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Fordham Law School

SEC

1976

Articles 1 - 4 of 4

Full-Text Articles in Law

Securities Actions: Equitable Defenses And The Good Faith Defense For "Controlling Persons", Alice R. Belair Jan 1976

Securities Actions: Equitable Defenses And The Good Faith Defense For "Controlling Persons", Alice R. Belair

Fordham Law Review

No abstract provided.

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Going Private: An Analysis Of Federal And State Remedies, John A. James, Jr. Jan 1976

Going Private: An Analysis Of Federal And State Remedies, John A. James, Jr.

Fordham Law Review

No abstract provided.

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Theories Of Liability Under Convertible Debenture Redemption Notice Requirements, Andrew Macdonald Jan 1976

Theories Of Liability Under Convertible Debenture Redemption Notice Requirements, Andrew Macdonald

Fordham Law Review

No abstract provided.

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Quality Advocacy And The Code Of Professional Responsibility, The Attorney-Client Relationship And The Code Of Professional Responsibility: Suggested Attorney Liability For Breach Of Duty To Disclose Fraud To The Securities Exchange Commission, Alan C. Myers Jan 1976

Quality Advocacy And The Code Of Professional Responsibility, The Attorney-Client Relationship And The Code Of Professional Responsibility: Suggested Attorney Liability For Breach Of Duty To Disclose Fraud To The Securities Exchange Commission, Alan C. Myers

Fordham Law Review

The imposition of increased obligations and liabilities on securities lawyers threatens not onlly the attorney, but the quality of his representation as well. Alan Myers examines the possible consequences of the current expansion of liability, and suggests what the securities lawyer's obligations and liabilities should be under DR 7-102(B)(1) and DR 101(C)(3) of the Code of Professional Responsibility.

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