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Articles 1 - 6 of 6

Full-Text Articles in Law

An Arkansas Practitioner's Guide To Perfecting Security Interests In Securities, Brokerage Accounts, And Other Forms Of Investment Property Under Revised Article 8 And Amended Article 9, Everette L. Martin Oct 1996

An Arkansas Practitioner's Guide To Perfecting Security Interests In Securities, Brokerage Accounts, And Other Forms Of Investment Property Under Revised Article 8 And Amended Article 9, Everette L. Martin

University of Arkansas at Little Rock Law Review

No abstract provided.


Litigation Funding Devices For Franchisees: Are They Securities?, Jennifer Carlucci Jan 1996

Litigation Funding Devices For Franchisees: Are They Securities?, Jennifer Carlucci

Hofstra Law Review

No abstract provided.


Subject Matter Jurisdiction Under The Federal Securities Laws: The State Of Affairs After Itoba, Joseph P. Garland, Brian P. Murray Jan 1996

Subject Matter Jurisdiction Under The Federal Securities Laws: The State Of Affairs After Itoba, Joseph P. Garland, Brian P. Murray

Maryland Journal of International Law

No abstract provided.


Sica: The First Twenty Years, Constantine N. Katsoris Jan 1996

Sica: The First Twenty Years, Constantine N. Katsoris

Fordham Urban Law Journal

This Article provides a broad overview of the topic of securities arbitration. It expresses the views of litigants from both sides of the spectrum. It argues that the public must trust in the integrity of the SRO (self-regulatory organization) arbitration process for securities arbitration to remain the basically mandatory system that it is today. The Article traces the evolution of arbitration rules in effect at various SROs. It then examines the Uniform Code of Arbitration in detail, and the SRO Codes. It explores the role of the American Arbitration Association (AAA), the NYSE Symposium, the Ruder Report and the Role …


Securitization Of State Ownership: Chinese Securities Law, Minkang Gu, Robert C. Art Jan 1996

Securitization Of State Ownership: Chinese Securities Law, Minkang Gu, Robert C. Art

Michigan Journal of International Law

Part I of this article establishes the scope of analysis and defines the Chinese use of the term "security," which is more limited than under American law. Parts II and III briefly examine the history of Chinese securities laws and the understanding of securities by the Chinese people. Part IV focuses on the government's motivations in establishing the securities markets. Part V discusses the distinctively Chinese approach of classifying shares according to the characteristics and nationality of permitted shareholders. Part VI addresses the future development of Chinese securities markets. The conclusion reflects on the significance of western forms of securities …


Competing Duties? Securities Lawyers' Liability After Central Bank, Ann Maxey Jan 1996

Competing Duties? Securities Lawyers' Liability After Central Bank, Ann Maxey

Fordham Law Review

No abstract provided.