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Economic Suicide: The Collision Of Ethics And Risk In Securities Law, Barbara Black, Jill I. Gross
Economic Suicide: The Collision Of Ethics And Risk In Securities Law, Barbara Black, Jill I. Gross
Elisabeth Haub School of Law Faculty Publications
The first part of this article looks at whether there are any legal principles derived from regulation or the case law to support an “economic suicide” claim. The second part of the article reviews arbitrators' awards to determine whether arbitrators do, in fact, decide favorably on economic suicide claims. The article also looks at some arbitrators' awards that appear to recognize an economic suicide claim to identify any factors that may lead arbitrators to award damages to the claimant. Finally, in the third part, we address whether policy considerations support an extension of recognized brokers' duties to include a duty …
A Response To Russell Pearce, John A. Humbach
A Response To Russell Pearce, John A. Humbach
Elisabeth Haub School of Law Faculty Publications
There is not very much to criticize in what Professor Pearce has said about the MacCrate Report. Mostly, therefore, I will just amplify some of the points that I regard as among the most important. Before that, however, I want to mention some quibbles. First, I have always been bothered a bit when people describe the lawyer's role as that of a hired gun. The term “hired gun” is (if you'll pardon the expression) loaded. It does not, moreover, correctly capture either the good or the questionable of what lawyers actually try to do when representing their clients. Real hired …