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Full-Text Articles in Law
Nonqualified Deferred Compensation Plans And Equity-Based Compensation, Louis A. Mezzullo
Nonqualified Deferred Compensation Plans And Equity-Based Compensation, Louis A. Mezzullo
William & Mary Annual Tax Conference
No abstract provided.
The Insider Story, Richard C. Reuben
The Insider Story, Richard C. Reuben
Faculty Publications
The central issue in United States v. O'Hagan, No. 96-842, is the validity of the so-called "misappropriation theory" of insider trader liability under Section 10(b) of the Securities and Exchange Act of 1934. 15 US.C. 78(j)(b). The justices heard oral arguments in April. If the theory propounded by federal regulators is endorsed by the Court, it would expand insider trader liability under U.S. law.
National Laws, International Money: Regulation In A Global Capital Market , Stephen J. Choi, Andrew T. Guzman
National Laws, International Money: Regulation In A Global Capital Market , Stephen J. Choi, Andrew T. Guzman
Fordham Law Review
No abstract provided.
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Unregulated Investment In Certain Death: Sec V. Life Partners, Inc., Michael R. Davis
Villanova Law Review
No abstract provided.
Blue Sky Laws And The Recent Congressional Preemption Failure, Rutheford B. Campbell Jr.
Blue Sky Laws And The Recent Congressional Preemption Failure, Rutheford B. Campbell Jr.
Law Faculty Scholarly Articles
Laws regarding the sale of securities may be understood as responses to perceived bargaining failures. The most extreme examples of these bargaining failures are seen in instances in which investors are intentionally misled or defrauded regarding the quality of the investments they receive for their money. Even without the presence of such culpability, however, bargaining failures are likely anytime the trading parties lack sufficient, accurate information necessary to effect value-enhancing trades. When that occurs in trades for capital, the parties to the transaction are misinformed respecting the trade, expectations are not protected, and that precious commodity, capital, may be turned …
Can Pre-Purchace Entrpreneurial Efforts Satisfy The Fourth Prong Of The Howey Test? A Critique Of Sec V. Life Partners, Inc., Stephanie Ann Miranda
Can Pre-Purchace Entrpreneurial Efforts Satisfy The Fourth Prong Of The Howey Test? A Critique Of Sec V. Life Partners, Inc., Stephanie Ann Miranda
Santa Clara Law Review
No abstract provided.