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Tiffany Walsh J.D., B.Comm.

Selected Works

Securities Law

Articles 1 - 5 of 5

Full-Text Articles in Law

Canadian Stock Exchange Checklist, Tiffany C. Walsh Dec 2014

Canadian Stock Exchange Checklist, Tiffany C. Walsh

Tiffany Walsh J.D., B.Comm.

Checklist for a public listing on the Canadian Stock Exchange via IPO.


Otc Market, Tiffany C. Walsh Dec 2011

Otc Market, Tiffany C. Walsh

Tiffany Walsh J.D., B.Comm.

Every private company should consider the advantages and disadvantages of going public when promoting the growth of their operations and earnings. Because of the benefits a public company can offer, a company should consider taking their company to this next stage of growth and the various avenues to do so. The most known and prestigious stock exchanges, such as NASDAQ and NYSE, are catered to larger and more established companies, however, there are trading boards available for smaller companies as well which encompass many of the large stock exchange characteristics. The over the counter (OTC) market provides an alternative for …


Cnsx Vs. Tsx-V, Tiffany C. Walsh Oct 2011

Cnsx Vs. Tsx-V, Tiffany C. Walsh

Tiffany Walsh J.D., B.Comm.

The Toronto Stock Exchange Venture (TSX-V) and the Canadian National Stock Exchange (CNSX) are both public capital markets that cater to small cap companies that wish to expand their equity financing opportunities. There are many listing requirements to be complied with and several advantages/disadvantages for each market that are analyzed below.


Cnsx Vs. Tsx-V, Tiffany C. Walsh Jul 2011

Cnsx Vs. Tsx-V, Tiffany C. Walsh

Tiffany Walsh J.D., B.Comm.

The Toronto Stock Exchange Venture (TSX-V) and the Canadian National Stock Exchange (CNSX) are both public capital markets that cater to small cap companies that wish to expand their equity financing opportunities. There are many listing requirements to be complied with and several advantages/disadvantages for each market that are analyzed below.


Is It Really A Shell Company? They're Not All Shells., Tiffany C. Walsh Dec 2010

Is It Really A Shell Company? They're Not All Shells., Tiffany C. Walsh

Tiffany Walsh J.D., B.Comm.

Companies trying to go public on the Over the Counter Bulletin Board (OTC-BB) have many hoops to jump through before they accomplish that goal. There are several strategic approaches a company can take to go public, and the necessary steps are generally defined by the Securities and Exchange Commission (SEC). However, there is one unclear label that can impact the direction of the company once it goes public – whether the company is labeled a “shell company.” Every public company must indicate on the front cover of every quarterly and annual report it files with the SEC whether the company …