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Articles 31 - 60 of 73
Full-Text Articles in Law
Financial Stability, Financial Services, And The Single Market, Caroline Bradley
Financial Stability, Financial Services, And The Single Market, Caroline Bradley
Articles
No abstract provided.
An Unsafe Financial System, Caroline Bradley
Application Of The Federal Mail And Wire Fraud Statutes To Criminal Liability For Stock Market Insider Trading And Tipping, William K.S. Wang
Application Of The Federal Mail And Wire Fraud Statutes To Criminal Liability For Stock Market Insider Trading And Tipping, William K.S. Wang
University of Miami Law Review
SEC Rule 10b-5 covers a great deal of stock market insider trading and tipping, but certainly not all. For insider trading defendants, some elements of criminal liability may be different and possibly easier to satisfy under mail/wire fraud than under SEC Rule 10b-5 (e.g., materiality, and the requirements for tipper and tippee liability recently tightened for Rule 10b-5 by the Second Circuit). Generally, courts have not addressed these possible differences.
With insider trading and tipping, the victim of mail/wire fraud could be either the information-owner or the party on the other side of the transaction. The courts have not examined …
Microfinance: Importing Regulations In Reforms For The Real Small Businesses, Triet Leminh
Microfinance: Importing Regulations In Reforms For The Real Small Businesses, Triet Leminh
University of Miami International and Comparative Law Review
No abstract provided.
Barter, Bearer, And Bitcoin: The Likely Future Of Stateless Virtual Money, Cara R. Baros
Barter, Bearer, And Bitcoin: The Likely Future Of Stateless Virtual Money, Cara R. Baros
University of Miami Business Law Review
Over the past few years, virtual money has emerged via the Internet. Although currently unregulated, Internal Revenue System Notice 2014-21 will most likely cause virtual money to lose its mass appeal in the United States. Historically, other means of tax avoidance, including barter transactions and bearer bonds, have suffered the same fate. Virtual money will likely have more success as a technology than as a means of value.
Breaking Up Is Hard To Do: The Interconnection Problem In Financial Markets And Financial Regulation, A European (Banking) Union Perspective, Caroline Bradley
Breaking Up Is Hard To Do: The Interconnection Problem In Financial Markets And Financial Regulation, A European (Banking) Union Perspective, Caroline Bradley
Articles
No abstract provided.
The Case For "Cramdown": Eliminating The Practical And Ideological Barriers To Pure Mortgage Modification, Peter J. Leo
The Case For "Cramdown": Eliminating The Practical And Ideological Barriers To Pure Mortgage Modification, Peter J. Leo
University of Miami Business Law Review
No abstract provided.
Dodd-Frank Sampler: How Congress Codified An Article 1 Financial Takeover, Anthony Hearn
Dodd-Frank Sampler: How Congress Codified An Article 1 Financial Takeover, Anthony Hearn
University of Miami Business Law Review
No abstract provided.
Transparency Is The New Opacity: Constructing Final Regulation After The Crisis, Caroline Bradley
Transparency Is The New Opacity: Constructing Final Regulation After The Crisis, Caroline Bradley
Articles
No abstract provided.
Consultation And Legitimacy In Transnational Standard-Setting, Caroline Bradley
Consultation And Legitimacy In Transnational Standard-Setting, Caroline Bradley
Articles
No abstract provided.
Open Government And The Implementation Of The Dodd-Frank Act, Caroline Bradley
Open Government And The Implementation Of The Dodd-Frank Act, Caroline Bradley
Articles
No abstract provided.
The Jumbled Alphabet Soup Of The Collapsed Home Mortgage Market: Abcp, Cdo, Cds And Rmbs, Georgette Chapman Phillips
The Jumbled Alphabet Soup Of The Collapsed Home Mortgage Market: Abcp, Cdo, Cds And Rmbs, Georgette Chapman Phillips
University of Miami Business Law Review
No abstract provided.
The Confidence Game: Manipulation Of The Markets By Governmental Authorities, Caroline Bradley
The Confidence Game: Manipulation Of The Markets By Governmental Authorities, Caroline Bradley
Articles
No abstract provided.
Better (Or Worse?) Risk Management Through Technology, Caroline Bradley
Better (Or Worse?) Risk Management Through Technology, Caroline Bradley
Articles
No abstract provided.
Private Equity's Three Lessons For Agency Theory, William Wilson Bratton
Private Equity's Three Lessons For Agency Theory, William Wilson Bratton
Articles
It is time to consider the lessons to be learned from the recent boom in private equity buyouts, not least in view of its abrupt termination in the wake of tightened credit. In the past, such inquiries have been undertaken in the context of agency theory and have focused on the buyout's implications for solving the problem of separation of ownership and control. This article reverses the pattern of inquiry to consider the buyout's implications for agency theory, pointing to three lessons. The first lesson addresses agency theory's three-way association among control transfers, governance discipline and hostile takeovers, suggesting that …
Private Equity's Three Lessons For Agency Theory, William Wilson Bratton
Private Equity's Three Lessons For Agency Theory, William Wilson Bratton
Articles
No abstract provided.
Consumers Of Financial Services And Multi-Level Regulation In The European Union, Caroline Bradley
Consumers Of Financial Services And Multi-Level Regulation In The European Union, Caroline Bradley
Articles
No abstract provided.
Bond Covenants And Creditor Protection: Economics And Law, Theory And Practice, Substance And Process, William Wilson Bratton
Bond Covenants And Creditor Protection: Economics And Law, Theory And Practice, Substance And Process, William Wilson Bratton
Articles
This article examines contractual protection of unsecured financial creditors in US credit markets. Borrowers and lenders in the United States contract against a minimal legal background that imposes the burden of protection on the lender. A working, constantly updated, set of contractual protections has emerged in response. But actual use of available contractual technology varies widely, depending on the level of risk and the institutional context. The credit markets sort borrowers according to the degree of the risk of financial distress, imposing substantial constraints only on the borrowers with the most dangerous incentives. At the same time, the contracting practice …
Information Society Challenges To Financial Regulation, Caroline Bradley
Information Society Challenges To Financial Regulation, Caroline Bradley
Articles
No abstract provided.
Private International Law-Making For The Financial Markets, Caroline Bradley
Private International Law-Making For The Financial Markets, Caroline Bradley
Articles
No abstract provided.
Lord Of The Liens: Towards Greater Efficiency In Secured Syndicated Lending, William H. Widen
Lord Of The Liens: Towards Greater Efficiency In Secured Syndicated Lending, William H. Widen
Articles
No abstract provided.
Enron At The Margin, William H. Widen
Reverse Mortgage Information Online, Robin Schard
Reverse Mortgage Information Online, Robin Schard
Articles
Reverse mortgages are a valuable tool that allow seniors to tap their home's equity. However, there are traps for the unwary
Demutualization Of Financial Exchanges: Business As Usual?, Caroline Bradley
Demutualization Of Financial Exchanges: Business As Usual?, Caroline Bradley
Articles
No abstract provided.
United States -- Tax Treatment For "Foreign Sales Corporations" Wto Doc. Wt/Ds108/Ab/R, Stanley I. Langbein
United States -- Tax Treatment For "Foreign Sales Corporations" Wto Doc. Wt/Ds108/Ab/R, Stanley I. Langbein
Articles
No abstract provided.
Letters Of Credit, Voidable Preferences, And The Independence Principle, William H. Widen, David Gray Carlson
Letters Of Credit, Voidable Preferences, And The Independence Principle, William H. Widen, David Gray Carlson
Articles
No abstract provided.
The Earmarking Defense To Voidable Preference Liability: A Reconceptualization, William H. Widen, David Gray Carlson
The Earmarking Defense To Voidable Preference Liability: A Reconceptualization, William H. Widen, David Gray Carlson
Articles
No abstract provided.
The Thrift Crisis And The Constitution, Stanley I. Langbein
The Thrift Crisis And The Constitution, Stanley I. Langbein
Articles
No abstract provided.
Revised Articles 3 And 4 Of The Uniform Commercial Code: A Friendly Critique, Daniel E. Murray
Revised Articles 3 And 4 Of The Uniform Commercial Code: A Friendly Critique, Daniel E. Murray
University of Miami Law Review
No abstract provided.
Life In The Boardroom After Firrea: A Revisionist Approach To Corporate Governance In Insured Depository Institutions, Mark David Wallace
Life In The Boardroom After Firrea: A Revisionist Approach To Corporate Governance In Insured Depository Institutions, Mark David Wallace
University of Miami Law Review
No abstract provided.