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2008

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Securities and Derivatives

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Arbitration Before The New Financial Industry Regulatory Authority, Barry R. Temkin, James D. Yellen Jun 2008

Arbitration Before The New Financial Industry Regulatory Authority, Barry R. Temkin, James D. Yellen

Barry R. Temkin

This article describes procedural changes in arbitration practice under the 2007 NASD arbitration code, including the filing of dispositive motions and changes in the arbitrator selection process.

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