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Washington and Lee Law Review

Securities Law

United States Securities and Exchange Commission

Publication Year

Articles 1 - 6 of 6

Full-Text Articles in Law

Derivative Liability In Securities Law: Controlling Person Liability, Respondeat Superior, And Aiding And Abetting, Ralph C. Ferrara, Diane Sanger Jun 1983

Derivative Liability In Securities Law: Controlling Person Liability, Respondeat Superior, And Aiding And Abetting, Ralph C. Ferrara, Diane Sanger

Washington and Lee Law Review

No abstract provided.


The Illusory Statutory Basis Of Sec Rule 2(E) Jun 1983

The Illusory Statutory Basis Of Sec Rule 2(E)

Washington and Lee Law Review

No abstract provided.


The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii Jun 1982

The Sec's Version Of The Efficient Market Theory And Its Impact On Securities Law Liabilities, Marvin G. Pickholz, Edward B. Horahan Iii

Washington and Lee Law Review

No abstract provided.


Private Meetings And Good Cause Exceptions: Gulf & Western May Provide The Sec New Tools For Piercing The Corporate Attorney-Client Privilege Jun 1982

Private Meetings And Good Cause Exceptions: Gulf & Western May Provide The Sec New Tools For Piercing The Corporate Attorney-Client Privilege

Washington and Lee Law Review

No abstract provided.


The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin Jun 1981

The Securities And Exchange Commission's Enforcement Program: A Debate On The Enforcement Process, Monroe H. Freedman, Stanley Sporkin

Washington and Lee Law Review

No abstract provided.


Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc. Jun 1981

Parallel Proceedings: The Impact Of Sec V. Dresser Industries, Inc.

Washington and Lee Law Review

No abstract provided.