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Securities Law

1991

Institution
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Articles 1 - 30 of 39

Full-Text Articles in Law

The Business Judgment Rule: How Much Board Deliberation Is Enough When A Board Is Under Time Constraints?-Citron V. Fairchild Camera And Instrument Corp., Jeffrey M. Moss Sep 1991

The Business Judgment Rule: How Much Board Deliberation Is Enough When A Board Is Under Time Constraints?-Citron V. Fairchild Camera And Instrument Corp., Jeffrey M. Moss

BYU Law Review

No abstract provided.


The Second Circuit's Role In Expanding The Sec's Jurisdiction Abroad, Roberta S. Karmel Jul 1991

The Second Circuit's Role In Expanding The Sec's Jurisdiction Abroad, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel Jul 1991

Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Securities Regulation, John L. Latham, Lynn Scott Magruder Jul 1991

Securities Regulation, John L. Latham, Lynn Scott Magruder

Mercer Law Review

This Article reports on significant decisions by the Court of Appeals for the Eleventh Circuit during 1989 and 1990 in the area of securities regulation. This Article also surveys decisions by the United States Supreme Court during the period that affect Eleventh Circuit precedent.


The Second Circuit's Role In Expanding The Sec's Jurisdiction Abroad, Roberta S. Karmel Jul 1991

The Second Circuit's Role In Expanding The Sec's Jurisdiction Abroad, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson Jun 1991

Bridging The Gap: Some Thoughts About Interstitial Lawmaking And The Federal Securities Laws, Kevin R. Johnson

Washington and Lee Law Review

No abstract provided.


Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel Jun 1991

Greenmail, The Control Premium And Shareholder Duty, Roberta S. Karmel

Washington and Lee Law Review

No abstract provided.


The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham Jun 1991

The Commodity Exchange Monopoly-Reform Is Needed, Jerry W. Markham

Washington and Lee Law Review

No abstract provided.


Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway Jun 1991

Looking For The Perfect Enforcement Remedy: Old Wine In New Bottles Or: Have I Seen This Movie Before?, James Treadway

Washington and Lee Law Review

No abstract provided.


The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii Jun 1991

The Regulation Of Insider Trading In The European Community, Manning Gilbert Warren Iii

Washington and Lee Law Review

No abstract provided.


International Securities Regulation: London's "Big Bang" And The European Securities Markets, Roberta S. Karmel May 1991

International Securities Regulation: London's "Big Bang" And The European Securities Markets, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Augmenting Erisa With Market Discipline: Transforming Pension Plan Interests Into Securities, Keir N. Dougall May 1991

Augmenting Erisa With Market Discipline: Transforming Pension Plan Interests Into Securities, Keir N. Dougall

University of Michigan Journal of Law Reform

Part I of this Note provides general background information about pension plans and details the problems that ERISA creates because of its dependence on trust law. Part II canvasses recent problems in pension plan governance that courts and pension plan members have faced in takeover defense and social investment contexts, demonstrating that ERISA's use of trust law cannot respond adequately to these problems. Parts I and II draw on an analysis of ERISA presented by Professors Fischel and Langbein but argue that their proposals for changing ERISA inadequately address the problems they identify. Part III argues that the economic realities …


Liability Under Section 12(2) Of The Securities Act Of 1933 For Fraudulent Trading In Postdistribution Markets, Therese H. Maynard Apr 1991

Liability Under Section 12(2) Of The Securities Act Of 1933 For Fraudulent Trading In Postdistribution Markets, Therese H. Maynard

William & Mary Law Review

No abstract provided.


Vii. Securities Law Mar 1991

Vii. Securities Law

Washington and Lee Law Review

No abstract provided.


Itsfea's Effect On Either An Implied Cause Of Action For Damages By Contemporaneous Traders Or An Action For Damages Or Rescission By The Party In Privity With The Inside Trader, William K.S. Wang Jan 1991

Itsfea's Effect On Either An Implied Cause Of Action For Damages By Contemporaneous Traders Or An Action For Damages Or Rescission By The Party In Privity With The Inside Trader, William K.S. Wang

Faculty Scholarship

No abstract provided.


The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, Roberta S. Karmel Jan 1991

The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, Roberta S. Karmel

Faculty Scholarship

No abstract provided.


Start Making Sense: An Analysis And Proposal For Insider Trading Regulation, Jill E. Fisch Jan 1991

Start Making Sense: An Analysis And Proposal For Insider Trading Regulation, Jill E. Fisch

All Faculty Scholarship

No abstract provided.


Intereses Sobre Capital Ajustado: ¿Arbitrariedad Judicial?, Martin Paolantonio Jan 1991

Intereses Sobre Capital Ajustado: ¿Arbitrariedad Judicial?, Martin Paolantonio

Martin Paolantonio

Aproximación crítica a la determinación de una tasa de interés judicial uniforme sobre la deuda indexada


Inviable Retorno Al Nominalismo, Martin Paolantonio Jan 1991

Inviable Retorno Al Nominalismo, Martin Paolantonio

Martin Paolantonio

Análisis de la ley 23928 de convertibilidad y su prohibición de ajustar o indexar deudas, desde una perspectiva contractual y constitucional


La Representación Cambiaria En Las Asociaciones Civiles, Martin Paolantonio, Eduardo Moccero Jan 1991

La Representación Cambiaria En Las Asociaciones Civiles, Martin Paolantonio, Eduardo Moccero

Martin Paolantonio

Nota a fallo que denegó la aplicación analógica de disposiciones de la ley de sociedades comerciales en materia de representación a asociaciones civiles


Las Letras De Consumo Y Su Problemática Jurídica, Martin Paolantonio, Salvador Bergel Jan 1991

Las Letras De Consumo Y Su Problemática Jurídica, Martin Paolantonio, Salvador Bergel

Martin Paolantonio

Análisis sobre los diferentes problemas que plantea el uso de títulos valores cambiarios en contratos con consumidores, y alternativas de tratamiento normativo


Books Received, Law Review Staff Jan 1991

Books Received, Law Review Staff

Vanderbilt Journal of Transnational Law

Books Received

GOOD FAITH IN ENGLISH LAW

By J.F. O'Connor

Brookfield, Vermont: Dartmouth Publishing Company, 1990. Pp. 148.

=====================

LAW AND ISLAM IN THE MIDDLE EAST

Edited by Daisy Hilse Dwyer

New York, New York: Bergin & Garvey, 1990. Pp. 168.

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INTERNATIONAL SECURITIES REGULATION

By Norman S. Poser

Boston, Massachusetts: Little, Brown and Company, 1991. Pp. 799.

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COMPARATIVE CONSTITUTIONAL FEDERALISM

Edited by MarkTushnet

Westport, Connecticut: Greenwood Press, 1990. Pp. 157.

==========================

ECONOMIC SANCTIONS AND U.S. TRADE

By Michael P. Melloy

Boston, Massachusetts: Little, Brown and Company, 1990. Pp. 752.


Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson Jan 1991

Ending The Turf Wars: Support For A Cftc/Sec Consolidation, John D. Benson

Villanova Law Review

No abstract provided.


Notes: Securities Law — Uncollateralized Promissory Notes Are Considered "Securities" To Be Regulated Under Federal Securities Laws. Reves V. Ernst & Young, 494 U.S. 56 (1990), Sheryl N. Stephenson Jan 1991

Notes: Securities Law — Uncollateralized Promissory Notes Are Considered "Securities" To Be Regulated Under Federal Securities Laws. Reves V. Ernst & Young, 494 U.S. 56 (1990), Sheryl N. Stephenson

University of Baltimore Law Review

No abstract provided.


Reinventing The Outside Director: An Agenda For Institutional Investors, Ronald J. Gilson, Reinier Kraakman Jan 1991

Reinventing The Outside Director: An Agenda For Institutional Investors, Ronald J. Gilson, Reinier Kraakman

Faculty Scholarship

Managerialist rhetoric puts the institutional investor between a rock and a hard place. The institutional investor is depicted as a paper colossus, alternatively greedy and mindless, but in all events a less important corporate constituency than that other kind of investor, the "real" shareholder. The unspoken corollary is that, regardless of the institution's investment strategy, its interests may appropriately be ignored.

An institution that trades stock frequently is considered a short-term shareholder without a stake in the future of the corporation. According to the familiar argument, the short-term shareholder has no more legitimate claim on management's attention than does a …


Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman Jan 1991

Enforcement Of Securities Laws Violations In The United Kingdom, James J. Fishman

Elisabeth Haub School of Law Faculty Publications

This article examines the weaknesses of the present system of enforcement and suggests changes to make it more effective. The article is divided into three parts: an analysis of the enforcement provisions of the Financial Services Act, the prosecution of securities offenses since its implementation, and the viability of self-regulatory enforcement.


Case Digest, Law Review Staff Jan 1991

Case Digest, Law Review Staff

Vanderbilt Journal of Transnational Law

MEDICAL MALPRACTICE ABROAD BY UNITED STATES PHYSICIAN IN CONNECTION WITH DEPARTMENT OF STATE REGULATIONS GOVERNING TORT CLAIMS PROVIDED FOR AN INVESTIGATIVE PROCEDURE FOLLOWED BY AGENCY DECISION--AGENCY FOR INTERNATIONAL DEVELOPMENT HOLDS NO CONSTITUTIONAL OBLIGATIONS TO EVALUATE MEDICAL MALPRACTICE CLAIM ON THE MERITS AND IN ACCORD WITH MINIMAL DUE PROCESS. Tarpeh-Doe v. United States, 904 F.2d719 (D.C. Cir. 1990).

THE FOREIGN CORRUPT PRACTICES ACT DOES NOT CREATE AN IMPLIED PRIVATE RIGHT OF ACTION THAT KENTUCKY TOBACCO GROWERS COULD USE TO RECOVER DAMAGES FROM COMPANIES THAT ALLEGEDLY ENGAGED IN CORRUPT PRACTICES TO THE DETRIMENT OF GROWERS. THE ACT OF STATE DOCTRINE, HOWEVER, DOES …


Recent Initiatives In International Financial Regulation And Goals Of Competitiveness, Effectiveness, Consistency And Cooperation, Joel P. Trachtman Jan 1991

Recent Initiatives In International Financial Regulation And Goals Of Competitiveness, Effectiveness, Consistency And Cooperation, Joel P. Trachtman

Northwestern Journal of International Law & Business

The purpose of this examination is first, to review the basis for and method of applying U.S. regulation in these functional areas to offshore activities of U.S. persons and to both U.S. and offshore activities of foreign persons, and to understand the differences in approach taken by the Board of Governors of the Federal Reserve System (the Board) and the Securities and Exchange Commission (the Commission) in interpreting the reach of prescriptive jurisdiction under the Bank Holding Company Act of 1956 (the BHC Act), the Securities Act of 1933 (the Securities Act) and the Securities Exchange Act of 1934 (the …


The Logic And (Uncertain) Significance Of Institutional Shareholder Activism, Edward B. Rock Jan 1991

The Logic And (Uncertain) Significance Of Institutional Shareholder Activism, Edward B. Rock

All Faculty Scholarship

No abstract provided.


Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond Jan 1991

Securities Law Internationalization Of Securities Regulation - Multijurisdictional Disclosure System For Canada And The U.S., Anna T. Drummond

Villanova Law Review

No abstract provided.