Open Access. Powered by Scholars. Published by Universities.®
- Discipline
Articles 1 - 24 of 24
Full-Text Articles in Law
Whoops - The Imminent Reconciliation Of U.S. Securities Laws With International Comity After Morrison V. National Australia Bank And The Drafting Error In The Dodd-Frank Act, Andrew Rocks
Villanova Law Review
The article contends that the Dodd-Frank Act and the case, Morrison v. National Australia Bank, restrict the extraterritorial reach of U.S. fraud laws to private rights of action involving domestic transactions of U.S. securities. The author notes that the U.S. legal jurisdiction is governed by the policy of minimal interference and respect for sovereignties and by the principle of comity. He states that this position will help establish a cooperative regulatory effort across global markets.
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Villanova Law Review
No abstract provided.
Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson
Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson
Villanova Law Review
No abstract provided.
The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne
The S.E.C. And The Sale Of Control: Ambivalence, Vacillation Or Pusillanimity, David Cowan Bayne
Villanova Law Review
No abstract provided.
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Going Public: Practice, Procedure, And Consequences, Carl W. Schneider, Joseph M. Manko, Robert S. Kant
Villanova Law Review
No abstract provided.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Villanova Law Review
No abstract provided.
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Villanova Law Review
No abstract provided.
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Villanova Law Review
No abstract provided.
Secured Transactions - What Floats Can Be Sunk, Jack B. Justice
Secured Transactions - What Floats Can Be Sunk, Jack B. Justice
Villanova Law Review
No abstract provided.
Securities Law - Rule 10b-5 - Oral Executory Contract To Purchase Securities Held To Provide Sufficient Basis For Standing To Bring Private 10b-5 Action, And Fraud Occuring During The Pendency Fo The Executory Contract Held To Be In Connection With The Purchase Of Securities, Lisa S. Hunter
Villanova Law Review
No abstract provided.
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Bank Trust Departments And The 10b-5 Dilemma, Francis J. Bruzda, Richard B. Seidel
Villanova Law Review
No abstract provided.
Securities Regulation - Breach Of Statutory Duty Of Inquiry Imposed By Section 17(A) Of Securites And Exchange Act Subjects Accountant To Liability As Aider-Abettor Of Securities Broker's Rule 10b-5 Violation, Philip G. Kircher
Villanova Law Review
No abstract provided.
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Securities Regulation - Attorney's Liability For Erroneous Opinion Letter - Negligence Standard Is Sufficient For Injunction In Sec Enforcement Action, Marina P. Bartley
Villanova Law Review
No abstract provided.
Securities - Outsiders Who Trade On Inside Information Held Accountable To The Corporation For Their Profits On The Basis Of Common Law Fiduciary Principles, Timothy J. Carson
Securities - Outsiders Who Trade On Inside Information Held Accountable To The Corporation For Their Profits On The Basis Of Common Law Fiduciary Principles, Timothy J. Carson
Villanova Law Review
No abstract provided.
The Controlling Persons Provisions: Conduits Of Secondary Liability Under Federal Securities Law, Kenneth I. Levin
The Controlling Persons Provisions: Conduits Of Secondary Liability Under Federal Securities Law, Kenneth I. Levin
Villanova Law Review
No abstract provided.
Securities Regulation - An Unsuccessful Tender Offeror Has Standing To Sue The Target Corporation, The Successful Contestant, And The Underwriter, For Damages Resulting From Violations Of Section 14(E) And Rule 10b-6, Jeffrey L. Pettis
Villanova Law Review
No abstract provided.
Securities Regulation - Purchaser-Seller Requirement Under Rule 10b-5 Abandoned By The Seventh Circuit, Standing To Sue Granted To A Non-Purchasing Or Selling Plaintiff, Garry Paul Jerome
Securities Regulation - Purchaser-Seller Requirement Under Rule 10b-5 Abandoned By The Seventh Circuit, Standing To Sue Granted To A Non-Purchasing Or Selling Plaintiff, Garry Paul Jerome
Villanova Law Review
No abstract provided.
The New Annual Report To Shareholders, Robert S. Kant
The New Annual Report To Shareholders, Robert S. Kant
Villanova Law Review
No abstract provided.
The Decline Of The Purchaser-Seller Requirement Of Rule 10b-5, Edward J. Ciechon Jr.
The Decline Of The Purchaser-Seller Requirement Of Rule 10b-5, Edward J. Ciechon Jr.
Villanova Law Review
No abstract provided.
The Liquidation-Reincorporation Device - Analysis And Proposed Solutions, Bruce D. Lombardo, Thomas C. Riley
The Liquidation-Reincorporation Device - Analysis And Proposed Solutions, Bruce D. Lombardo, Thomas C. Riley
Villanova Law Review
No abstract provided.
Corporations - Proxy Regulations - Federal Courts Can Grant Complete Relief In Shareholder's Suit For Violation Of Section 14(A) Of Securities Exchange Act Of 1934, Jack J. Bernstein
Corporations - Proxy Regulations - Federal Courts Can Grant Complete Relief In Shareholder's Suit For Violation Of Section 14(A) Of Securities Exchange Act Of 1934, Jack J. Bernstein
Villanova Law Review
No abstract provided.
Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan
Corporations - Securities Regulation - Violation Of Proxy Regulations Gives Private Right Of Action But Federal Courts Are Limited Regarding Remedy, Thomas A. Hogan
Villanova Law Review
No abstract provided.
A Discussion And Analysis Of The Valic Decision, Laurence M. Jones
A Discussion And Analysis Of The Valic Decision, Laurence M. Jones
Villanova Law Review
No abstract provided.
Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter
Stock Transfer Restrictions: Continuing Uncertainties And A Legislative Proposal, William H. Painter
Villanova Law Review
No abstract provided.