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Full-Text Articles in Law
Discussing Privacy In Sec Subpoena Practice After Carpenter V. United States, William A. Ballentine
Discussing Privacy In Sec Subpoena Practice After Carpenter V. United States, William A. Ballentine
Chicago-Kent Law Review
No abstract provided.
Inside Equity-Based Crowdfunding: Online Financing Alternatives For Small Businesses, Michael Vignone
Inside Equity-Based Crowdfunding: Online Financing Alternatives For Small Businesses, Michael Vignone
Chicago-Kent Law Review
Equity-based crowdfunding is an innovative approach to promote growth in small businesses and educate the financially less sophisticated about investing. This Note discusses and analyzes the four different types of equity-based crowdfunding under the federal and state securities laws. By examining the strengths and weaknesses of current crowdfunding rules, businesses can decide which exemption is most suitable to their capital needs. This Note intends to spread awareness about equity-based crowdfunding to the general public by offering general assessments of the industry, traditional financing methods, and financing alternatives for small businesses and startups.
Fighting For Market Share: How A Trade-At Rule Can Improve Market Efficiency, Maria Zyskind
Fighting For Market Share: How A Trade-At Rule Can Improve Market Efficiency, Maria Zyskind
Chicago-Kent Law Review
The last several decades have seen the stock market transform from an exchange-dominated marketplace to a fragmented arena where trading is dispersed among various locales. Gone are the days where exchanges served as the primary marketplaces for order execution. Today, many orders execute at off-exchange venues. Namely, investors can choose from thirteen exchanges, several electronic communication networks, and more than forty dark pools. This Note analyzes the impact of off-exchange trading and the implementation of a trade-at rule as a remedy for the consequences associated with off-exchange trading.
An Industry Missing Minorities: The Disparate Impact Of The Securities And Exchange Commission's Fingerprinting Rule, Kelly Noonan
An Industry Missing Minorities: The Disparate Impact Of The Securities And Exchange Commission's Fingerprinting Rule, Kelly Noonan
Chicago-Kent Law Review
The Equal Employment Opportunity Commission ("EEOC") recently asserted that the use of criminal background checks as an employment screening tool may have a disparate impact on African Americans and Hispanics, in violation of Title VII of the Civil Rights Act of 1964. The EEOC and some private claimants have even filed lawsuits against employers claiming disparate impact violations based on statistics that show African Americans and Hispanics are considerably more likely to have criminal records than other racial groups. Yet, certain federal regulatory agencies require participants in their industries to subject employees to criminal background checks as a condition of …
The Law And Economics Of Securities Fraud: Section 29(A) And The Non-Reliance Clause, David K. Lutz
The Law And Economics Of Securities Fraud: Section 29(A) And The Non-Reliance Clause, David K. Lutz
Chicago-Kent Law Review
This Note examines whether precluding a plaintiff from claiming reasonable reliance on representations made outside of a final written agreement containing a non- reliance clause violates Section 29(a) of the Securities Exchange Act of 1934. The Note uses the Third Circuit's recent decision in AES v. Dow Chemical Co. to put the issue in context, and concludes that the court reached the wrong conclusion. By accepting the assumptions of law and economics, and addressing the arguments against such an approach from behavioralists and other critics, the Note argues that adopting a clear rule enforcing non-reliance clauses produces certainty in contractual …