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Full-Text Articles in Law
The Use Of Public Interest Enforcement Orders By Securities Regulators In Canada, Mary G. Condon
The Use Of Public Interest Enforcement Orders By Securities Regulators In Canada, Mary G. Condon
Commissioned Reports, Studies and Public Policy Documents
The purpose of this study is to examine the use of discretionary enforcement powers by securities regulators in Canada, in order to assess the implications of multiple regulators for the enforcement of securities law.
Local And Regional Interests In The Debate On Optimal Securities Regulatory Structure, Poonam Puri
Local And Regional Interests In The Debate On Optimal Securities Regulatory Structure, Poonam Puri
Commissioned Reports, Studies and Public Policy Documents
In considering optimal securities regulatory structure, it is important to determine whether distinctive local and regional capital markets exist. If so, they should be taken into account.
A capital market is comprised of issuers and investors. In respect of issuers, this study finds that local infrastructures for capital raising (LICRs) exist for certain industries and levels of market capitalization. An LICR is defined as a geographic region where there is a critical mass of issuers of a certain industry type or level of market capitalization; this allows local securities regulators and professionals (such as investment bankers, lawyers and accountants) to …
Chapter 11 And The Francovich Doctrine: Comparing State Liability Under Nafta And Ec Law, Gus Van Harten
Chapter 11 And The Francovich Doctrine: Comparing State Liability Under Nafta And Ec Law, Gus Van Harten
Commissioned Reports, Studies and Public Policy Documents
No abstract provided.