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- Bernard L.; Auditors -- Professional ethics -- Standards -- United States (1)
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- Securities -- United States -- Accounting; Financial statements -- Standards -- United States; Brokers -- Accounting; Auditing -- Standards --United States (1)
- Securities -- United States -- Accounting; Financial statements -- Standards -- United States; Public utilities holding companies -- United States -- Accounting; Records retention (1)
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Articles 1 - 4 of 4
Full-Text Articles in Taxation
Amendment To Minimum Audit Requirements Prescribed In Form X-17a-5 Under The Securities Exchange Act Of 1934, United States. Securities And Exchange Commission
Amendment To Minimum Audit Requirements Prescribed In Form X-17a-5 Under The Securities Exchange Act Of 1934, United States. Securities And Exchange Commission
Federal Publications
On September 18, 1959, in Securities Exchange Act of 1934 Release No. 6072 the Securities and Exchange Commission announced that it had under consideration a proposed amendment to the Note to Item 5 of the Minimum Audit Requirements to be followed by independent accountants in preparing Form X-17A-5 reports of financial condition of members, brokers and dealers under Rule 17a-5 under the Securities Exchange Act of 1934. The Commission has considered all of the views and comments received on the proposal and has adopted the amendment in the form stated below.
Uniform System Of Accounts For Carriers By Inland And Coastal Waterways, United States. Interstate Commerce Commission
Uniform System Of Accounts For Carriers By Inland And Coastal Waterways, United States. Interstate Commerce Commission
Federal Publications
Carriers by water operating on inland and coastal waterways, and every lessor thereof subject to provisions of the Interstate Commerce Act, shall comply with regulations in this part which, as presented hereinafter, include all modifications thereof effective June 30, 1959, and prior thereto.
Revision Of Uniform System Of Accounts For Public Utility Holding Company Act Of 1935 Governing The Preservation And Destruction Of Books Of Account And Other Records Of Registered Holding Companies, United States. Securities And Exchange Commission
Revision Of Uniform System Of Accounts For Public Utility Holding Company Act Of 1935 Governing The Preservation And Destruction Of Books Of Account And Other Records Of Registered Holding Companies, United States. Securities And Exchange Commission
Federal Publications
On September 30, 1959 the Securities and Exchange Commission published for views and comments a proposal to revise the Uniform System of Accounts for Public Utility Holding Companies for the purpose of establishing a regulation to govern the retention, preservation and destruction of the books of account and other records of registered holding companies which are not also operating companies. Interested persons recommended certain minor changes, most of which have been incorporated in the revision of the Uniform System of Accounts adopted by the Commission today.
In The Matter Of Bollt And Shapiro, Theodore Bollt, And Bernard L. Shapiro, File No. 4-92 Rule Ii(E) - Rules Of Practice: Findings And Opinion Of The Commission, United States. Securities And Exchange Commission
In The Matter Of Bollt And Shapiro, Theodore Bollt, And Bernard L. Shapiro, File No. 4-92 Rule Ii(E) - Rules Of Practice: Findings And Opinion Of The Commission, United States. Securities And Exchange Commission
Federal Publications
Where partner of accountant certifying financial statement in registration statement filed with Commission pursuant to Securities Act of 1933 is the principal officer and controlling stockholder of the registrant, held, certifying accountant is not independent with respect to registrant. Original item in Boxno. 0412