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Discussion Of Development Of An Adequate Economic Data Base With Respect To Mutual Fund Sales Charges In Connection With Hearings On Mutual Fund Distribution And The Potential Impact Of The Repeal Of Section 22(D) Of The Investment Company Act Of 1940, United States. Securities And Exchange Commission
Discussion Of Development Of An Adequate Economic Data Base With Respect To Mutual Fund Sales Charges In Connection With Hearings On Mutual Fund Distribution And The Potential Impact Of The Repeal Of Section 22(D) Of The Investment Company Act Of 1940, United States. Securities And Exchange Commission
Federal Publications
On November 3, 1972, the Commission announced hearings on mutual fund distribution and the potential impact of the repeal of Section 22(d) of the Investment Company Act of 1940 (Investment Company Act Rel. No. 7475; 37 FR 24449, 11-17-72). Section H of that release discussed the desirability of developing an adequate economic data base with respect to mutual fund sales charges. Such data could facilitate the Commission in monitoring trends in the industry's costs, profitability, and general economic structure. If this data were made publicly available by the Commission on a timely basis, it could provide mutual fund directors with …
Notice Of Revision Of Annual Report Form N-1r For Management Investment Companies And Withdrawal Of Proposal To Amend Rule 30a-1, United States. Securities And Exchange Commission
Notice Of Revision Of Annual Report Form N-1r For Management Investment Companies And Withdrawal Of Proposal To Amend Rule 30a-1, United States. Securities And Exchange Commission
Federal Publications
Notice is hereby given that the Securities and Exchange Commission has adopted certain revisions of Form N-1R for annual reports of most registered management investment companies and has withdrawn its proposal to amend Rule 30a-1. Notices of the proposed revisions were published in Investment Company Act Release Nos. 6284 on December 16, 1970, and 6349 on February 16, 1971, in which interested persons were invited to submit written statements of their views and comments.
Disclosure Concerning Restricted Securities, United States. Securities And Exchange Commission
Disclosure Concerning Restricted Securities, United States. Securities And Exchange Commission
Federal Publications
On October 21, 1969, the Commission issued a statement (Investment Company Act Release No. 5847; Accounting Series Release No. 113) which discusses the problems created by purchasing and holding restricted securities by such companies. One section of this release deals with The Problem of Disclosure and enumerates specific information regarding these securities which should be included in the financial statements.
Amendment Of Regulation S-X, United States. Securities And Exchange Commission
Amendment Of Regulation S-X, United States. Securities And Exchange Commission
Federal Publications
This article shall be applicable to financial statements filed by investment companies which are issuers of face-amount certificates.
Notice Of Proposals To Amend Rule N-8b-2 And To Adopt Form N-8b-4 And Rule N-8c-4 Under The Investment Company Act Of 1940, United States. Securities And Exchange Commission
Notice Of Proposals To Amend Rule N-8b-2 And To Adopt Form N-8b-4 And Rule N-8c-4 Under The Investment Company Act Of 1940, United States. Securities And Exchange Commission
Federal Publications
Notice is hereby given that the Securities and Exchange Commission has under consideration the following proposals for action pursuant to the Investment Company Act of 1940, particularly Sections 8 and 38 (a) thereof.