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1999

Banking and Finance Law

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Articles 1 - 30 of 101

Full-Text Articles in Law

An Apologia For The Use Of Over-The-Counter Derivatives, Christian Johnson Nov 1999

An Apologia For The Use Of Over-The-Counter Derivatives, Christian Johnson

Christian A. Johnson

This article reviews Over-the-Counter Derivative Products: A Guide to Business and Legal Risk Management and Documentation, by Robert M. McLaughlin (McGraw-Hill 1999) Assuming the role of apologist, Robert McLaughlin's work provides a comprehensive justification for, and defense of, the over-the-counter (“OTC”) derivatives market.


Risky Business: Acting As A Lender And Otc Derivative Dealer With The Same Customer, Christian Johnson Sep 1999

Risky Business: Acting As A Lender And Otc Derivative Dealer With The Same Customer, Christian Johnson

Christian A. Johnson

Here the Author looks at some of the potential legal risk factors for a lender in taking a dual role with the same customer with respect to loans and over the counter derivative transactions. The principal risk, says the author, is the rejection of a bank's claim for damages in bankruptcy upon the termination of over the counter derivative transactions entered into with the now bankrupt borrower. This is because the damages with respect to the derivative transactions may be characterized as unmatured interest which may be rejected by bankruptcy court. Although such a characterization was rejected by the ...


Good Governance As A Counter Insurgency Agenda To Oppositional And Transformative Social Projects In International Law, James Thuo Gathii Sep 1999

Good Governance As A Counter Insurgency Agenda To Oppositional And Transformative Social Projects In International Law, James Thuo Gathii

Buffalo Human Rights Law Review

No abstract provided.


Managing Failure In The New Global Economy: The U.N.C.I.T.R.A.L. Model Law On Cross-Border Insolvency, Claudia Tobler May 1999

Managing Failure In The New Global Economy: The U.N.C.I.T.R.A.L. Model Law On Cross-Border Insolvency, Claudia Tobler

Boston College International and Comparative Law Review

No abstract provided.


19th Annual Conference On Legal Issues For Financial Institutions, Office Of Continuing Legal Education At The University Of Kentucky College Of Law, M. Thurman Senn, Michael Whiteman, Garry Throckmorton, James H. Newberry, Benjamin Cowgill Jr., R. Gregg Hovious, Victor B. Maddox, S. Tracy Jefferson, J. Mark Grundy, Erin N. O'Daniel, Lea Pauley Goff, Walter R. Byrne, Debra K. Stamper, John T. Mcgarvey, J. Rick Jones May 1999

19th Annual Conference On Legal Issues For Financial Institutions, Office Of Continuing Legal Education At The University Of Kentucky College Of Law, M. Thurman Senn, Michael Whiteman, Garry Throckmorton, James H. Newberry, Benjamin Cowgill Jr., R. Gregg Hovious, Victor B. Maddox, S. Tracy Jefferson, J. Mark Grundy, Erin N. O'Daniel, Lea Pauley Goff, Walter R. Byrne, Debra K. Stamper, John T. Mcgarvey, J. Rick Jones

Continuing Legal Education Materials

Materials from the 19th Annual Conference on Legal Issues For Financial Institutions held by UK/CLE in May 1999.


Privacy And Accuracy Of Personal Information, L. Richard Fischer Apr 1999

Privacy And Accuracy Of Personal Information, L. Richard Fischer

North Carolina Banking Institute

No abstract provided.


Strategic Alliances: Why, How, And What To Watch For, David E. Brown Jr., Kathryn M. Cole, Joseph A. Smith Jr. Apr 1999

Strategic Alliances: Why, How, And What To Watch For, David E. Brown Jr., Kathryn M. Cole, Joseph A. Smith Jr.

North Carolina Banking Institute

No abstract provided.


Bankers Up - Professional Sports Facility Financing And Other Opportunities For Bank Involvement In Lucrative Professional Sports, Kerry M. Fraas Apr 1999

Bankers Up - Professional Sports Facility Financing And Other Opportunities For Bank Involvement In Lucrative Professional Sports, Kerry M. Fraas

North Carolina Banking Institute

No abstract provided.


How Banks Can Benefit From Partnership With Community Development Financial Institutions: The Bank Enterprise Awards Program, Calvin Cunningham Apr 1999

How Banks Can Benefit From Partnership With Community Development Financial Institutions: The Bank Enterprise Awards Program, Calvin Cunningham

North Carolina Banking Institute

No abstract provided.


Impact Of Statement Of Financial Accounting Standards 133 On The Banking Industry, Mark O. Henry Apr 1999

Impact Of Statement Of Financial Accounting Standards 133 On The Banking Industry, Mark O. Henry

North Carolina Banking Institute

No abstract provided.


Identity Theft: Prevention And Liability, Kristen S. Provenza Apr 1999

Identity Theft: Prevention And Liability, Kristen S. Provenza

North Carolina Banking Institute

No abstract provided.


Money Laundering: New Legislation And New Regulations, But Is It Enough, Bradley J-M. Runyon Apr 1999

Money Laundering: New Legislation And New Regulations, But Is It Enough, Bradley J-M. Runyon

North Carolina Banking Institute

No abstract provided.


Brazil And The Global Financial Crisis: An Examination Of The Effect From Charlotte To Sao Paolo, Rachel V. Steinwender Apr 1999

Brazil And The Global Financial Crisis: An Examination Of The Effect From Charlotte To Sao Paolo, Rachel V. Steinwender

North Carolina Banking Institute

No abstract provided.


An Introduction To The Euro, Tonya D. Horton Apr 1999

An Introduction To The Euro, Tonya D. Horton

North Carolina Banking Institute

No abstract provided.


Civil Rights And Mortgage Lending Discrimination: Establishing A Prima Facie Case Under The Disparate Treatment Theory, G. Carol Brani Apr 1999

Civil Rights And Mortgage Lending Discrimination: Establishing A Prima Facie Case Under The Disparate Treatment Theory, G. Carol Brani

Washington and Lee Journal of Civil Rights and Social Justice

No abstract provided.


The Future Of Nonbank Depository Financial Institutions, C. Dawn Causey Apr 1999

The Future Of Nonbank Depository Financial Institutions, C. Dawn Causey

North Carolina Banking Institute

No abstract provided.


Intrabank Conflicts Of Interest, Peter C. Buck, Krista R. Bowen Apr 1999

Intrabank Conflicts Of Interest, Peter C. Buck, Krista R. Bowen

North Carolina Banking Institute

No abstract provided.


Expansion And Innovation Predominant Themes Among North Carolina Financial Institutions In 1998, Lara L. Spencer Apr 1999

Expansion And Innovation Predominant Themes Among North Carolina Financial Institutions In 1998, Lara L. Spencer

North Carolina Banking Institute

No abstract provided.


The Entrance Of Banks Into Subprime Lending: First Union And The Money Store, Evan M. Gilreath Apr 1999

The Entrance Of Banks Into Subprime Lending: First Union And The Money Store, Evan M. Gilreath

North Carolina Banking Institute

No abstract provided.


Bankers Beware: The Risks Of Syndicated Credits, Megan Elizabeth Jones Apr 1999

Bankers Beware: The Risks Of Syndicated Credits, Megan Elizabeth Jones

North Carolina Banking Institute

No abstract provided.


Latimore V. Citibank Federal Savings Bank: A Journey Through The Labyrinth Of Lending Discrimination, Erin Elisabeth Dancy Apr 1999

Latimore V. Citibank Federal Savings Bank: A Journey Through The Labyrinth Of Lending Discrimination, Erin Elisabeth Dancy

North Carolina Banking Institute

No abstract provided.


Circling The Wagons: Has The Scope Of The Duties Of Bank Directors Faced With Bids For Acquisition Expanded, Todd Hammond Eveson Apr 1999

Circling The Wagons: Has The Scope Of The Duties Of Bank Directors Faced With Bids For Acquisition Expanded, Todd Hammond Eveson

North Carolina Banking Institute

No abstract provided.


The Evolution Of The Common Bond In Occupational Credit Unions: How Close Must The Tie That Binds Be, Amanda Masset Apr 1999

The Evolution Of The Common Bond In Occupational Credit Unions: How Close Must The Tie That Binds Be, Amanda Masset

North Carolina Banking Institute

No abstract provided.


Once Is Not Enough: Preserving Consumers' Rights To Bankruptcy Protection, Susan L. Dejarnatt Apr 1999

Once Is Not Enough: Preserving Consumers' Rights To Bankruptcy Protection, Susan L. Dejarnatt

Indiana Law Journal

No abstract provided.


Introduction To The Panel On "Preventing Asian Type Crises: Who, If Anyone, Should Have Jurisdiction Over Capital Movements?", Cynthia C. Lichtenstein Apr 1999

Introduction To The Panel On "Preventing Asian Type Crises: Who, If Anyone, Should Have Jurisdiction Over Capital Movements?", Cynthia C. Lichtenstein

Boston College Law School Faculty Papers

No abstract provided.


Straightening Out Strougo: The Maryland Legislative Response To Strougo V. Scudder, Stevens & (And) Clark, Inc., James J. Hanks Jr. Jan 1999

Straightening Out Strougo: The Maryland Legislative Response To Strougo V. Scudder, Stevens & (And) Clark, Inc., James J. Hanks Jr.

Villanova Journal of Law and Investment Management

No abstract provided.


Participant Self-Direction Of Account Balances: Investment Advice Or Investment Education, Marcia S. Wagner, Robert N. Eccles Jan 1999

Participant Self-Direction Of Account Balances: Investment Advice Or Investment Education, Marcia S. Wagner, Robert N. Eccles

Villanova Journal of Law and Investment Management

No abstract provided.


Enhancing The Effectiveness Of Independent Directors: Is The System Broken, Creaking Or Working, David A. Sturms Jan 1999

Enhancing The Effectiveness Of Independent Directors: Is The System Broken, Creaking Or Working, David A. Sturms

Villanova Journal of Law and Investment Management

No abstract provided.


Commentary On A Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter, Howard M. Friedman Jan 1999

Commentary On A Rare Luddite Victory - The Templeton Dragon Fund Shareholder Proposal No-Action Letter, Howard M. Friedman

Villanova Journal of Law and Investment Management

No abstract provided.


The Contribution Of The Fund Profile To Investor Education, James A. Fanto Jan 1999

The Contribution Of The Fund Profile To Investor Education, James A. Fanto

Villanova Journal of Law and Investment Management

No abstract provided.