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Articles 1 - 10 of 10
Full-Text Articles in Law
Fraud On The Market: A Criticism Of Dispensing With Reliance Requirements In Certain Open Market Transactions, Barbara Black
Fraud On The Market: A Criticism Of Dispensing With Reliance Requirements In Certain Open Market Transactions, Barbara Black
Faculty Articles and Other Publications
The still-developing fraud on the market theory is the primary method by which securitiesf raudp laintiffs have attempted either to relax or eliminate the troubling reliance and causation requirements. Professor Black examines this emerging theory and suggests that the traditional common-lawfraud concepts that focus on reliance and causation still have validity and continue, even in this context, to offer appropriate
limitations on liability. The Article analyzes cases that have reduced or ignored this reliance element and explains why the legal concepts from which the fraud on the market theory evolved demand stricter adherence to reliance in certain markets but not …
Application Of Respondeat Superior Principles To Securities Fraud Claims Under The Racketeer Influenced And Corrupt Organizations Act (Rico), Barbara Black
Faculty Articles and Other Publications
Part I of this article outlines RICO's statutory scheme, reviews the common law doctrines under which a principal may be liable for the acts of its agent and the policies behind these doctrines, and examines RICO decisions raising the issue of vicarious liability. Part II examines non-RICO federal cases and identifies relevant factors determining the appropriateness of applying respondeat superior and agency principles to federal statutes. Finally, Part III analyzes the specific provisions of RICO in light of the factors identified in Part II. The article concludes that these factors do not support the imposition of liability on defendants other …
Recent Developments: Sec Relaxes Information Requirements For Resales Of Restricted Securities Under Rule 144, Jeb Stuart Fries
Recent Developments: Sec Relaxes Information Requirements For Resales Of Restricted Securities Under Rule 144, Jeb Stuart Fries
University of Baltimore Law Forum
No abstract provided.
Jerry T. O'Brien, Inc. V. Sec: Does The Target Of An Sec Investigation Have The Right To Notice Of Third Party Subpoenas, Molly B. Murphy
Jerry T. O'Brien, Inc. V. Sec: Does The Target Of An Sec Investigation Have The Right To Notice Of Third Party Subpoenas, Molly B. Murphy
Notre Dame Law Review
No abstract provided.
Pleading Securities Fraud, Richard G. Himelrick
Pleading Securities Fraud, Richard G. Himelrick
Maryland Law Review
No abstract provided.
The Arbitration Of A Public Securities Dispute, Constantine N. Katsoris
The Arbitration Of A Public Securities Dispute, Constantine N. Katsoris
Fordham Law Review
No abstract provided.
Special Project -- Legal Issues Arising From The Mexican Economic Crisis, Robert L. Morgan -- Special Projects Editor, J. Robert Paulson, Jr., Fred A. Frost, Terrence L. Dugan, Cynthia L. Wells, G. Wilson Horde, Iii, Judith B. Anderson
Special Project -- Legal Issues Arising From The Mexican Economic Crisis, Robert L. Morgan -- Special Projects Editor, J. Robert Paulson, Jr., Fred A. Frost, Terrence L. Dugan, Cynthia L. Wells, G. Wilson Horde, Iii, Judith B. Anderson
Vanderbilt Journal of Transnational Law
The economic crisis in Mexico, which profoundly altered the financial and political course of that nation, has also had a significant impact on persons and corporations having business ties to Mexico. Foreign investors and businesses now are required to follow new Mexican rules that often differ dramatically from those previously in effect. The impact of the crisis has not been confined to changes in Mexican law. A substantial number of issues have arisen that will have significant bearing on United States and international law.
The Special Project discusses the changes in the legal environment following the crisis, with its focus …
Redeeming Securities Through Equity Funding: The Security Holder's Dilemma
Redeeming Securities Through Equity Funding: The Security Holder's Dilemma
Washington and Lee Law Review
No abstract provided.
Case Digest, Law Review Staff
Case Digest, Law Review Staff
Vanderbilt Journal of Transnational Law
THE UNITED STATES MAY EXERCISE JURISDICTION OVER PERSONSON A "STATELESS" VESSEL WITHOUT SHOWING A NEXUS BETWEEN THE VESSEL AND THE UNITED STATES--United States v. Pinto-Mejia, 720 F.2d 248 (2d Cir. 1983).
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ALIEN RETAINS RIGHT TO DEPORTATION PROCEEDING AFTER RETURNING FROM AUTHORIZED DEPARTURE NOTWITHSTANDING THAT IMMIGRATION AND NATURALIZATION SERVICE PERMISSION TO DEPART WAS STYLED AS AN "ADVANCE PAROLE"--Joshi v. District Director, Immigration and Naturalization Serv., 720 F.2d 799 (1983).
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NO VIOLATION OF INTERNATIONAL LAW WHEN EQUIPMENT LOCATED IN UNITED STATES RECORDS TRANSNATIONAL TELECOMMUNICATIONS--United States v. Romano, 706 F.2d 370 (2d Cir. 1983).
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UNITED STATES MANUFACTURERS HAVE A CAUSE …
The Issuer's Paper: Property Or What? Zero Basis And Other Income Tax Mysteries, Elliott Manning
The Issuer's Paper: Property Or What? Zero Basis And Other Income Tax Mysteries, Elliott Manning
Articles
No abstract provided.