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Commercial Law Commons™

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Securities

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Articles 31 - 60 of 62

Full-Text Articles in Commercial Law

A Call For A New Special Study Of The Securities And Financial Markets, Stanley Sporkin Jan 1987

A Call For A New Special Study Of The Securities And Financial Markets, Stanley Sporkin

Maryland Law Review

No abstract provided.


Issuer Affirmative Disclosure Obligations - An Analytical Framework For Merger Negotiations, Soft Information, And Bad News, Marc I. Steinberg, Robin M. Goldman Jan 1987

Issuer Affirmative Disclosure Obligations - An Analytical Framework For Merger Negotiations, Soft Information, And Bad News, Marc I. Steinberg, Robin M. Goldman

Maryland Law Review

No abstract provided.


Sec Nonacquiescence In Judicial Decisionmaking: Target Company Disclosure Of Acquisition Negotiations, Douglas M. Branson Jan 1987

Sec Nonacquiescence In Judicial Decisionmaking: Target Company Disclosure Of Acquisition Negotiations, Douglas M. Branson

Maryland Law Review

No abstract provided.


A Walk Through The Circuits: The Duty To Disclose Soft Information, Janet E. Kerr Jan 1987

A Walk Through The Circuits: The Duty To Disclose Soft Information, Janet E. Kerr

Maryland Law Review

No abstract provided.


Mandatory Disclosure Theory And Management Projections: A Law And Economics Perspective, Roger J. Dennis Jan 1987

Mandatory Disclosure Theory And Management Projections: A Law And Economics Perspective, Roger J. Dennis

Maryland Law Review

No abstract provided.


The Sec And The Courts' Approach To Disclosure Of Earnings Projections, Asset Appraisals, And Other Soft Information: Old Problems, Changing Views , Bruce A. Hiler Jan 1987

The Sec And The Courts' Approach To Disclosure Of Earnings Projections, Asset Appraisals, And Other Soft Information: Old Problems, Changing Views , Bruce A. Hiler

Maryland Law Review

No abstract provided.


The Measure Of Damages Under Section 10(B) And Rule 10b-5, Ronald B. Lee Jan 1987

The Measure Of Damages Under Section 10(B) And Rule 10b-5, Ronald B. Lee

Maryland Law Review

No abstract provided.


Rumor Control And Disclosure Of Merger Negotiations Or Other Control-Related Transactions: Full Disclosure Or "No Comment"-The Only Safe Harbors, Thomas Lee Hazen Jan 1987

Rumor Control And Disclosure Of Merger Negotiations Or Other Control-Related Transactions: Full Disclosure Or "No Comment"-The Only Safe Harbors, Thomas Lee Hazen

Maryland Law Review

No abstract provided.


Disclosure Of Preliminary Merger Negotiations - Truth Or Consequences?, Daniel L. Goelzer Jan 1987

Disclosure Of Preliminary Merger Negotiations - Truth Or Consequences?, Daniel L. Goelzer

Maryland Law Review

No abstract provided.


Who's Suing Who? A Commentary On Investment Bankers And The Misappropriation Theory, Manning Gilbert Warren Iii Jan 1987

Who's Suing Who? A Commentary On Investment Bankers And The Misappropriation Theory, Manning Gilbert Warren Iii

Maryland Law Review

No abstract provided.


Duty To Correct: A Suggested Framework, F. Philip Manns Jr. Jan 1987

Duty To Correct: A Suggested Framework, F. Philip Manns Jr.

Maryland Law Review

No abstract provided.


State Disclosure Regulation And The Allocation Of Regulatory Responsibilities, Mark A. Sargent Jan 1987

State Disclosure Regulation And The Allocation Of Regulatory Responsibilities, Mark A. Sargent

Maryland Law Review

No abstract provided.


Interest Rate Swaps: Status Under Federal Tax And Securities Laws, Christopher Dean Olander, Cynthia L. Spell Jan 1986

Interest Rate Swaps: Status Under Federal Tax And Securities Laws, Christopher Dean Olander, Cynthia L. Spell

Maryland Law Review

No abstract provided.


Simultaneous Attachment Of Liens On After-Acquired Property, David G. Carlson Jan 1985

Simultaneous Attachment Of Liens On After-Acquired Property, David G. Carlson

Cardozo Law Review

No abstract provided.


Pleading Securities Fraud, Richard G. Himelrick Jan 1984

Pleading Securities Fraud, Richard G. Himelrick

Maryland Law Review

No abstract provided.


Death And Subordination Under Article 9 Of The Uniform Commercial Code: Senior Buyers And Senior Lien Creditors, David G. Carlson Jan 1984

Death And Subordination Under Article 9 Of The Uniform Commercial Code: Senior Buyers And Senior Lien Creditors, David G. Carlson

Cardozo Law Review

No abstract provided.


The Constitutionality Of Section 9-504(3) Of The Uniform Commercial Code: A Question Of State Action And Procedural Due Process, Abe Rappaport Jan 1984

The Constitutionality Of Section 9-504(3) Of The Uniform Commercial Code: A Question Of State Action And Procedural Due Process, Abe Rappaport

Cardozo Law Review

No abstract provided.


Special Project -- Legal Issues Arising From The Mexican Economic Crisis, Robert L. Morgan --, J. Robert Paulson, Jr., Fred A. Frost, Terrence L. Dugan, Cynthia L. Wells, G. Wilson Horde, Iii, Judith B. Anderson Jan 1984

Special Project -- Legal Issues Arising From The Mexican Economic Crisis, Robert L. Morgan --, J. Robert Paulson, Jr., Fred A. Frost, Terrence L. Dugan, Cynthia L. Wells, G. Wilson Horde, Iii, Judith B. Anderson

Vanderbilt Journal of Transnational Law

The economic crisis in Mexico, which profoundly altered the financial and political course of that nation, has also had a significant impact on persons and corporations having business ties to Mexico. Foreign investors and businesses now are required to follow new Mexican rules that often differ dramatically from those previously in effect. The impact of the crisis has not been confined to changes in Mexican law. A substantial number of issues have arisen that will have significant bearing on United States and international law.

The Special Project discusses the changes in the legal environment following the crisis, with its focus …


Fixture Priorities, David G. Carlson Jan 1983

Fixture Priorities, David G. Carlson

Cardozo Law Review

No abstract provided.


Article 9 Security Interests As Voidable Preferences: Part Ii The Floating Lien, Irving A. Breitowitz Jan 1982

Article 9 Security Interests As Voidable Preferences: Part Ii The Floating Lien, Irving A. Breitowitz

Cardozo Law Review

No abstract provided.


Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester Jan 1982

Security Interests In Thoroughbred And Standardbred Horses: A Transactional Approach, R. David Lester

Kentucky Law Journal

No abstract provided.


Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii Jan 1979

Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii

Seattle University Law Review

The addition of the risk capital definition to Washington's securities law will expand regulation to many transactions that in the past were excluded. Although its full application is unforeseeable, the risk capital definition should apply to financing arrangements in the formation of clubs, associations, and cooperatives. Practitioners must be keenly aware that ventures not traditionally defined within Washington's securities regulations many now fall under the risk capital definition of a security.


The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle Jan 1979

The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle

Vanderbilt Journal of Transnational Law

The Foreign Corrupt Practices Act of 1977 (the Act) was passed as a consequence of revelations of foreign and domestic bribes, kickbacks, political payoffs and other questionable financial practices by corporations throughout the past several years. The Act requires issuers of securities subject to the registration and reporting provisions of the Securities Exchange Act of 1934 to comply with specific accounting standards. In addition, the Act provides for civil and criminal liability when an issuer or any domestic concern not an issuer uses the mails or any instrumentality of interstate commerce in furtherance of certain payments to foreign officials...

The …


Secured Transactions - What Floats Can Be Sunk, Jack B. Justice Jan 1979

Secured Transactions - What Floats Can Be Sunk, Jack B. Justice

Villanova Law Review (1956 - )

No abstract provided.


Notes As Securities Under The Securities Act Of 1933 And The Securities Exchange Act Of 1934 Jan 1976

Notes As Securities Under The Securities Act Of 1933 And The Securities Exchange Act Of 1934

Maryland Law Review

No abstract provided.


Indemnifying Corporate Officials For Williams Act Violations, Edward J. Hussey Jul 1975

Indemnifying Corporate Officials For Williams Act Violations, Edward J. Hussey

Indiana Law Journal

No abstract provided.


Rule 10b-5 And The General Law As To Deceit In Securities Transactions In Maryland, Herbert M. Brune Jan 1973

Rule 10b-5 And The General Law As To Deceit In Securities Transactions In Maryland, Herbert M. Brune

Maryland Law Review

No abstract provided.


Maryland Blue Sky Reform: One State's Experiment With The Private Offering Exemption Jan 1972

Maryland Blue Sky Reform: One State's Experiment With The Private Offering Exemption

Maryland Law Review

No abstract provided.


Liability Of Broker-Dealers For The Fraudulent Acts Of Their Salesmen Under The Securities Act Of 1933 - Johns Hopkins University V. Hutton Jan 1969

Liability Of Broker-Dealers For The Fraudulent Acts Of Their Salesmen Under The Securities Act Of 1933 - Johns Hopkins University V. Hutton

Maryland Law Review

No abstract provided.


Securities Regulation In Selected European Countries, Mitchell Brock Jan 1969

Securities Regulation In Selected European Countries, Mitchell Brock

Vanderbilt Journal of Transnational Law

In approaching the subject of securities regulation in selected European countries, I will not attempt to provide a detailed description of the existing arrangements in the principal European countries. I shall of course to some degree descend to the "nitty gritty" of concrete details to give to airy generalizations a local reality, but my principal objective will be to discuss the economic context, the structure of the capital markets in which the regulatory authorities are performing their functions.

This economic context is pertinent to an understanding of why the pattern of regulation differs in many respects from that existing in …