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Articles 1 - 26 of 26
Full-Text Articles in Law
Incorporation And The Securities Acts, Daniel T. Murphy
Incorporation And The Securities Acts, Daniel T. Murphy
Law Faculty Publications
ATTORNEYS, when advising clients regarding the advantages and disadvantages of incorporating a business, must carefully consider the applicability of the securities laws, state and federal, to the venture from its inception. If a business were run as a proprietorship or a general partnership, the principals could dispose of their interests in the business without consideration of the securities laws. The issuance of stock by a corporation to such individuals in exchange for cash or their interests in the business triggers the application of both state and federal securities laws. More importantly, however, the attorney must recognize that these statutes will …
Emergency Power Of The Commodity Futures Trading Commission
Emergency Power Of The Commodity Futures Trading Commission
Washington and Lee Law Review
No abstract provided.
Reliance Requirement For A Non-Tendering Shareholder
Reliance Requirement For A Non-Tendering Shareholder
Washington and Lee Law Review
No abstract provided.
Proving Fraud Under The Commodities Acts
Proving Fraud Under The Commodities Acts
Washington and Lee Law Review
No abstract provided.
Implied Private Rights Of Action Under Section 17(A)
Implied Private Rights Of Action Under Section 17(A)
Washington and Lee Law Review
No abstract provided.
Rule 10b-5: The Circuits Debate The Exclusivity Of Remedies, The Purchaser-Seller Requirement, And Constructive Deception
Washington and Lee Law Review
No abstract provided.
Rule 10b-5 And Section 18: The Conflict Between Express And Implied Remedies
Rule 10b-5 And Section 18: The Conflict Between Express And Implied Remedies
Washington and Lee Law Review
No abstract provided.
Pledges Of Securities After Blue Chip
Pledges Of Securities After Blue Chip
Washington and Lee Law Review
No abstract provided.
Constructive Deception Under Rule 10b-5
Constructive Deception Under Rule 10b-5
Washington and Lee Law Review
No abstract provided.
Standing To Sue Under The Williams Act
Standing To Sue Under The Williams Act
Washington and Lee Law Review
No abstract provided.
Freezeout Merger Regulation: An Sec Rule Joins State Efforts
Freezeout Merger Regulation: An Sec Rule Joins State Efforts
Washington and Lee Law Review
No abstract provided.
Implied Private Rights Of Action Under The Commodities Acts
Implied Private Rights Of Action Under The Commodities Acts
Washington and Lee Law Review
No abstract provided.
Performance-Based Compensation For Investment Advisers To Business Development Companies, David P. Porter
Performance-Based Compensation For Investment Advisers To Business Development Companies, David P. Porter
Case Western Reserve Law Review
No abstract provided.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Securities Law - Rule 10b-5 - Recklessness Formulation Of Scienter Requirement Under Rule 10b-5, Thomas G. Wilkinson Jr.
Villanova Law Review
No abstract provided.
Mutual Fund Advisory Fees--Too Much For Too Little?, Angelo G. Savino
Mutual Fund Advisory Fees--Too Much For Too Little?, Angelo G. Savino
Fordham Law Review
No abstract provided.
A New Direction For Implied Causes Of Action, Catherine M. Costa
A New Direction For Implied Causes Of Action, Catherine M. Costa
Fordham Law Review
No abstract provided.
A New Direction For Implied Causes Of Action, Catherine M. Costa
A New Direction For Implied Causes Of Action, Catherine M. Costa
Fordham Law Review
No abstract provided.
Mutual Fund Advisory Fees--Too Much For Too Little?, Angelo G. Savino
Mutual Fund Advisory Fees--Too Much For Too Little?, Angelo G. Savino
Fordham Law Review
No abstract provided.
Standing Under Section 14(E) Of The Securities Exchange Act Of 1934: May A Tender Offeror Sue For Injunctive Relief?, James A. Scaduto
Standing Under Section 14(E) Of The Securities Exchange Act Of 1934: May A Tender Offeror Sue For Injunctive Relief?, James A. Scaduto
Fordham Urban Law Journal
This Note examines certain legal issues arising out of the increasing popularity of cash tender offers as a means for gaining control of public companies. Specifically, this Note will examine The Williams Act and its protection against possible fraud committed by parties attempting to use cash tender offers to take control of a company. Next, the Note will review the U.S. Supreme Court decision Piper Aircraft, Inc. v. Chris-Craft Industries, Inc. to see if a tender offeror can sue for damages under section 14(e) of Securities Exchange Act of 1934 if it is defrauded by another tender offeror.
The Right To Financial Privacy Act: New Protection For Financial Records, Lorena Kern Davitt
The Right To Financial Privacy Act: New Protection For Financial Records, Lorena Kern Davitt
Fordham Urban Law Journal
This Comment looks at the right of financial privacy and Congress' recent attempt to recognize it. It goes on to analyze the Financial Privacy Act. Finally, the Comment examines the origins of the Act, the various provisions of the Act, and the problems associated with the Act.
Mandating Disclosure In Municipal Securities Issues: Proposed New York Legislation, Thomas S. Currier
Mandating Disclosure In Municipal Securities Issues: Proposed New York Legislation, Thomas S. Currier
Fordham Urban Law Journal
This article surveys the existing mechanisims (primarily stemming from federal law) resulting in financial disclosure in connection with the offering and sale to the public of securities of New York municipal issuers. It also describes and compares alternative models for regimes of municipal issuer financial disclosure, such as the MFOA Guidelines, the federal Williams Bill and Industrial Bond Act and New York's Disclosure Proposals. The article ultimately concludes that although the isolated purpose of protecting investors in a municipal securities market that is largely national could most effectively be pursued by the imposition of uniform disclosure requirements through federal law, …
What Is A Security? -- A Redefinition Based On Eligibility To Participate In The Financial Markets, Scott T. Fitzgibbon
What Is A Security? -- A Redefinition Based On Eligibility To Participate In The Financial Markets, Scott T. Fitzgibbon
Scott T. FitzGibbon
No abstract provided.