Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- ASIC (1)
- BaFin (1)
- Corporate governance, Corporate law, Securities law, Corruption, Risk management, class actions, transnational law (1)
- Cross border market abuse (1)
- Detection (1)
-
- Enforcement (1)
- FCA (1)
- Hedge funds (1)
- High frequency trading (1)
- IOSCO (1)
- Insider dealing (1)
- Insider trading (1)
- Investigation (1)
- Market abuse (1)
- Market integrity (1)
- Market manipulation (1)
- Market surveillance (1)
- Memorandum of Understanding (1)
- OTC (1)
- Ontario Securities Commission (1)
- Penalties (1)
- SEC (1)
- Securities markets (1)
- Securities offences (1)
- Securities regulation (1)
- Securities regulators (1)
- Soft law (1)
- Stock markets (1)
- Transnational Regulatory Networks (1)
- Publication
- Publication Type
Articles 1 - 3 of 3
Full-Text Articles in Law
When Insider Trading And Market Manipulation Cross Jurisdictions: What Are The Challenges For Securities Regulators And How Can They Best Preserve The Integrity Of Markets?, Janet Elizabeth Austin
When Insider Trading And Market Manipulation Cross Jurisdictions: What Are The Challenges For Securities Regulators And How Can They Best Preserve The Integrity Of Markets?, Janet Elizabeth Austin
PhD Dissertations
Over the last few decades world securities markets have become significantly more sophisticated in terms of how securities are traded as well as the variety of securities traded. My hypothesis is that the ability of securities regulators to take enforcement action against market abuse has not kept pace with the level of sophistication of the markets and, in particular, the way in which trading can take place across borders and the manner in which market related information can spread rapidly across the world. I argue that that regulators need to do more to protect the integrity of the markets by …
Securities Regulation: 2016-17, Dale H. Lastman
Securities Regulation: 2016-17, Dale H. Lastman
Osgoode Course Casebooks
Course Number 2620
The Role Of Corporate Governance In Curbing Foreign Corrupt Business Practices, Poonam Puri, Andrew Nichol
The Role Of Corporate Governance In Curbing Foreign Corrupt Business Practices, Poonam Puri, Andrew Nichol
Osgoode Legal Studies Research Paper Series
The role of corporate and securities laws in addressing foreign corrupt business practices has, to date, received limited consideration. Departing from the substantial literature on the criminal and public law response to international corruption, the authors analyze Canada’s Corruption of Foreign Public Officials Act in comparison with British and American legislation and conclude that the Canadian regime relies too heavily on the use of criminal sanctions and fails to contemplate the role of behaviour modification in its legislative structure. Recognizing that multinational corporations are well placed to identify, expose and prevent corrupt business practices, the authors propose a private law …