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Fordham Law Review

2020

Securities; sec

Articles 1 - 6 of 6

Full-Text Articles in Law

Unwaivable: Public Enforcement Claims And Mandatory Arbitration, Myriam Giles, Gary Friedman Nov 2020

Unwaivable: Public Enforcement Claims And Mandatory Arbitration, Myriam Giles, Gary Friedman

Fordham Law Review

No abstract provided.


Whitman And The Fiduciary Relationship Conundrum, Lisa M. Fairfax Nov 2020

Whitman And The Fiduciary Relationship Conundrum, Lisa M. Fairfax

Fordham Law Review

No abstract provided.


Measuring The Impact Of Sec Enforcement Decisions, Stephen J. Choi Nov 2020

Measuring The Impact Of Sec Enforcement Decisions, Stephen J. Choi

Fordham Law Review

This Article examines several metrics of Securities and Exchange Commission (SEC) decision-making that may be updated on a regular basis using publicly available data to give a picture of how SEC decision-making changes. This Article focuses on SEC actions against public companies and subsidiaries of public companies, using data from 2005 to 2018. The metrics include: the number of SEC actions per year and per month, the ratio of SEC actions to securities class actions by year, the mean abnormal return from an event study of the first public announcement of the problem that led to the eventual SEC enforcement …


Class Action Objectors: The Good, The Bad, And The Ugly, Robert Klonoff Nov 2020

Class Action Objectors: The Good, The Bad, And The Ugly, Robert Klonoff

Fordham Law Review

No abstract provided.


Watching Insider Trading Law Wobble: Obus, Newman, Salman, Two Martomas , And A Blaszcak , Donald C. Langevoort Nov 2020

Watching Insider Trading Law Wobble: Obus, Newman, Salman, Two Martomas , And A Blaszcak , Donald C. Langevoort

Fordham Law Review

No abstract provided.


Objector Blackmail Update: What Have The 2018 Amendments Done, Brian T. Fitzpatrick Nov 2020

Objector Blackmail Update: What Have The 2018 Amendments Done, Brian T. Fitzpatrick

Fordham Law Review

No abstract provided.