Operations Research, Systems Engineering and Industrial Engineering Commons^™

A Human-In-The-Loop Framework For Scalable And Interpretable Event Triaging In Large-Scale Systems, Ibrahim Khaled Al-Agha

Doctoral Dissertations

This dissertation presents a comprehensive and scalable framework for real-time fault detection and event triage in industrial systems, addressing critical challenges such as class imbalance, ambiguous feature boundaries, and the prioritization of complex, high-dimensional event data. The proposed framework integrates advanced methodologies, including micro-batch processing, retrospective divergence-based event detection (DB-RED), association rule mining (ARM), clustering, and Dempster-Shafer Theory (DST) for conflict resolution. Together, these components enable the systematic stratification of events into actionable priority levels, ensuring robust and interpretable decision-making in real-time environments. DB-RED forms the cornerstone of the framework, leveraging KL-divergence and PE-divergence metrics to detect subtle and transient …

Application Of Artificial Intelligence Techniques To Improve Leadership Decision Making With Uncertainty, Michael David Parrish

Doctoral Dissertations

"Every good leader is a good manager, but not every good manager is a good leader. The difference between the leader and the manager is critical decision-making. Today’s decision-making environment is characterized as Volatile, Uncertain, Complex, and Ambiguous (VUCA). With the exponential increase in the technical capabilities of systems, the human has become the weakest link in the use of such systems. To remain relevant, good leaders must continuously adapt to new advances in technology and processes.

The research contributions of this work provide several unique and novel solutions for leaders to utilize artificial intelligence tools to improve and optimize …

Deep Learning Architecture Design For Nano-Satellite Image Super-Resolution, William Everette Symolon

Doctoral Dissertations

Increasing threats to U.S. national security satellite constellations have resulted in an increased interest in constellation resilience and satellite redundancy. NanoSats have contributed to commercial, scientific and government applications in remote sensing, communications, navigation, and research. They also have the potential to enhance satellite constellation resilience. However, the inherent size, weight, and power limitations of NanoSats enforce constraints on imaging hardware; the small lenses and short focal lengths result in imagery with low spatial resolution, which limits the utility of CubeSat images for military planning purposes and national intelligence applications. This research proposed a deep learning architecture capable of enhancing …

The Evolving Use Of Strategic Planning Tools In The Manufacturing Environment: Implications For Quality 4.0 And Beyond, Richard Lee Wilson

Doctoral Dissertations

"Having a strong strategic plan is critical for success for any business no matter the size of the organization, the product or service they provide, or the industry they serve. There are many methods businesses use to develop their strategic plans. One such method is known as Hoshin Kanri, which has been in use for decades. However, recent years have seen an increase in artificial intelligence, big data, data analytics, and other technology tools to create cyber physical systems on the manufacturing floor. The increase in technology in manufacturing to integrate cyber systems with physical systems spawned a new industrial …

A Comprehensive Analysis Of Climate Resilience Strategies For Small Island Developing States, Ashley-Ann Davis

Doctoral Dissertations

Small Island Developing States (SIDS) face unique and disproportionate challenges in their efforts to achieve climate resilience due to their geographic vulnerabilities, limited resources, and systemic economic and social constraints. This dissertation provides a comprehensive analysis of climate resilience strategies tailored to SIDS, addressing critical systemic issues and exploring interdisciplinary solutions. It synthesizes findings across four interconnected studies, including an analysis of disaster preparedness and response mechanisms in developing countries to identify gaps and opportunities for improving resilience in extreme events. The research investigates economic factors influencing energy portfolio transitions in the Caribbean, emphasizing the complexities of renewable energy adoption. …

Contextualizing Renewable Energy Adoption: An Examination Of The Role Of Community Choice Aggregation, Ankit Agarwal

Doctoral Dissertations

"The rapid expansion of renewable energy generation in the U.S., both through distributed and utility-scale facilities, is largely driven by top-down policy measures and the growing engagement of residential consumers on both individual and community levels. Previous studies on motives behind residential renewable energy adoption have examined procurement options in isolation and within a static context, primarily focused on intrinsic attributes like economic incentives, emission reductions, and peer popularity. This research introduces a novel context, assessing renewable procurement options in the presence of Community Choice Aggregation (CCA), a more prevalent and accessible alternative. This dissertation makes four pivotal contributions, offering …

Advancing A Systems Perspective On Innovative Behavior, Stephen Demski

Doctoral Dissertations

"Engineering organizations pursue innovation in strategy, structure, processes, and the services and products offered to remain relevant and competitive. Identifying factors supporting or constraining innovative work behavior and recognizing the complexity of their interactions are vital to sustaining an innovative workforce, yet how factors interact has not been comprehensively studied.

Recognizing innovative work behavior as the output of a complex system of factors guided this study’s literature search that identified over one hundred individual, team, and organizational factors influencing innovative behavior, interviews of engineers to learn what factors are essential in their work environment, and Delphi survey to rank factors, …

Application Of Modeling Methodologies To Improve An Emergency Departments Workflow, Prachita Humane

Doctoral Dissertations

"The healthcare system in the United States is complex and challenging to understand, and the emergency department (ED) serves as a bridge between outpatient and inpatient care. According to the Centers for Disease Control and Prevention, over 130 million people visited emergency rooms in the United States in 2018. The ED is composed of multiple subunits and components that make it difficult to comprehend fully. In this study, a combination of engineering analysis methods was used to identify and understand the issues in the ED.

The first contribution of this research involved collecting data through job shadowing of human entities …

Sustainable Development: A Data Analysis Investigation For A New Conceptual Model, Case Study Comparison And Validation Techniques, Tiffanie Marie Toles

Doctoral Dissertations

"The three pillars model for sustainability, often represented with three intersecting circles described as economic, environmental, and social factors with sustainability being at the center is a complex and philosophically open model [1]. As society promotes efforts to reduce carbon impacts, there becomes a need to critically review the models employed for understanding. This research presents a validated methodology, an updated conceptual configuration of sustainability for overall use, as well as a sustainable development performance measurement system. Using the 2020 Sustainable Development Goals Index Data, 232 indicators from 193 countries were used to evaluate the efficacy of using more than …

Development Of Flood Prediction Models Using Machine Learning Techniques, Bhanu Kanwar

Doctoral Dissertations

"Flooding and flash flooding events damage infrastructure elements and pose a significant threat to the safety of the people residing in susceptible regions. There are some methods that government authorities rely on to assist in predicting these events in advance to provide warning, but such methodologies have not kept pace with modern machine learning. To leverage these algorithms, new models must be developed to efficiently capture the relationships among the variables that influence these events in a given region. These models can be used by emergency management personnel to develop more robust flood management plans for susceptible areas. The research …

Evaluating Barriers To And Impacts Of Rural Broadband Access, Javier Valentín-Sívico

Doctoral Dissertations

"The lack of adequate broadband infrastructure persists in many rural communities. Beyond funding, additional barriers persist, such as digital literacy and community-level self-efficacy. As a result, the first contribution articulates barriers at the organizational level. This work proposes a framework based on the Theory of Planned Behavior to highlight stakeholder dynamics that have constrained Regional Planning Commissions from advancing broadband infrastructure in rural areas. One approach to address these barriers is to provide stakeholders with analytical tools to evaluate the benefits and costs of various broadband options for their community since there is not a one-size-fits-all solution. To this end, …

Advances And Applications In High-Dimensional Heuristic Optimization, Samuel Alexander Vanfossan

Doctoral Dissertations

“Applicable to most real-world decision scenarios, multiobjective optimization is an area of multicriteria decision-making that seeks to simultaneously optimize two or more conflicting objectives. In contrast to single-objective scenarios, nontrivial multiobjective optimization problems are characterized by a set of Pareto optimal solutions wherein no solution unanimously optimizes all objectives. Evolutionary algorithms have emerged as a standard approach to determine a set of these Pareto optimal solutions, from which a decision-maker can select a vetted alternative. While easy to implement and having demonstrated great efficacy, these evolutionary approaches have been criticized for their runtime complexity when dealing with many alternatives or …

A Fuzzy Clustering Methodology To Analyze Interfaces And Assess Integration Risks In Large-Scale Systems, Josh Henry Goldschmid

Doctoral Dissertations

“Interface analysis and integration risk assessment for a large-scale, complex system is a difficult systems engineering task, but critical to the success of engineering systems with extraordinary capabilities. When dealing with large-scale systems there is little time for data gathering and often the analysis can be overwhelmed by unknowns and sometimes important factors are not measurable because of the complexities of the interconnections within the system. This research examines the significance of interface analysis and management, identifies weaknesses in literature on risk assessment for a complex system, and exploits the benefits of soft computing approaches in the interface analysis in …

Establishing Links Between Safety Culture, Climate, Behaviors, And Outcomes Of Long-Haul Truck Drivers, Carlton Washburn

Doctoral Dissertations

“This research examines the safety relationships between safety culture, safety influences, safety climate, and safety outcomes for long-haul truck drivers. The relationships focus on the intersection of the electronic logging device (ELD) technology, regulations, and truck drivers that fall into the lone-worker category. Truck drivers were interviewed to understand their beliefs, attitudes, practices, values, and behavior patterns aligned with the phase in of the ELD system. Large truck crashes during the same time period were analyzed to understand associations. Outcomes included both a safety culture and climate were established for long-haul truck drivers. Both positive and negative safety behaviors were …

The Implementation Of Energy Sharing Using A System Of Systems Approach, Julia Morgan

Doctoral Dissertations

"There is an increasing demand for renewable energy and consumers need more procurement options to meet their needs. Energy sharing provides a peer-to-peer (P2P) marketplace where prosumer electricity is redistributed to fellow energy-sharing community participants. This redistribution of prosumer electricity provides consumers with additional electricity suppliers, while also decreasing the load on the utility company. Though significant progress has been made regarding research and implementation of energy sharing, there is still room for growth when evaluating energy-sharing communities and defining appropriate community coordination based on end-user needs. The first contribution in this work identified nine characteristics of energy-sharing communities as …

Infrastructure Systems Modeling Using Data Visualization And Trend Extraction, Jacob Marshal Hale

Doctoral Dissertations

“Current infrastructure systems modeling literature lacks frameworks that integrate data visualization and trend extraction needed for complex systems decision making and planning. Critical infrastructures such as transportation and energy systems contain interdependencies that cannot be properly characterized without considering data visualization and trend extraction.

This dissertation presents two case analyses to showcase the effectiveness and improvements that can be made using these techniques. Case one examines flood management and mitigation of disruption impacts using geospatial characteristics as part of data visualization. Case two incorporates trend analysis and sustainability assessment into energy portfolio transitions.

Four distinct contributions are made in this …

Sensor Data Based Adaptive Models For Assembly Worker Training In Cyber Manufacturing, Md. Al-Amin

Doctoral Dissertations

“Production innovations are occurring faster than ever leading conventional production systems towards cyber manufacturing. Manufacturing workers thus need to frequently learn new methods and skills. In fast-changing, largely uncertain production systems, manufacturers with the ability to comprehend workers’ behavior and assess their operational performance in near real-time will achieve better performance than peers. Recognizing worker actions in near real-time while performing the assembly can serve this purpose. However, reliably recognizing the assembly actions performed by the workers is challenging, because the actions for assembly are complex and workers are not only heterogeneous but sensitive to the variation of the work …

Computational Model For Neural Architecture Search, Ram Deepak Gottapu

Doctoral Dissertations

"A long-standing goal in Deep Learning (DL) research is to design efficient architectures for a given dataset that are both accurate and computationally inexpensive. At present, designing deep learning architectures for a real-world application requires both human expertise and considerable effort as they are either handcrafted by careful experimentation or modified from a handful of existing models. This method is inefficient as the process of architecture design is highly time-consuming and computationally expensive.

The research presents an approach to automate the process of deep learning architecture design through a modeling procedure. In particular, it first introduces a framework that treats …

Predicting Complex System Behavior Using Hybrid Modeling And Computational Intelligence, Vinayaka Gude

Doctoral Dissertations

“Modeling and prediction of complex systems is a challenging problem due to the sub-system interactions and dependencies. This research examines combining various computational intelligence algorithms and modeling techniques to provide insights into these complex processes and allow for better decision making. This hybrid methodology provided additional capabilities to analyze and predict the overall system behavior where a single model cannot be used to understand the complex problem. The systems analyzed here are flooding events and fetal health care. The impact of floods on road infrastructure is investigated using graph theory, agent-based traffic simulation, and Long Short-Term Memory deep learning to …

Development Of A System Architecture For The Prediction Of Student Success Using Machine Learning Techniques, Tatiana A. Cardona

Doctoral Dissertations

“ The goals of higher education have evolved through time based on the impact that technology development and industry have on productivity. Nowadays, jobs demand increased technical skills, and the supply of prepared personnel to assume those jobs is insufficient. The system of higher education needs to evaluate their practices to realize the potential of cultivating an educated and technically skilled workforce. Currently, completion rates at universities are too low to accomplish the aim of closing the workforce gap. Recent reports indicate that 40 percent of freshman at four-year public colleges will not graduate, and rates of completion are even …

An Approach To System Of Systems Resiliency Using Architecture And Agent-Based Behavioral Modeling, Paulette Bootz Acheson

Doctoral Dissertations

”In today’s world it is no longer a question of whether a system will be compromised but when the system will be compromised. Consider the recent compromise of the Democratic National Committee (DNC) and Hillary Clinton emails as well as the multiple Yahoo breaches and the break into the Target customer database. The list of exploited vulnerabilities and successful cyber-attacks goes on and on. Because of the amount and frequency of the cyber-attacks, resiliency has taken on a whole new meaning. There is a new perspective within defense to consider resiliency in terms of Mission Success.

This research develops a …

Development Of A Modeling Algorithm To Predict Lean Implementation Success, Richard Charles Barclay

Doctoral Dissertations

”Lean has become a common term and goal in organizations throughout the world. The approach of eliminating waste and continuous improvement may seem simple on the surface but can be more complex when it comes to implementation. Some firms implement lean with great success, getting complete organizational buy-in and realizing the efficiencies foundational to lean. Other organizations struggle to implement lean. Never able to get the buy-in or traction needed to really institute the sort of cultural change that is often needed to implement change. It would be beneficial to have a tool that organizations could use to assess their …

Enabling Flexibility Through Strategic Management Of Complex Engineering Systems, Walter Louis Barnes Ii

Doctoral Dissertations

”Flexibility is a highly desired attribute of many systems operating in changing or uncertain conditions. It is a common theme in complex systems to identify where flexibility is generated within a system and how to model the processes needed to maintain and sustain flexibility. The key research question that is addressed is: how do we create a new definition of workforce flexibility within a human-technology-artificial intelligence environment?

Workforce flexibility is the management of organizational labor capacities and capabilities in operational environments using a broad and diffuse set of tools and approaches to mitigate system imbalances caused by uncertainties or changes. …

The Development Of A Project Typology And Selection Tool To Improve Decision-Making In Sustainable Projects, Rakan Alyamani

Doctoral Dissertations

"Decision-making in sustainable projects is a complex and challenging process, especially during the initiating and planning phases of project development, due to influence from several external factors, as well as the uncertain environments surrounding their creation. It is essential to improve the decision-making process in sustainable projects during these two phases by relying on strong decision-making tools. The first contribution in this work identifies gaps in the literature of how institutionalization can impact sustainable projects through the effects of institutional isomorphisms from institutional theory. This helps decision makers better understand the relationship between institutionalization and sustainable projects. The second contribution …

Critical Success Factors And Risk Mitigation Strategy For New Product Development, Rodney A. Ewing

Doctoral Dissertations

”Success in new product development (NPD) offers a competitive and comparative advantage in the marketplace. A primary objective in an NPD project is to launch world class products with minimal risk. To deliver the superior quality and performance customers require, a company must develop the right NPD structure and framework for seamless execution by the NPD project teams throughout the product lifecycle. Companies must understand how to identify and mitigate risk to enable the success of their NPD projects. The costs to develop new products are often a considerable portion of an organization’s budget; however, studies have shown only 60 …

Balancing Labor Requirements In A Manufacturing Environment, Patrick Bernard Dwyer

Doctoral Dissertations

“This research examines construction environments within manufacturing facilities, specifically semiconductor manufacturing facilities, and develops a new optimization method that is scalable for large construction projects with multiple execution modes and resource constraints. The model is developed to represent real-world conditions in which project activities do not have a fixed, prespecified duration but rather a total amount of work that is directly impacted by the level of resources assigned. To expand on the concept of resource driven project durations, this research aims to mimic manufacturing construction environments by allowing a non-continuous resource allocation to project tasks. This concept allows for resources …

Microgrid Design, Control, And Performance Evaluation For Sustainable Energy Management In Manufacturing, Md. Monirul Islam

Doctoral Dissertations

"This research studies the capacity sizing, control strategies, and performance evaluation of the microgrids with hybrid renewable sources for manufacturing end use customers towards a distributed sustainable energy system paradigm. Microgrid technology has been widely investigated and applied in commercial and residential sector, while for manufacturers, it has been less explored and utilized. To fill the gap, the dissertation first proposes a cost-effective sizing model to identify the capacities as well as control strategies of the components in microgrids considering a commonly used energy tariff, i.e., Time of Use (TOU). Then, the sizing model is extended by integrating control strategies …

Integrating Resilience Into Military Infrastructure Mission Assurance Assessments And Decision Making, John Richards

Doctoral Dissertations

“This research created the Mission Assurance Resilience Matrix, a decision framework that integrates existing infrastructure assessment methods with emerging resilience research to model resilience under uncertainty as part of a detailed infrastructure management system. This framework enables military decision makers to easily visualize deficiencies in infrastructure resilience and assess where to most efficiently allocate resources. This research further extends results by including modules on training and education as a component of the scope of work.

There are three significant contributions of this research. The first identifies the gaps of how and where modeling under uncertainty, infrastructure systems management, and resilient …

The Tabu Ant Colony Optimizer And Its Application In An Energy Market, David Donald Haynes

Doctoral Dissertations

"A new ant colony optimizer, the 'tabu ant colony optimizer' (TabuACO) is introduced, tested, and applied to a contemporary problem. The TabuACO uses both attractive and repulsive pheromones to speed convergence to a solution. The dual pheromone TabuACO is benchmarked against several other solvers using the traveling salesman problem (TSP), the quadratic assignment problem (QAP), and the Steiner tree problem. In tree-shaped puzzles, the dual pheromone TabuACO was able to demonstrate a significant improvement in performance over a conventional ACO. As the amount of connectedness in the network increased, the dual pheromone TabuACO offered less improvement in performance over the …

Freeform Extrusion Fabrication Of Advanced Ceramics And Ceramic-Based Composites, Wenbin Li

Doctoral Dissertations

"Ceramic On-Demand Extrusion (CODE) is a recently developed freeform extrusion fabrication process for producing dense ceramic components from single and multiple constituents. In this process, aqueous paste of ceramic particles with a very low binder content ( < 1 vol%) is extruded through a moving nozzle to print each layer sequentially. Once one layer is printed, it is surrounded by oil to prevent undesirable water evaporation from the perimeters of the part. The oil level is regulated just below the topmost layer of the part being fabricated. Infrared radiation is then applied to uniformly and partially dry the top layer so that the yield stress of the paste increases to avoid part deformation. By repeating the above steps, the part is printed in a layer-wise fashion, followed by post-processing. Paste extrusion precision of different extrusion mechanisms was compared and analyzed, with an auger extruder determined to be the most suitable paste extruder for the CODE system. A novel fabrication system was developed based on a motion gantry, auger extruders, and peripheral devices. Sample specimens were then produced from 3 mol% yttria stabilized zirconia using this fabrication system, and their properties, including density, flexural strength, Young's modulus, Weibull modulus, fracture toughness, and hardness were measured. The results indicated that superior mechanical properties were achieved by the CODE process among all the additive manufacturing processes. Further development was made on the CODE process to fabricate ceramic components that have external/internal features such as overhangs by using fugitive support material. Finally, ceramic composites with functionally graded materials (FGMs) were fabricated by the CODE process using a dynamic mixing device"--Abstract, page iv.