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Full-Text Articles in Law

Elements Of Recovery Under Rule 10b 5: Scienter, Reliance, And Plaintiff's Reasonable Conduct Requirement, Rutheford B. Campbell Jr. Mar 1975

Elements Of Recovery Under Rule 10b 5: Scienter, Reliance, And Plaintiff's Reasonable Conduct Requirement, Rutheford B. Campbell Jr.

Law Faculty Scholarly Articles

A comparison of the commentaries on rule 10b-5 indicates that uncertainty is widespread in this area of securities law. One area that is needlessly confused is the proper selection and definition of those elements necessary for recovery in a 10b-5 action. The purpose of this article is to consider four distinct elements that continue to be the source of constant litigation and comment and to suggest an approach that clarifies their meaning and use. The four elements are: (1) scienter (the defendant's state of mind), (2) reliance, (3) justifiable reliance, and (4) materiality. This article will analyze the use of …


Equine Syndications: A Legal Overview, Ronald L. Gaffney Jan 1974

Equine Syndications: A Legal Overview, Ronald L. Gaffney

Kentucky Law Journal

No abstract provided.


Recent Changes In The Kentucky Securities Law, Richard A. Getty Jan 1973

Recent Changes In The Kentucky Securities Law, Richard A. Getty

Kentucky Law Journal

No abstract provided.


The Role Of Scienter And The Need To Limit Damages In Rule 10b-5 Actions--The Texas Gulf Sulphur Litigation, J. Kent Dunlap Jan 1971

The Role Of Scienter And The Need To Limit Damages In Rule 10b-5 Actions--The Texas Gulf Sulphur Litigation, J. Kent Dunlap

Kentucky Law Journal

No abstract provided.


Corporations--Securities Exchange Act Of 1934, § 16(B)--"Sale" Defind, Steve Hixson Jan 1971

Corporations--Securities Exchange Act Of 1934, § 16(B)--"Sale" Defind, Steve Hixson

Kentucky Law Journal

No abstract provided.


Corporations--Fradulent Proxy Statements--Securities Exchange Act Of 1934, § 14(A), Steve Hixson Jan 1970

Corporations--Fradulent Proxy Statements--Securities Exchange Act Of 1934, § 14(A), Steve Hixson

Kentucky Law Journal

No abstract provided.


Securities--Expanded Concept Of Fraud--Investment Advisers Act Of 1940, Leon L. Hollon Jan 1964

Securities--Expanded Concept Of Fraud--Investment Advisers Act Of 1940, Leon L. Hollon

Kentucky Law Journal

No abstract provided.


Uniform Commercial Code's Article 9--When Filing Is Not Required To Perfect A Security Interest, William L. Montague Jan 1963

Uniform Commercial Code's Article 9--When Filing Is Not Required To Perfect A Security Interest, William L. Montague

Kentucky Law Journal

No abstract provided.


Investment Securities--Article 8 Of The Uniform Commercial Code, Wilson W. Wyatt Jan 1960

Investment Securities--Article 8 Of The Uniform Commercial Code, Wilson W. Wyatt

Kentucky Law Journal

No abstract provided.


Shares Without Par Value, Cassius M. Clay Jan 1925

Shares Without Par Value, Cassius M. Clay

Kentucky Law Journal

No abstract provided.