A Participatory Systems-Based Process For Planning And Evaluating Rural Water, Sanitation And Hygiene Services, Jeffrey P. Walters, Kate Neely, Karla Pozo

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Individuals working within the water, sanitation and hygiene for development (WASH) sector grapple daily with complex technical, social, economic, and environmental issues that often produce unexpected outcomes that are difficult to plan for and resolve. Here we propose a method we are calling the ‘Participatory Systems-based Planning and Evaluation Process’ (PS-PEP) that combines structural factor analysis and collaborative modeling to guide teams of practitioners, researchers, and other stakeholders through a process of modeling and interpreting how factors systemically and dynamically influence sustained access to WASH services. The use and utility of the PS-PEP is demonstrated with a regional team of …

Risk Attitudes And Global Infrastructure Technology Choices, Jessica Kaminsky, Jeffrey P. Walters

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Past research shows that Hofstede’s cultural dimension of uncertainty avoidance explains variance in nations’ technology choice for sanitation and electricity infrastructure construction. The uncertainty avoidance dimension describes the way that nations deal with ambiguity and uncertainty. This paper is part of a larger project that links that previous national scale research to the project level that is most relevant to the construction practice. As such, this paper reviews methods from the literature that measure individual risk attitudes, including issues of measurement and risk determinants. For example, this paper discusses paid real-stakes lotteries, general risk questions, and context specific risk questions. …

Using Casual Loop Diagramming To Explore The Drivers Of The Sustained Functionality Of Rural Water Services In Timor-Leste, Kate Neely, Jeffrey P. Walters

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

It is recognized that international water sector development work has issues with a lack of sustained positive outcomes. A large driver of this outcome is how NGOs work with communities to implement and then manage water services. Many NGOs tend to focus their efforts on improving their reach and organisational growth by continually engaging in new projects. This behaviour is largely driven by short-term donor funding models that reward extended coverage, leaving little focus on sustained outcomes. Similarly, community-based management (CBM) schemes often impede sustained services as a result of the community’s limited capacity to operate and maintain the technology. …

Planning Rural Water Services In Nicaragua: A Systems-Based Analysis Of Impact Factors Using Graphical Modeling, Jeffrey P. Walters, Paul S. Chinowsky

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

The success or failure of rural water services in the developing world is a result of numerous factors that interact in a complex set of connections that are difficult to separate and identify. This research effort presented a novel means to empirically reveal the systemic interactions of factors that influence rural water service sustainability in the municipalities of Darío and Terrabona, Nicaragua. To accomplish this, the study employed graphical modeling to build and analyze factor networks. Influential factors were first identified by qualitatively and quantitatively analyzing transcribed interviews from community water committee members. Factor influences were then inferred by graphical …

Long-Term Functionality Of Rural Water Services In Developing Countries: A System Dynamics Approach To Understanding The Dynamic Interaction Of Causal Factors, Jeffrey P. Walters, Amy N. Javernick-Will

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Research has shown that sustainability of rural water infrastructure in developing countries is largely affected by the dynamic and systemic interactions of technical, social, financial, institutional, and environmental factors that can lead to premature water system failure. This research employs systems dynamic modeling, which uses feedback mechanisms to understand how these factors interact dynamically to influence long-term rural water system functionality. To do this, the research first identified and aggregated key factors from literature, then asked water sector experts to indicate the polarity and strength between factors through Delphi and cross impact survey questionnaires, and finally used system dynamics modeling …

Management Of Rural Water Services In Nicaragua: A Systematic Network Approach To Evaluating Stakeholder Alignment, Jeffrey P. Walters, Amy N. Javemick-Will

Faculty Publications - Biomedical, Mechanical, and Civil Engineering

Water sector literature attributes a substantial cause of rural water system failure in developing countries to poor alignment between water service stakeholders. This study aimed to investigate a means for assessing stakeholder alignment by comparing the systemic interaction of stakeholder values, where the term ‘stakeholder values’ refers to aspects stakeholders believe are necessary to ensure rural water services are sustainable. The research held focus groups with key stakeholder groups involved in the management of rural water infrastructure in Terrabona, Nicaragua, to identify stakeholder values, and then used cross-impact analysis to evaluate how these values interacted to form stakeholder value networks …