Open Access. Powered by Scholars. Published by Universities.®
- Keyword
-
- SEC (5)
- Sarbanes-Oxley (3)
- Hedge fund (2)
- Regulate (2)
- ABA (1)
-
- Advisers Act (1)
- Article 9 (1)
- Backlash (1)
- CEO (1)
- Client (1)
- Corporate governance (1)
- Corporate lawyers (1)
- Delaware (1)
- Director (1)
- Duty (1)
- ERISA (1)
- Eagle 9 (1)
- Employment (1)
- Enforcement (1)
- Equity interests (1)
- Ethics (1)
- Financial (1)
- Foreclosure (1)
- Fund failure (1)
- Government (1)
- Internal 806 (1)
- Investment Advisers Act (1)
- Investment Company Act (1)
- Investment advisers (1)
- LTCM (1)
- Publication
- Publication Type
Articles 1 - 8 of 8
Full-Text Articles in Law
Goldstein V. Sec, Elizabeth A. Veit
Sarbanes-Oxley: The Delaware Perspective, Chief Justice Myron T. Steele
Sarbanes-Oxley: The Delaware Perspective, Chief Justice Myron T. Steele
NYLS Law Review
No abstract provided.
A Social Defense Of Sarbanes-Oxley, James Fanto
The Challenge Of Hedge Fund Regulation, Houman B. Shadab
The Challenge Of Hedge Fund Regulation, Houman B. Shadab
Articles & Chapters
Currently en vogue concerns about hedge funds are not nearly as substantial as is often claimed. Moreover, the funds themselves are reducing their risks to investors and the broader markets, in accordance with investor demands. As hedge funds benefit the broader market by mitigating price downturns, bearing risks that others will not, making securities more liquid, and ferreting out inefficiencies, policymakers should consider whether stricter regulation of hedge funds could do more harm than good.
Sec Enforcement And Examinations Concerning Hedge Funds, Barry W. Rashkover, Laurin Blumenthal Kleiman
Sec Enforcement And Examinations Concerning Hedge Funds, Barry W. Rashkover, Laurin Blumenthal Kleiman
NYLS Law Review
No abstract provided.
Risks And Realities Of Mezzanine Loans, Andrew R. Berman
Risks And Realities Of Mezzanine Loans, Andrew R. Berman
Articles & Chapters
The last decade has witnessed an astounding increase in new real estate financing techniques, including mezzanine loans. These new financings are not directly secured by real estate and do not even directly involve land. In the real estate industry, mezzanine financing typically refers to a loan secured principally by the borrower's equity in other entities. Both economically and legally, the value of the mezzanine borrower's collateral derives solely from its indirect ownership of the underlying property.
This article provides a detailed description of the legal structure of mezzanine loans. In addition, this article evaluates the hazards, legal risks and uncertainties …
From Lapdog To Watchdog: Sarbanes-Oxley Section 307 And A New Role For Corporate Lawyers, Peter C. Kostant
From Lapdog To Watchdog: Sarbanes-Oxley Section 307 And A New Role For Corporate Lawyers, Peter C. Kostant
NYLS Law Review
No abstract provided.
Internal Whistleblowing And Sarbanes-Oxley Section 806: Balancing The Interests Of Employee And Employer, Kevin Rubinstein
Internal Whistleblowing And Sarbanes-Oxley Section 806: Balancing The Interests Of Employee And Employer, Kevin Rubinstein
NYLS Law Review
No abstract provided.