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Full-Text Articles in Law

Protecting Mutual Fund Investors: An Inevitable Eclecticism, Lyman P. Q. Johnson Dec 2015

Protecting Mutual Fund Investors: An Inevitable Eclecticism, Lyman P. Q. Johnson

Lyman P. Q. Johnson

After 75 years of experience with the Investment Company Act, improving investor protection remains an ongoing, multi-faceted, and frustratingly elusive endeavor.  Certain regulatory approaches have been more - or less - emphasized over the years, but today we still lack an agreed-upon singular “silver bullet” for assuring investor protection and must, of necessity, pursue an ever-evolving, eclectic approach to that central policy goal. 
 
            This chapter describes the various approaches taken to investor protection since 1940 and argues that moving on many, admittedly imperfect, fronts is the best regulatory strategy today and probably the only politically viable one in …


Why Register Hedge Fund Advisers—A Comment, Lyman P.Q. Johnson Nov 2013

Why Register Hedge Fund Advisers—A Comment, Lyman P.Q. Johnson

Lyman P. Q. Johnson

No abstract provided.


Beyond The Inevitable And Inadequate Regulation Of Bankers: A Comment On Painter, Lyman Johnson Jan 2013

Beyond The Inevitable And Inadequate Regulation Of Bankers: A Comment On Painter, Lyman Johnson

Lyman P. Q. Johnson

No abstract provided.


State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson Jan 2013

State Takeover Statutes: Constitutionality, Community, And Heresy, Lyman P. Q. Johnson

Lyman P. Q. Johnson

No abstract provided.