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Securities Law

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Chicago-Kent Law Review

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Discussing Privacy In Sec Subpoena Practice After Carpenter V. United States, William A. Ballentine Apr 2021

Discussing Privacy In Sec Subpoena Practice After Carpenter V. United States, William A. Ballentine

Chicago-Kent Law Review

No abstract provided.


Inside Equity-Based Crowdfunding: Online Financing Alternatives For Small Businesses, Michael Vignone May 2016

Inside Equity-Based Crowdfunding: Online Financing Alternatives For Small Businesses, Michael Vignone

Chicago-Kent Law Review

Equity-based crowdfunding is an innovative approach to promote growth in small businesses and educate the financially less sophisticated about investing. This Note discusses and analyzes the four different types of equity-based crowdfunding under the federal and state securities laws. By examining the strengths and weaknesses of current crowdfunding rules, businesses can decide which exemption is most suitable to their capital needs. This Note intends to spread awareness about equity-based crowdfunding to the general public by offering general assessments of the industry, traditional financing methods, and financing alternatives for small businesses and startups.


Fighting For Market Share: How A Trade-At Rule Can Improve Market Efficiency, Maria Zyskind Jan 2016

Fighting For Market Share: How A Trade-At Rule Can Improve Market Efficiency, Maria Zyskind

Chicago-Kent Law Review

The last several decades have seen the stock market transform from an exchange-dominated marketplace to a fragmented arena where trading is dispersed among various locales. Gone are the days where exchanges served as the primary marketplaces for order execution. Today, many orders execute at off-exchange venues. Namely, investors can choose from thirteen exchanges, several electronic communication networks, and more than forty dark pools. This Note analyzes the impact of off-exchange trading and the implementation of a trade-at rule as a remedy for the consequences associated with off-exchange trading.