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Hedge Fund Manager Registration Under The Dodd-Frank Act, Wulf A. Kaal
Hedge Fund Manager Registration Under The Dodd-Frank Act, Wulf A. Kaal
San Diego Law Review
Part I of this Article introduces the issue of hedge fund registration and the tension between regulators and the hedge fund industry regarding the appropriate level of regulatory oversight. After a short introduction of historical attempts to register hedge fund managers, Part II describes the legal requirements in the Dodd-Frank Act pertaining to hedge fund managers. Over fifty years of low-level regulatory oversight for the hedge fund industry came to an end with the enactment of the Dodd-Frank Act. Part III outlines the methodological approach of the survey study. It introduces the survey instrument, data sources, sampling, coding, and coding …
Prosecutors' Ethical Duty Of Disclosure In Memory Of Fred Zacharias, Bruce A. Green
Prosecutors' Ethical Duty Of Disclosure In Memory Of Fred Zacharias, Bruce A. Green
San Diego Law Review
This Article might lead one to ask which body better apprehended the nature of the prosecutorial disclosure rule. Two parts of this Article will explore that question and reach an unexpected conclusion: although the ABA ethics committee and the Ohio Supreme Court had opposite visions of equivalent rules, they may both be right. Even so, there is something obviously jarring about the divide, which reveals deficiencies in the rule adoption process. The ABA has an interest in persuading courts to adopt not only its Model Rules but also its interpretations of those rules, so the result seems to reflect a …