Law Commons^™

Retail Price Ceilings And The Rule Of Reason, Jay Conison

Law Faculty Publications

No abstract provided.

Department Of Savings And Loan, M. Daniels

California Regulatory Law Reporter

No abstract provided.

Insider Trading Liability Of Tippees And Quasi-Insiders: Crime Shouldn't Pay, 22 J. Marshall L. Rev. 295 (1988), Robert J. Kuker

UIC Law Review

No abstract provided.

Interest Rate And Currency Swaps, Christian Droop

LLM Theses and Essays

This thesis explores the evolution, mechanics, and risks associated with interest rate and currency swaps, key financial instruments in global markets since the late 1970s. Swaps involve the exchange of predetermined payments in the same or different currencies between parties, aiming to leverage their financial capabilities and reduce transaction risks. By 1987, the volume of outstanding swap transactions exceeded $1.1 trillion, highlighting their significance in capital markets..

The thesis aims to present basic swap transactions, describe associated risks, and discuss current efforts to control these risks through regulatory and contractual measures, which focus on New York law. It also examines …

Annual Survey Of Virginia Law: Creditors' Rights, Joseph E. Ulrich

University of Richmond Law Review

This article is addressed to attorneys with a general practice, as well as those familiar with the creditors' rights area. Its purpose is to alert the non-specialist to developments of the last two years-April 1986 through April 1988. Virginia cases dealing with collection matters and federal bankruptcy decisions are reviewed. Legislation enacted over the past two years is also noted.

Lenders' Liability - The Shift From Contract To Tort Doctrine Deters Banks From Enforcing Unjustified And Detrimental Contract Provisions, 21 J. Marshall L. Rev. 369 (1988), Donna B. Wallace

UIC Law Review

No abstract provided.

The Separation Of Banking And Commerce Reconsidered, Stephen K. Halpert

Articles

No abstract provided.

Banking Law, Penny A. Hazelton

Chapters in Books

• Introduction
• Federal Law
• State Law
• Federal Regulatory Framework
• Office of the Comptroller of the Currency
• Board of Governors of the Federal Reserve System
• Federal Deposit Insurance Corporation
• Federal Home Loan Bank Board
• State Regulatory Framework
• Additional Research Sources
• Appendices and index

"Front-Running" - Insider Trading Under The Commodity Exchange Act, Jerry W. Markham

Faculty Publications

On ‘Black Monday,’ October 19, 1987, ‘perhaps the worst day in the history of U.S. equity markets,’ the Dow Jones Industrial Average fell by 508 points, representing a loss of approximately $1 trillion in the value of all outstanding United States stocks. In the wake of the crash, numerous studies were conducted and reports published in which a host of regulatory issues were considered, including a disturbing phenomenon called ‘front-running.’ Simply stated, the practice of front-running involves a transaction in a commodity futures contract or a stock option contract by a trader with ‘material’ nonpublic information concerning a ‘block’ transaction …

Banking Affiliate Regulation Under Section 23a Of The Federal Reserve Act, Veryl Victoria Miles

Scholarly Articles

Before committing a bank's financial resources to an affiliate, bankers must be aware of the scope of the term "affiliate" under Section 23A of the Federal Reserve Act. Section 23A places restrictions on the financial dealings between banks and their affiliate companies. The author analyzes Section 23A and the relevant regulatory and compliance issues that have recently surfaced. The author concludes that in the event of Glass-Steagall repeal, interaffiliate regulation of the financial dealings between banks and securities affiliates, as accomplished by Section 23A, would be a viable method of permitting the merger of investment and commercial banking.

Capital Neutrality And Coordinated Supervision: Lessons For International Securities Regulation From The Law Of International Taxation And Banking, Charles Thelen Plambeck

Michigan Journal of International Law

Part I of this article provides some background on the legal forces which have influenced globalization and internationalization of the world's securities markets. Part II focuses on the international tax law principle of capital neutrality. Fundamentally, the principle of capital neutrality requires that regulations should not unintentionally direct the movement of capital. Part II analyzes the bases and parameters of the principle of capital neutrality, the experiences of international taxation in applying the principle to a globalizing economy, and the possibilities for applying the principle to international securities regulation. Part III focuses on the international banking law principle of coordinated …

The Swan Song Of A Dishonest Duck: A Prototype For Analyzing Converage Under The Bankers Blanket Bond, Davis J. Howard

Loyola University Chicago Law Journal

No abstract provided.

Damming The Third World: Multilateral Development Banks, Environmental Diseconomies, And International Reform Pressures On The Lending Process, Zygmunt J.B. Plater

Zygmunt J.B. Plater

No abstract provided.

Remarks On The Internationalization Of The Securities Markets, Cynthia C. Lichtenstein

Cynthia C. Lichtenstein

No abstract provided.