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Fordham Law School

SEC

1975

Articles 1 - 5 of 5

Full-Text Articles in Law

Who Is An "Officer" For Purposes Of The Securities Exchange Act Of 1934 - Colby V. Klune Revisited, William P. Hurley Jan 1975

Who Is An "Officer" For Purposes Of The Securities Exchange Act Of 1934 - Colby V. Klune Revisited, William P. Hurley

Fordham Law Review

No abstract provided.


Securities Professionals And Rule 10b-5: Legal Standards, Industry Practices, Preventative Guidelines And Proposals For Reform, Lewis D. Solomon, Dan Wilke Jan 1975

Securities Professionals And Rule 10b-5: Legal Standards, Industry Practices, Preventative Guidelines And Proposals For Reform, Lewis D. Solomon, Dan Wilke

Fordham Law Review

No abstract provided.


Chris-Craft And Loss Of Opportunitiy To Control: The Lost Opportunity , Arthur P. Lowenstein Jan 1975

Chris-Craft And Loss Of Opportunitiy To Control: The Lost Opportunity , Arthur P. Lowenstein

Fordham Law Review

No abstract provided.


Private Placement Rules 146 And 240--Safe Harbor?, Robert A. Kessler Jan 1975

Private Placement Rules 146 And 240--Safe Harbor?, Robert A. Kessler

Fordham Law Review

No abstract provided.


Sec Regulation As A Pervasive Regulatory Scheme--Implied Repeal Of The Antitrust Laws With Respect To National Securities Exchange And The Nasd, Barbara D. Gonzo Jan 1975

Sec Regulation As A Pervasive Regulatory Scheme--Implied Repeal Of The Antitrust Laws With Respect To National Securities Exchange And The Nasd, Barbara D. Gonzo

Fordham Law Review

No abstract provided.