Open Access. Powered by Scholars. Published by Universities.®

Law Commons

Open Access. Powered by Scholars. Published by Universities.®

Journal

Securities fraud

Discipline
Institution
Publication Year
Publication

Articles 181 - 194 of 194

Full-Text Articles in Law

Abrogation Of Plaintiff's Due Care Requirement In Private Actions Under Rule 10b-5, Paul D. Mesmer Jan 1978

Abrogation Of Plaintiff's Due Care Requirement In Private Actions Under Rule 10b-5, Paul D. Mesmer

Case Western Reserve Law Review

No abstract provided.


Fraud Without Deceit: Mashel V. Afw Fabric Corp. And Green V. Santa Fe Industries, Inc., Barbara Ann Banoff Jan 1977

Fraud Without Deceit: Mashel V. Afw Fabric Corp. And Green V. Santa Fe Industries, Inc., Barbara Ann Banoff

Santa Clara Law Review

No abstract provided.


Scienter Requirements Under Section 10(B) And Rule 10b-5, William Deryl Medlin Nov 1976

Scienter Requirements Under Section 10(B) And Rule 10b-5, William Deryl Medlin

Louisiana Law Review

No abstract provided.


The Private Action Against A Securities Fraud Aider And Abettor: Silent And Inactive Conduct, Clyde A. Billings, Jr. Oct 1976

The Private Action Against A Securities Fraud Aider And Abettor: Silent And Inactive Conduct, Clyde A. Billings, Jr.

Vanderbilt Law Review

This Note will examine the origins of the aiding and abetting cause of action and the development of a theory of liability based solely upon passive conduct. After an examination of the elements of the cause of action and defenses, a proposed definition of "aiding and abetting" will be offered. The effect of the recent Supreme Court decision Ernst & Ernst v. Hochfelder upon aiding and abetting liability, the scienter requirement, and the duties owed by potential aiders and abettors will be discussed. Treatment of aiding and abetting by the Federal Securities Code 19 also is mentioned.


Extraterritorial Application Of § 10(B) Of The Securities Exchange Act Of 1934-The Implications Of Bersch V. Drexel Firestone, Inc. And Lit V. Vencap, Ltd. Mar 1976

Extraterritorial Application Of § 10(B) Of The Securities Exchange Act Of 1934-The Implications Of Bersch V. Drexel Firestone, Inc. And Lit V. Vencap, Ltd.

Washington and Lee Law Review

No abstract provided.


Damage Remedies For Tender Offerors - The Extent Of Appropriate Compensation, Randall J. Nye Oct 1975

Damage Remedies For Tender Offerors - The Extent Of Appropriate Compensation, Randall J. Nye

Indiana Law Journal

No abstract provided.


Factors Determining The Degree Of Culpability Necessary For Violation Of The Federal Securities Laws In Information Transmission Cases, David S. Ruder Jun 1975

Factors Determining The Degree Of Culpability Necessary For Violation Of The Federal Securities Laws In Information Transmission Cases, David S. Ruder

Washington and Lee Law Review

No abstract provided.


Loss And Transaction Causation: The Second Circuit Resolves The Causation Controversy In Majority Control Situations Jun 1975

Loss And Transaction Causation: The Second Circuit Resolves The Causation Controversy In Majority Control Situations

Washington and Lee Law Review

No abstract provided.


The Development Of A Flexible Duty Standard Of Liability Under Sec Rule 10b-5 Jan 1975

The Development Of A Flexible Duty Standard Of Liability Under Sec Rule 10b-5

Washington and Lee Law Review

No abstract provided.


Securities Regulation--Rule 10b-5--Accountant's Derivative Liability For Negligence In Conducting An Audit Under Section 17(A) Of The Securities Exchange Act Of 1934 Hochfelder V. Ernst & Ernst, 503 F.2d 1100 (7th Cir. 1974), Cert. Granted, 421 U.S. 909 (1975), Alan C. Porter Jan 1975

Securities Regulation--Rule 10b-5--Accountant's Derivative Liability For Negligence In Conducting An Audit Under Section 17(A) Of The Securities Exchange Act Of 1934 Hochfelder V. Ernst & Ernst, 503 F.2d 1100 (7th Cir. 1974), Cert. Granted, 421 U.S. 909 (1975), Alan C. Porter

Case Western Reserve Law Review

No abstract provided.


Judicial Control Of Cash Tender Offers-A Few Practical Recommendations, Ronald W. Oakes Oct 1974

Judicial Control Of Cash Tender Offers-A Few Practical Recommendations, Ronald W. Oakes

Indiana Law Journal

No abstract provided.


A Negligence Standard For Material Misstatements And Omissions In Tender Offers Under § 14(E) Of The Securities Exchange Act Of 1934 Sep 1974

A Negligence Standard For Material Misstatements And Omissions In Tender Offers Under § 14(E) Of The Securities Exchange Act Of 1934

Washington and Lee Law Review

No abstract provided.


The Birnbaum Rule Rejected: Will Analysis Of Right To Bring Private Action Under § 10(B) Be Simplified? Sep 1974

The Birnbaum Rule Rejected: Will Analysis Of Right To Bring Private Action Under § 10(B) Be Simplified?

Washington and Lee Law Review

No abstract provided.


Prospectus Liability For Failure To Disclose Post-Effective Developments: A New Duty And Its Implications, Jon S. Readnour Apr 1973

Prospectus Liability For Failure To Disclose Post-Effective Developments: A New Duty And Its Implications, Jon S. Readnour

Indiana Law Journal

No abstract provided.