Open Access. Powered by Scholars. Published by Universities.®
- Institution
- Keyword
-
- Law (2)
- Agency (1)
- Business (1)
- Cryptocurrency (1)
- Ecosystems (1)
-
- Electric utility systems (1)
- Extractive industries (1)
- Foreign direct investment (1)
- Gas companies (1)
- Infrastructure development (1)
- Integration (1)
- Investment (1)
- Investments (1)
- Investors (1)
- Lights (1)
- Metals (1)
- Migration (1)
- Minerals (1)
- Mining (1)
- Nikola Corporation (1)
- PSLRA (1)
- Policy advocacy (1)
- Power companies (1)
- Promotion (1)
- Public Utility Holding Company Act of 1935 (1)
- Public services (1)
- Public utility holding companies (1)
- SPAC (1)
- Securities Regulation (1)
- Securities and Exchange Commission (1)
Articles 1 - 26 of 26
Full-Text Articles in Law
Fireside Chat | Luke Charleston ’08 In Complex Financings And Transactions, Luke Charleston
Fireside Chat | Luke Charleston ’08 In Complex Financings And Transactions, Luke Charleston
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lunch Talk | Capital Markets: Down And Dirty With Ipo Due Diligence, Matthew Sadofsky
Lunch Talk | Capital Markets: Down And Dirty With Ipo Due Diligence, Matthew Sadofsky
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lawyers On The Edge: What Happened To Rudy Giuliani?, Jacob Burns Center For Ethics In The Practice Of Law
Lawyers On The Edge: What Happened To Rudy Giuliani?, Jacob Burns Center For Ethics In The Practice Of Law
Event Invitations 2022
Please join The Jacob Burns Center for Ethics in the Practice of Law for the second in their series of book talks, Lawyers on the Edge, with Andrew Kirtzman, author of Giuliani: The Rise and Tragic Fall of America's Mayor.
Andrew Kirtzman, journalist and author, has been following the career of Rudy Giuliani since the 1990s. His new biography traces Giuliani from the beginning of his rise to his role as Donald Trump’s personal lawyer.
Professor Jessica Roth, Co-Director of the Jacob Burns Center for Ethics in the Practice of Law, will lead a discussion with Kirtzman about his …
Lawyers On The Edge: What Happened To Rudy Giuliani?, Jacob Burns Center For Ethics In The Practice Of Law
Lawyers On The Edge: What Happened To Rudy Giuliani?, Jacob Burns Center For Ethics In The Practice Of Law
Flyers 2022-2023
Click here to view the event invitation.
Ftx And The Future Of Crypto, Heyman Center On Corporate Governance
Ftx And The Future Of Crypto, Heyman Center On Corporate Governance
Event Invitations 2022
Join cryptocurrency and blockchain expert Aaron Wright, bankruptcy attorney Allen Kadish, securities regulation and fintech expert Professor Yuliya Guseva, and white collar crime expert Professor Andrew Jennings for a lively online conversation moderated by Cardozo Professor Matthew Wansley. We'll dive into cryptocurrency exchanges, the issues faced by FTX, why it collapsed, how bankruptcy will play out, and whether its executives face any legal liability.
Heyman Center Book Talk: Going Public, Heyman Center On Corporate Governance
Heyman Center Book Talk: Going Public, Heyman Center On Corporate Governance
Event Invitations 2022
Join us for a lively discussion with Dakin Campbell, author of Going Public: How Silicon Valley Rebels Loosened Wall Street’s Grip on the IPO and Sparked a Revolution and Megan Baier, partner at Wilson Sonsini Goodrich & Rosati, moderated by Rachel Landy, Visiting Assistant Professor and Director of the Heyman Center at Cardozo Law School.
Heyman Center Book Talk: Going Public, Heyman Center On Corporate Governance
Heyman Center Book Talk: Going Public, Heyman Center On Corporate Governance
Flyers 2022-2023
No abstract provided.
Lecture Series | Has The Spectacular Fall Of Archegos Taught Us Anything?, Robin Meister
Lecture Series | Has The Spectacular Fall Of Archegos Taught Us Anything?, Robin Meister
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lecture Series | Environmental, Social, And Governance (Esg): What's Next?, Brian Fortune, Adele Kittridge Murray
Lecture Series | Environmental, Social, And Governance (Esg): What's Next?, Brian Fortune, Adele Kittridge Murray
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lunch Lecture | Environmental, Social, And Governance Issues In The Hedge Fund Industry, Brian Fortune, Adele Kittridge Murray
Lunch Lecture | Environmental, Social, And Governance Issues In The Hedge Fund Industry, Brian Fortune, Adele Kittridge Murray
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lunch Lecture | Managing Risk In The Financial Services Industry, Robin Meister
Lunch Lecture | Managing Risk In The Financial Services Industry, Robin Meister
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Cryptocurrency: The Consequences Of A Regulatory Gap In A Rapidly Growing Industry, Claire Sanford
Cryptocurrency: The Consequences Of A Regulatory Gap In A Rapidly Growing Industry, Claire Sanford
SLU Law Journal Online
Digital assets are largely unregulated, which has led to many investors being defrauded without remedy. Various solutions have been proposed to solve the regulatory gap, but none have been successful in practice. In this article, Claire Sanford discusses how the risks associated with cryptocurrency exchanges are distinct from more traditional investments.
Lunch Lecture | Defending Clients From Investor Arbitration Claims, Matthew Baum
Lunch Lecture | Defending Clients From Investor Arbitration Claims, Matthew Baum
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lunch Lecture | A Career At The Financial Industry Regulatory Authority (Finra), Finra Staff
Lunch Lecture | A Career At The Financial Industry Regulatory Authority (Finra), Finra Staff
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
What’S In The Forecast For The Spac Boom & The Pslra?, Nick Krone
What’S In The Forecast For The Spac Boom & The Pslra?, Nick Krone
SLU Law Journal Online
Special Purpose Acquisition Companies (SPACs) have exploded in popularity. These so-called “blank check” companies are used as vehicles to take companies public without going through a traditional IPO process. Financial projections in SPACs are currently protected by the safe harbor for forward-looking statements afforded by the Private Securities Litigation Reform Act (PSLRA). In this article, Nick Krone examines whether SPACs should be protected by the PSLRA.
Lunch Lecture | Insider Trading: Overview And Developments, Eric Kriftcher
Lunch Lecture | Insider Trading: Overview And Developments, Eric Kriftcher
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Lunch Lecture | Organizing A Venture Capital Fund: An Overview, Herbert Moore, Jr.
Lunch Lecture | Organizing A Venture Capital Fund: An Overview, Herbert Moore, Jr.
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
A Conversation About Current Issues Facing The Global Financial Industry, Ronald Filler, Scott O'Malia, Jill Sommers, Robert Cook, Hester Peirce, Thomas Sexton, Dawn Stump
A Conversation About Current Issues Facing The Global Financial Industry, Ronald Filler, Scott O'Malia, Jill Sommers, Robert Cook, Hester Peirce, Thomas Sexton, Dawn Stump
Ronald H. Filler Institute for Financial Services Law
No abstract provided.
Securities Regulation, Dale H. Lastman
Modelling For Sustainable Development: New Decisions For A New Age, Andrea M. Bassi, Liesbeth Casier, David Laborde, Max Linsen, David Manley, Nicolas Maennling, Howard Mann, Morten Siersted, Carin Smaller, Iain Steele, David Uzsoki, Johnny West
Modelling For Sustainable Development: New Decisions For A New Age, Andrea M. Bassi, Liesbeth Casier, David Laborde, Max Linsen, David Manley, Nicolas Maennling, Howard Mann, Morten Siersted, Carin Smaller, Iain Steele, David Uzsoki, Johnny West
Columbia Center on Sustainable Investment Books
This book outlines how next-generation models need to integrate social and environmental components in government and corporate decision-making. Traditionally, these models have focused on profits and taxes, but to achieve the UN’s Sustainable Development Goals, they need to take a more holistic view. The book builds on the expanding practices of modelling complex decision making requirements and indicators. It considers the challenges of decision making in the face of incomplete and sometimes inaccurate information, the role of multiple stakeholders, and the capacity of governments and others to use models effectively.
Securities Regulation: 2016-17, Dale H. Lastman
Securities Regulation: 2016-17, Dale H. Lastman
Osgoode Course Casebooks
Course Number 2620
Is Transparency The Answer? Reconciling The Fiduciary Duties Of Public Pension Plans And Private Funds, In 2016 Private Fund Report: Public Pension Plans And Private Funds - Common Goals, Conlicting Interests (2016), Cary Martin Shelby
Books and Chapters
Public pension plans manage over $3 trillion in assets on behalf of millions of state and local government workers across the country. The trustees of such plans (“Trustees”) invest the bulk of these assets into a variety of equities and bonds, with the hopes of earning sufficient returns to finance the retirement of these countless public sector workers. In recent years however, Trustees have grown more creative in selecting their underlying investment allocations. Alternative investments, such as hedge funds and private equity funds for example provide unique opportunities for Trustees to maximize returns, protect against declining markets, and to diversify …
The Rise Of Risk-Based Regulatory Capital: Liquidity And Solvency Standards For Financial Intermediaries, Jose Gabilondo
The Rise Of Risk-Based Regulatory Capital: Liquidity And Solvency Standards For Financial Intermediaries, Jose Gabilondo
Faculty Books
In a capitalist economy, a private firm seeking finance must negotiate with prospective investors in the open market, which establishes standards about the terms on which debt and equity investment will be forthcoming. In addition to these market-financing standards, the capital structure of some financial firms—particularly broker-dealers, federally insured depository institutions, and insurance companies—must satisfy other requirements imposed by federal or state regulators to promote liquidity and solvency. Regulators take a heightened interest in these firms because they serve a public function in providing credit and other financial services. To grasp what regulatory capital rules try to accomplish, the reader …
Handbook For Promoting Foreign Direct Investment In Medium-Size, Low-Budget Cities In Emerging Markets, Vale Columbia Center On Sustainable International Investment, Millennium Cities Initiative
Handbook For Promoting Foreign Direct Investment In Medium-Size, Low-Budget Cities In Emerging Markets, Vale Columbia Center On Sustainable International Investment, Millennium Cities Initiative
Columbia Center on Sustainable Investment Books
In November 2009, the Vale Columbia Center on Sustainable International Investment and the Millennium Cities Initiative (MCI) released the Handbook for Promoting Foreign Direct Investment in Medium-size, Low-Budget Cities in Emerging Markets. With foreign direct investment (FDI) flows declining worldwide by an estimated 40-50% this year (following a decline of over 10% in 2008), investment promotion has become more important than ever: in a highly competitive world FDI market, promotion can make all the difference.
Investment promotion is particularly important for cities other than capital cities, as investors in manufacturing and services often locate primarily in a country’s capital …
Legal Developments In The Electronic Securities Markets: Online Trading Systems And The Use Of Websites For Offshore Internet Offers, David A. Westbrook, Brandon Becker, Lyle Roberts
Legal Developments In The Electronic Securities Markets: Online Trading Systems And The Use Of Websites For Offshore Internet Offers, David A. Westbrook, Brandon Becker, Lyle Roberts
Contributions to Books
Published as Chapter 22 in Securities Law & The Internet 1998: Doing Business In a Rapidly Changing Marketplace, Stephen J. Schulte, Michelle C. Wallach & Brandon Becker, eds.
Integration Of Public Utility Holding Companies, Robert F. Ritchie
Integration Of Public Utility Holding Companies, Robert F. Ritchie
Michigan Legal Studies Series
The Public Utility Holding Company Act of 1935 was one of the most controversial pieces of legislation ever enacted by Congress, but despite this fact it has withstood numerous and vigorous attacks upon its constitutionality and, further, it has never been amended in any material respect. The Securities and Exchange Commission was confronted in 1935 with one of the most difficult administrative tasks in modern history. How it met and resolved the difficult problems of geographical and economic integration, arising under the so-called "death sentence" provisions of this Act, is the subject matter of this publication.
The research involved in …