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Articles 1 - 11 of 11
Full-Text Articles in Law
Directors' Duties And Liabilities Under The Securities Acts And Corporation Law, Elliot Goldstein, Michael Shepherd
Directors' Duties And Liabilities Under The Securities Acts And Corporation Law, Elliot Goldstein, Michael Shepherd
Washington and Lee Law Review
No abstract provided.
The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle
The Foreign Corrupt Practices Act Of 1977: A Private Right Of Action?, Mary F. Lyle
Vanderbilt Journal of Transnational Law
The Foreign Corrupt Practices Act of 1977 (the Act) was passed as a consequence of revelations of foreign and domestic bribes, kickbacks, political payoffs and other questionable financial practices by corporations throughout the past several years. The Act requires issuers of securities subject to the registration and reporting provisions of the Securities Exchange Act of 1934 to comply with specific accounting standards. In addition, the Act provides for civil and criminal liability when an issuer or any domestic concern not an issuer uses the mails or any instrumentality of interstate commerce in furtherance of certain payments to foreign officials...
The …
Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large
Sec Accounting Series Release No. 150: A Critical Analysis, Ronald E. Large
Indiana Law Journal
No abstract provided.
The Investment Advisers Act Of 1940: Is A General Partner Of A Limited Partnership An Investment Adviser?, C. David Zoba
The Investment Advisers Act Of 1940: Is A General Partner Of A Limited Partnership An Investment Adviser?, C. David Zoba
Case Western Reserve Law Review
No abstract provided.
Nonmonetary Forms Of Remuneration Under The Federal Securities Laws, Robert A. Profusek
Nonmonetary Forms Of Remuneration Under The Federal Securities Laws, Robert A. Profusek
Case Western Reserve Law Review
No abstract provided.
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Extraterritorial Effect Of The Registration Requirements Of The Securities Act Of 1933, Peter John Mitchell Rohall
Villanova Law Review
No abstract provided.
Secured Transactions - What Floats Can Be Sunk, Jack B. Justice
Secured Transactions - What Floats Can Be Sunk, Jack B. Justice
Villanova Law Review
No abstract provided.
Governmental Action And The National Association Of Securities Dealers , Vincent L. Briccetti
Governmental Action And The National Association Of Securities Dealers , Vincent L. Briccetti
Fordham Law Review
No abstract provided.
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Federal Courts - Use Of Mandamus To Compel Adjudication Of A Claim Within Exclusive Federal Jurisdiction, Glenn S. Goldstein
Villanova Law Review
No abstract provided.
Director And Audit Committee Responsibilities Relating To Perquisites, Charles B. Tomm
Director And Audit Committee Responsibilities Relating To Perquisites, Charles B. Tomm
Washington and Lee Law Review
No abstract provided.
Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii
Definition Of A Security: Risk Capital And Investment Contracts In Washington, Michael E. Stevenson, John J. O'Leary, Iii
Seattle University Law Review
The addition of the risk capital definition to Washington's securities law will expand regulation to many transactions that in the past were excluded. Although its full application is unforeseeable, the risk capital definition should apply to financing arrangements in the formation of clubs, associations, and cooperatives. Practitioners must be keenly aware that ventures not traditionally defined within Washington's securities regulations many now fall under the risk capital definition of a security.