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Full-Text Articles in Law
Why Legalized Insider Trading Would Be A Disaster, George W. Dent
Why Legalized Insider Trading Would Be A Disaster, George W. Dent
Faculty Publications
Although insider trading is illegal, a stubborn minority still defends it as an efficient means of compensating executives and spurring innovation. However, this minority assumes that legal insider trading would be constrained by the personal wealth of the insiders so that the scope of insider trading would rarely or never be so large as to cause outsiders to stop trading in affected stocks. This Note argues that there would be no such constraint because insiders could obtain outside financing to fully exploit their informational advantage. Outsiders would flee the public stock markets, which would drastically shrink or disappear. The prospect …
Antitrust As A Public-Private Partnership: A Case Study Of The Nasdaq Litigation, Arthur M. Kaplan
Antitrust As A Public-Private Partnership: A Case Study Of The Nasdaq Litigation, Arthur M. Kaplan
Case Western Reserve Law Review
No abstract provided.
Death For Sale: A Call To Regulate The Viatical Settlement Industry, Joy D. Kosiewicz
Death For Sale: A Call To Regulate The Viatical Settlement Industry, Joy D. Kosiewicz
Case Western Reserve Law Review
No abstract provided.
Private Ordering And The Securities Laws: The Case Of General Partnerships, Larry E. Ribstein
Private Ordering And The Securities Laws: The Case Of General Partnerships, Larry E. Ribstein
Case Western Reserve Law Review
No abstract provided.
Rodriguez De Quijas V. Shearson/American Express, Inc. And Lampv, Pleva, Lipkind, Prupis & Petigrow V. Gilvertson: Blurring The Distinctions Between The Securities Acts And Among Securities Claims, Laurie F. Humphrey
Case Western Reserve Law Review
No abstract provided.
Rationalizing The Disclosure Process: The Summary Annual Report, J. Robert Brown Jr., Stephen M. Detore
Rationalizing The Disclosure Process: The Summary Annual Report, J. Robert Brown Jr., Stephen M. Detore
Case Western Reserve Law Review
No abstract provided.
Section 13(D) Of The Securities Exchange Act: After Touche Ross And Transamerica, Does An Issuing Corporation Have An Implied Private Cause Of Action For Injunctive Relief ?, Edward Winslow Moore
Section 13(D) Of The Securities Exchange Act: After Touche Ross And Transamerica, Does An Issuing Corporation Have An Implied Private Cause Of Action For Injunctive Relief ?, Edward Winslow Moore
Case Western Reserve Law Review
No abstract provided.
Performance-Based Compensation For Investment Advisers To Business Development Companies, David P. Porter
Performance-Based Compensation For Investment Advisers To Business Development Companies, David P. Porter
Case Western Reserve Law Review
No abstract provided.
The Investment Advisers Act Of 1940: Is A General Partner Of A Limited Partnership An Investment Adviser?, C. David Zoba
The Investment Advisers Act Of 1940: Is A General Partner Of A Limited Partnership An Investment Adviser?, C. David Zoba
Case Western Reserve Law Review
No abstract provided.
Nonmonetary Forms Of Remuneration Under The Federal Securities Laws, Robert A. Profusek
Nonmonetary Forms Of Remuneration Under The Federal Securities Laws, Robert A. Profusek
Case Western Reserve Law Review
No abstract provided.
Tender Offer Developments--Introduction, Case Western Reserve University Law Review
Tender Offer Developments--Introduction, Case Western Reserve University Law Review
Case Western Reserve Law Review
No abstract provided.
Towards The Development Of An Implied Right Of Action Under Rule 14a-8 Of The Securities Exchange Act Of 1934, Martha C. Lee
Towards The Development Of An Implied Right Of Action Under Rule 14a-8 Of The Securities Exchange Act Of 1934, Martha C. Lee
Case Western Reserve Law Review
No abstract provided.
Securities Regulation--Securities Covered--Shares In Cooperative Housing Corporation As Securities Under The Federal Securities Acts, Lawrence G. Mackowiak
Securities Regulation--Securities Covered--Shares In Cooperative Housing Corporation As Securities Under The Federal Securities Acts, Lawrence G. Mackowiak
Case Western Reserve Law Review
No abstract provided.
Current And Recurrent Section 5 Gun-Jumping Problems, Morton A. Pierce
Current And Recurrent Section 5 Gun-Jumping Problems, Morton A. Pierce
Case Western Reserve Law Review
No abstract provided.
Tax Deductibility Of Insider Profit Repayments: Resolving An Apparent Conflict, Robert M. Nelson
Tax Deductibility Of Insider Profit Repayments: Resolving An Apparent Conflict, Robert M. Nelson
Case Western Reserve Law Review
No abstract provided.
Truth Up To The Date Of Use As A Requirement For A Section 10(A) Prospectus: The Implications Of Sec V. Manor Nursing Centers, Inc., Mitchell B. Dubick
Truth Up To The Date Of Use As A Requirement For A Section 10(A) Prospectus: The Implications Of Sec V. Manor Nursing Centers, Inc., Mitchell B. Dubick
Case Western Reserve Law Review
No abstract provided.
Prereorganization Negotiations And Securities Act Section 5(C): A Proposed Solution To The Gunjumping Problem, Jeffrey S. Leavitt
Prereorganization Negotiations And Securities Act Section 5(C): A Proposed Solution To The Gunjumping Problem, Jeffrey S. Leavitt
Case Western Reserve Law Review
No abstract provided.
Recent Ruling: Securities Regulation - Margin Requirements - Installment Purchase Of Tax-Sheltered Programs [37 Fed. Reg. 6568(1972)], William G. West
Recent Ruling: Securities Regulation - Margin Requirements - Installment Purchase Of Tax-Sheltered Programs [37 Fed. Reg. 6568(1972)], William G. West
Case Western Reserve Law Review
No abstract provided.
The Nature And Scope Of The Reliance Requirements In Private Actions Under Sec Rule 10b-5, Timothy J. Kincaid
The Nature And Scope Of The Reliance Requirements In Private Actions Under Sec Rule 10b-5, Timothy J. Kincaid
Case Western Reserve Law Review
No abstract provided.
Recent Decisions: Securities Exchange Act Of 1934 - Section 14(A) - Causation [Mills V. Electric Anto-Lete, Co., 396 U.S. 375 (1970)], Robert M. Nelson
Recent Decisions: Securities Exchange Act Of 1934 - Section 14(A) - Causation [Mills V. Electric Anto-Lete, Co., 396 U.S. 375 (1970)], Robert M. Nelson
Case Western Reserve Law Review
No abstract provided.
Recent Decisions: Securities Exchange Act Of 1934 - Section 16(B) - Corporation Liable As A Director [Feder V. Martin Marietta Corp., 406 F.2d 260 (2d Cir. 1969), Petition For Cert. Filed, 38 U.S.L.W. 3018 (U.S. May 16, 1969) (No. 125)], William B. Lawrence
Case Western Reserve Law Review
No abstract provided.
Implied Rights Under The Securities Exchange Act Of 1934 - Federal Jurisdiction - Exclusive Or Concurrent?, Joel A. Makee
Implied Rights Under The Securities Exchange Act Of 1934 - Federal Jurisdiction - Exclusive Or Concurrent?, Joel A. Makee
Case Western Reserve Law Review
No abstract provided.
Licenses--Sales Of Stock--Withdrawable Capital Shares [Tcherepnin V. Knight, 389 U.S. 332 (1967)], Charles R. Schaefer
Licenses--Sales Of Stock--Withdrawable Capital Shares [Tcherepnin V. Knight, 389 U.S. 332 (1967)], Charles R. Schaefer
Case Western Reserve Law Review
No abstract provided.
Recent Legislation: Securities Act Of 1933--Rule Modification--The No-Sale Rule And The Privilege To Avoid Registration [Securities Act Rule 133(A), 17 Cfl § 230.133(A). (1968), As Amended, Sec Securities Act Release No. 4892, 33 Fed. Reg. 566 (1968)], David J. Newburger
Case Western Reserve Law Review
No abstract provided.
Securities Exchange Act Of 1934--Rule 10b-5--Purchasers Of Debentures Denied A Right Of Action Under Section 10(B) [Jordan Building Corp. V. Doyle, O'Connor & Co., [1966-1967 Transfer Binder] Cch Fed. Sec. L. Rep ¶ 91,96 (N.D. Iil. June 28, 1967)], Jan Horbaly
Case Western Reserve Law Review
No abstract provided.
Securities Exchange Act Of 1934--Insider Trading--Conversion Of Preferred Into Common Stock Held Not A Sale Of The Stock Under Section 16(B) [,I>Blau V. Lamb, 363 F.2d 507 (2d Cir. 1966)], Fred A. Watkins
Case Western Reserve Law Review
No abstract provided.
Two Current Questions Concerning Implied Private Rights Of Action Under The Exchange Act: Authority Of The Administrative Agency To Negate; Existence For Violation Of Self-Regulatory Requirements, Morgan Shipman
Case Western Reserve Law Review
No abstract provided.
Ohio Securities Act: Powers, Sanctions And Constitutional Objections, Phillip J. Campanella
Ohio Securities Act: Powers, Sanctions And Constitutional Objections, Phillip J. Campanella
Case Western Reserve Law Review
No abstract provided.
Symposium Securities Regulation - Introduction, Manuel F. Cohen
Symposium Securities Regulation - Introduction, Manuel F. Cohen
Case Western Reserve Law Review
No abstract provided.
Analysis Of The Ohio Securities Act, Milton C. Boesel Jr.
Analysis Of The Ohio Securities Act, Milton C. Boesel Jr.
Case Western Reserve Law Review
No abstract provided.