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Securities Law

Mercer University School of Law

Journal

2001

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Securities Regulation, L. Briley Brisendine Jr. Jul 2001

Securities Regulation, L. Briley Brisendine Jr.

Mercer Law Review

This Article surveys significant cases decided by the United States Court of Appeals for the Eleventh Circuit during 1999 and 2000 in the field of securities regulation. This Article also examines one rule adopted by the Securities and Exchange Commission ("SEC") during this survey period that affects Eleventh Circuit precedent.

  • Safe Harbor for Forward-Looking Statement
  • Judicial Notice of SEC Filings and Standard for Scienter Pleading
  • "Knowing Possession" Test Adopted for Section 10(B) Fraud Claims

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